Other Commission Orders, Notices,
and Information Archives: 1997

Archive of older SEC Other Commission Orders, Notices, and Information available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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Release No.	Date	Details
Fourth Quarter
No release number	Oct. 29, 1997	Charitable Giving by Public Companies (Invitation for Comments) Comments Due: November 12, 1997
Third Quarter
PA-20	Sep. 4, 1997	Deletion, Modification, and Redesignation of Privacy Act Systems of Records Effective Date: upon publication in Federal Register
34-39016	Sep. 4, 1997	Major Alterations to the Agency Correspondence Tracking System (ACTS) (SEC-29) and the Office of Personnel Training Files (SEC-40) Effective Date: 40 days after publication Comments Due: 30 days after publication in Federal Register
34-39017	Sep. 4, 1997	Confidential Treatment Request Imaging System (Establishment of a New System of Records (SEC-26)) Effective Date: 40 days after publication Comments Due: 30 days after publication in Federal Register
No release number	Jul. 16, 1997	Securities Uniformity (Invitation to Participate in NSMIA Uniformity Study Survey) File No.: S7-20-97
34-38810	Jul. 1, 1997	Emerging Markets Clearing Corporation (Notice of Filing Registration as a Clearing Agency)
Second Quarter
33-7413	Apr. 4, 1997	Annual Conference on Uniformity of Securities Laws (Notice - Securities Uniformity) File No.: S7-15-97 Comments Due: April 23, 1997 Note: Comments received electronically are available for this announcement.
First Quarter
34-38235	Feb. 4, 1997	Foreign Issuers (Notice - List of Foreign Issuers Which Have Submitted Information Required by the Exemption Relating to Certain Foreign Securities) Release No.: International Series Release No. 1048
34-38156	Jan. 10, 1997	National Association of Securities Dealers (Order Approving NASD Rule Change Relating to Implementation of Commission's Order Handling Rules) File No.: SR-NASD-96-43

http://www.sec.gov/rules/other/otherarchive/other1997.shtml