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SEC Interpretive Releases Archive 1998

The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.

Additional Archives

Release No. Date Details
33-7558 July 29, 1998 Statement of the Commission Regarding Disclosure of Year 2000 Issues and Consequences by Public Companies, Investment Advisers, Investment Companies, and Municipal Securities Issuers
Effective Date of Interpretation: August 4, 1998
IA-1732 Jul. 17, 1998 Interpretation of Section 206(3) of the Investment Advisers Act of 1940
Effective Date of Interpretation: the first interpretive position is effective 60 days after publication in the Federal Register; the second interpretive position is effective upon publication in the Federal Register
34-39829 Apr. 6, 1998 Confirmation and Affirmation of Securities Trades; Matching
Effective Date of Interpretation: when published in the Federal Register
Comments Due: 60 days after publication in the Federal Register
File. No.: S7-10-98
33-7516 Mar. 23, 1998 Statement of the Commission Regarding Use of Internet Web Sites to Offer Securities, Solicit Securities Transactions, or Advertise Investment Services Offshore
Effective Date of Interpretation: March 23, 1998

Modified: 01/21/2009