SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


SEC Interim Final Temporary Rules Archive: 2007

Additional Archives

Release No. Date Details
IA-2653 Sep. 24, 2007 Temporary Rule Regarding Principal Trades with Certain Advisory Clients
File No.: S7-23-07
Effective Date:  September 30, 2007, except 17 CFR 275.206(3)-3T will be effective from September 30, 2007 until December 31, 2009
Comments Due:  November 30, 2007
Federal Register version
Comments received are available for this proposal.
See also:  Small Entity Compliance Guide

 

http://www.sec.gov/rules/interim/interimarchive2007.shtml


Modified: 05/28/2014