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SEC Interpretive Releases Archive 1996

The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.

Additional Archives

Release No. Date Details
33-7288 May 9, 1996 Solicitation of Comments; Use of Electronic Media by Broker-Dealers, Transfer Agents, and Investment Advisers for Delivery of Information; Additional Examples under the Securities Act of 1933, Securities Exchange Act of 1934 and Investment Company Act of 1940
Effective Date of Interpretation: when published in the Federal Register
Comments Due: 45 days after publication in the Federal Register
File No.: S7-13-96
Comments received electronically are available for this proposal.

Modified: 01/21/2009