SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Statements on File No. SR-ISE-2009-35

Order Granting Petition for Review and Scheduling Filing of Statements

(Release No. 34-60989; File No. SR-ISE-2009-35)


Apr. 7, 2010 Edward J. Joyce, President, Chicago Board Options Exchange, Incorporated, Chicago, Illinois
Apr. 7, 2010 Michael J. Simon, Secretary, International Securities Exchange, LLC
Apr. 7, 2010 Pia K. Bennett, Associate Corporate Secretary, NYSE Euronext
Mar. 1, 2010 Memorandum from the Division of Risk, Strategy, and Financial Innovation
Mar. 1, 2010 Michael J. Simon, Secretary, International Securities Exchange, LLC
Jan. 29, 2010 Memorandum from the Office of Commissioner Aguilar concerning an January 28, 2010, meeting with representatives of the International Securities Exchange
Jan. 20, 2010 Angelo Evangelou, Assistant General Counsel, Chicago Board Options Exchange
Dec. 16, 2009 Michael J. Simon, Secretary, International Securities Exchange, LLC
Dec. 3, 2009 Joanne Moffic-Si1ver, Executive Vice President, General Counsel & Corporate Secretary, Chicago Board Options Exchange
Dec. 3, 2009 Janet M. Kissane, Senior Vice President, Legal & Corporate Secretary, Office of the General Counsel, NYSE Euronext
Dec. 3, 2009 Leonard Ellis, Head of Capital Markets, Capstone Global Markets, LLC
Dec. 3, 2009 Michael J. Simon, Secretary, International Securities Exchange, LLC
Dec. 3, 2009 John C. Nagel, Managing Director and Deputy General Counsel, Citadel
Dec. 2, 2009 Michael Goodwin, Senior Managing Member, Bluefin Trading, LLC
Nov. 17, 2009 Memorandum from the Division of Trading and Markets concerning a November 5, 2009, meeting with representatives of GETCO, LLC
Nov. 17, 2009 Memorandum from the Division of Trading and Markets concerning a November 9, 2009, meeting with representatives of Citigroup Inc.
Nov. 17, 2009 Memorandum from the Division of Trading and Markets concerning a November 10, 2009, meeting with representatives of PEAK6 Investments, L.P.

 

http://www.sec.gov/rules/other/2009/sr-ise-2009-35/ise200935_statements.shtml

Modified: 10/16/2014