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Regulatory Release

Exchange-Traded Funds (Order Granting De Minimis Exemption Under Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder)

Details

Rule Type

Order Regarding Exemption

Release Number

34-46428

SEC Issue Date

Aug. 28, 2002 | 3:40 pm ET

Resources

Last Reviewed or Updated: May 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Exchange-Traded Funds (Order Granting De Minimis Exemption Under Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder)

Details

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Exchange-Traded Funds (Order Granting De Minimis Exemption Under Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder)

Details

Resources