U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission


RIN 3235-AJ02

[Release No. 34-50338; File No. S7-05-04]

Collection Practices under Section 31 of the Exchange Act

AGENCY: Securities and Exchange Commission.

ACTION: Notice of OMB Approval of Collection of Information.

FOR FURTHER INFORMATION CONTACT: Michael Gaw, Senior Special Counsel, 202 942-0158, or Christopher Solgan, Attorney, 202-942-7937; Division of Market Regulation; Securities and Exchange Commission; 450 5th Street, NW; Washington, DC 20549-1001.

SUPPLEMENTARY INFORMATION: The The Office of Management and Budget has approved the collection of information requirements titled "Rule 31 - Section 31 transaction fees; Rule 31T - Temporary Rule regarding fiscal year 2004; Form R31 - Form for reporting covered sales and covered round turn transactions under Section 31 of the Securities Exchange Act of 1934" (OMB Control No. 3235-0597). The Commission adopted Rules 31 and 31T and Form R31 in June 2004.1

Margaret H. McFarland
Deputy Secretary

Dated: September 9, 2004



Modified: 09/10/2004