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SEC Interim Final Temporary Rules

Interim final temporary rules currently available include:

Additional Archives

Release No. Date Details
34-66020 Dec. 21, 2011 Extension of Temporary Registration of Municipal Advisors (Corrected to conform to Federal Register version)
File No.: S7-19-10
Effective Date:  December 31, 2011. Interim final temporary Rule 15Ba2-6T will expire on September 30, 2012.
See also:  Interim Final Temporary Rule No. 34-67901 (extension); Interim Final Temporary Rule No. 34-66020a (technical amendment); Interim Final Temporary Rule No. 34-62824; Proposed Rule Release No. 34-63576
Federal Register: HTML | PDF | text | XML
34-64874 Jul. 13, 2011 Retail Foreign Exchange Transactions (Request for Comments)
File No.:   S7-30-11
Effective Date:  July 15, 2011. The expiration is extended to July 16, 2012.
Comment Due Date:  September 13, 2011
Comments received are available for this notice
See also:  Interim Final Temporary Rule Nos. 34-67405A; 34-67405 Federal Register version
34-64832 Jul. 7, 2011 Amendment to Rule Filing Requirements for Dually-Registered Clearing Agencies (Request for Comments)
File No.:   S7-29-11
Effective Date:  July 15, 2011
Comment Due Date:  September 15, 2011
Comments received are available for this notice Federal Register version
33-9232 Jul. 1, 2011 Extension of Temporary Exemptions for Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps
Other Release Nos.:   34-64800, 39-2476
File No.:   S7-02-09
Effective Date:  July 11, 2011
Federal Register version
33-9231 Jul. 1, 2011 Exemptions for Security-based Swaps (Request for Comments)
Other Release Nos.:   34-64794, 39-2475
File No.:   S7-26-11
Effective Date:  July 11, 2011
Comment Due Date:  August 15, 2011
Comments received are available for this notice Federal Register version
See also:  Extension of Exemptions for Security-Based Swaps (Jan. 29, 2013); Security-Based Swaps Implementation Policy Statement

 

http://www.sec.gov/rules/interim/interimarchive2011.shtml


Modified: 05/01/2014