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Other Commission Orders, Notices,
and Information Archives: 2002

Archive of older SEC Other Commission Orders, Notices, and Information available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Details
Fourth Quarter
34-47061 Nov. 26, 2002 Philadelphia Depository Trust Company (Notice of Request for Comment and Order Granting Withdrawal from and Cancellation of Registration as Clearing Agency)
File No.:  600-19
34-46921 Nov. 26, 2002 Financial Information (Order Extending Exemption)
35-27574 Oct. 7, 2002 Enron Corp. (Order Scheduling Hearing Under Section 19 of the Public Utility Holding Company Act of 1935)
See also additional materials listed on the Enron Spotlight page.
Third Quarter
IC-25729 Sep. 13, 2002 The Mexico Fund, Inc. (Notice of Application and Commission Statement)
4-464 Aug. 29, 2002 Sworn Statements (Order Requiring Filing Under Section 21(a)(1) of the Securities Exchange Act of 1934)
See also: Release No. 34-46429
34-46428 Aug. 28, 2002 Exchange-Traded Funds (Order Granting De Minimis Exemption Under Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder)
34-46313 Aug. 6, 2002 Ownership Reports and Trading By Officers, Directors and Principal Security Holders
File No.: S7-31-02
Comments Due: August 15, 2002.
See also Rel. No. 33-8090
Comments received are available for this notice.
PA-32 July 18, 2002 Privacy Act of 1974 - Amended System of Records for Enforcement Files
File No.: S7-27-02
Comments Due: 30 days after publication in the Federal Register.
Effective Date: The amendments will take effect [40 days after publication in the Federal Register] unless the Commission receives comments that would require a different determination
Second Quarter
File No. 4-460 June 27, 2002 Sworn Statements (Order Requiring Filing under Section 21(a)(1) of the Securities Exchange Act of 1934)
File No.: 4-460
Exhibit A: Sworn Statement
List of Companies
Frequently Asked Questions
34-46090 June 19, 2002 Listing Standards Requirements (Joint Order Granting Modification under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria under Section 2(a)(1) of the Commodity Exchange Act)
35-27539 June 14, 2002 E.ON AG, et al. (Order Authorizing the Acquisition of Foreign Registered Holding Company and Related Transactions; Approving Other Related Requests; Declaring Company Not to Be a Subsidiary; Discussing Individual Comments on the Acquisition; Approving Financings and Intrasystem Service Transactions; and Reserving Jurisdiction)
File No.: International Series Release No. 1260; 70-9961 and 70-9985
34-46069 June 12, 2002 Evangelical Christian Credit Union (Notice of Application for Relief Under Sections 15 and 36 of the Exchange Act and Request for Comment)
See Application (Application in PDF format.)
Comments due: July 18, 2002.
34-46015 May 31, 2002 Disclosure Requirements (Order Granting Temporary Exemption from Rule 10b-10 Promulgated under the Securities Exchange Act of 1934 and Section 11(d)(2) of the Securities Exchange Act of 1934)
34-46009 May 31, 2002 Definition of Narrow-Based Security Index (Joint Order Excluding Indexes under Section 1a(25)(B)(v) of the Commodity Exchange Act and Section 3(a)(55)(C)(v) of the Securities Exchange Act of 1934)
34-45855 May 1, 2002 Foreign Issuers (Submitted Information Under the Exemption Relating to Certain Foreign Securities)
First Quarter
34-45654 Mar. 27, 2002 Trade-Through Disclosure Rule (Order Granting Temporary Exemption)
File No.: S7-17-00
See also Final Rule, Rel. No. 34-44852
Proposed Rule, Rel. No. 34-43085 and comments
33-8072 Mar. 20, 2002 Securities Uniformity (Notice of Annual Conference on Uniformity of Securities Laws)
File No.: S7-04-02
Comments received are available for this notice.
34-45489 Mar. 1, 2002 Fee Rates (Order Making Adjustment Under Sections 31(b) and (c) of the Securities Exchange Act of 1934)
33-8056 Jan. 22, 2002 Commission Statement about Management's Discussion and Analysis of Financial Condition and Results of Operations
Release Nos.: 34-45321; FR-61

 

http://www.sec.gov/rules/other/otherarchive/other2002.shtml


Modified: 10/16/2014