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Investment Advisers Act Notices and Orders Archive: 2013

This page lists notices and orders of applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.

Chronological List

IAA File Number List

Additional Archives


Chronological List

Release No. Date Details

803-00215
IA-3715 Nov. 13, 2013 Davidson Kempner Capital Management LLC (Order)

803-00215
IA-3693 Oct. 17, 2013 Davidson Kempner Capital Management LLC (Notice)


IAA File Number List
Release No. Date Details

803-00215
IA-3715 Nov. 13, 2013 Davidson Kempner Capital Management LLC (Order)
803-00215
IA-3693 Oct. 17, 2013 Davidson Kempner Capital Management LLC (Notice)

 

http://www.sec.gov/rules/ia/iaarchive/iaarchive2013.shtml