SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Other Commission Orders, Notices,
and Information Archives: 1997

Archive of older SEC Other Commission Orders, Notices, and Information available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Details
Fourth Quarter
No release number Oct. 29, 1997 Charitable Giving by Public Companies (Invitation for Comments)
Comments Due: November 12, 1997
Third Quarter
PA-20 Sep. 4, 1997 Deletion, Modification, and Redesignation of Privacy Act Systems of Records
Effective Date: upon publication in Federal Register
34-39016 Sep. 4, 1997 Major Alterations to the Agency Correspondence Tracking System (ACTS) (SEC-29) and the Office of Personnel Training Files (SEC-40)
Effective Date: 40 days after publication
Comments Due: 30 days after publication in Federal Register
34-39017 Sep. 4, 1997 Confidential Treatment Request Imaging System (Establishment of a New System of Records (SEC-26))
Effective Date: 40 days after publication
Comments Due: 30 days after publication in Federal Register
No release number Jul. 16, 1997 Securities Uniformity (Invitation to Participate in NSMIA Uniformity Study Survey)
File No.: S7-20-97
34-38810 Jul. 1, 1997 Emerging Markets Clearing Corporation (Notice of Filing Registration as a Clearing Agency)
Second Quarter
33-7413 Apr. 4, 1997 Annual Conference on Uniformity of Securities Laws (Notice - Securities Uniformity)
File No.: S7-15-97
Comments Due: April 23, 1997
Note: Comments received electronically are available for this announcement.
First Quarter
34-38235 Feb. 4, 1997 Foreign Issuers (Notice - List of Foreign Issuers Which Have Submitted Information Required by the Exemption Relating to Certain Foreign Securities)
Release No.: International Series Release No. 1048
34-38156 Jan. 10, 1997 National Association of Securities Dealers (Order Approving NASD Rule Change Relating to Implementation of Commission's Order Handling Rules)
File No.: SR-NASD-96-43

 

http://www.sec.gov/rules/other/otherarchive/other1997.shtml


Modified: 10/16/2014