U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

United States of America
before the
Securities and Exchange Commission

Public Utility Holding Company Act of 1935
Release No. 27576 / October 10, 2002

Administrative Proceeding
File No. 3-10909


In the Matter of

Applications of Enron Corp. for Exemptions Under the Public Utility Holding Company Act of 1935, (Nos. 70-9661 and 70-10056)

Respondent.


:
:
:
:
:
:
:
:
:
:
:
Scheduling Order

On October 7, 2002, the Securities and Exchange Commission ordered a hearing on Enron Corp.'s applications for exemption from all provisions of the Public Utility Holding Company Act of 1935, except Section 9(a)(2), Holding Co. Act Rel. No. 27574.

IT IS ORDERED, pursuant to Rule 222(a) of the Commission's Rules of Practice, that Enron Corp. shall submit, by October 21, 2002, an outline or narrative summary of its case supporting its applications for exemption, including the nature of the evidence and the legal theories upon which it will rely;

IT IS FURTHER ORDERED, pursuant to Rule 222(a), that each other party shall submit, by November 1, 2002, a statement of its position on Enron Corp.'s requested exemptions and an outline or narrative summary of the evidence and legal theories on which it will rely in support of that position;

IT IS FURTHER ORDERED that, before November 8, 2002, Enron Corp. and the Division of Investment Management shall meet and confer as necessary to ensure that all submissions described below as required to be made by November 8, 2002, or thereafter, can be so made;

IT IS FURTHER ORDERED that, by November 8, 2002, each party shall submit lists of all witnesses and exhibits;

IT IS FURTHER ORDERED that, by November 8, 2002, Enron Corp. and the Division of Investment Management shall submit facts stipulated as between them;

IT IS FURTHER ORDERED that, by November 8, 2002, Enron Corp. and the Division of Investment Management shall submit a statement of the law as stipulated between them;

IT IS FURTHER ORDERED that, having previously met and conferred, by November 8, 2002, Enron Corp. and the Division of Investment Management shall submit any objections to planned witnesses and exhibits of the other party;

IT IS FURTHER ORDERED that, by November 8, 2002, Enron Corp. and the Division of Investment Management shall submit statements of controverted fact;

IT IS FURTHER ORDERED that, by November 8, 2002, Enron Corp. and the Division of Investment Management shall submit statements of the issues of law;

IT IS FURTHER ORDERED that, by November 15, 2002, any party other than Enron Corp. and the Division of Investment Management shall identify any material facts stipulated by Enron Corp. and the Division of Investment Management that the party disputes and as to which it intends to introduce contrary evidence;

IT IS FURTHER ORDERED that, by November 15, 2002, each party shall submit written direct testimony of its witnesses;

IT IS FURTHER ORDERED that, by November 15, 2002, Enron Corp. and the Division of Investment Management shall submit a statement describing any anticipated need for cross-examination of specified parties and any other direct evidence not otherwise submitted;

IT IS FURTHER ORDERED that any person seeking leave to participate on a limited basis may do so pursuant to Rule 210 of the Commission's Rules of Practice by November 19, 2002;

IT IS FURTHER ORDERED that a prehearing conference for the purposes specified in Rule 221 of the Commission's Rules of Practice and for other appropriate purposes shall be held commencing at 9:00 A.M. on November 22, 2002, in the Commission's Headquarters Offices, Room 1C-50, 450 - 5th Street, N.W., Washington, D.C. 20549;

IT IS FURTHER ORDERED that a hearing, if necessary, in this matter will commence on December 5, 2002, at a location and time to be fixed by further order;

IT IS FURTHER ORDERED that, by January 7, 2003, each party shall file proposed findings and conclusions and supporting briefs; and

IT IS FURTHER ORDERED that each party may file a reply brief by January 14, 2003.

Roel C. Campos
Commissioner

 

http://www.sec.gov/rules/other/35-27576.htm


Modified: 11/18/2002