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Investment Advisers Act Notices and Orders Archive: 2008

This page lists notices and orders of applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.

Chronological List

IAA File Number List

Additional Archives


Chronological List

Release No. Date Details

803-180
IA-2807 Nov. 14, 2008 WLD Enterprises, Inc. (Order)

803-180
IA-2804 Oct. 17, 2008 WLD Enterprises, Inc. (Notice)

803-192
IA-2787 Sep. 24, 2008 Woodcock Financial Management Company, LLC (Order)

803-192
IA-2772 Aug. 26, 2008 Woodcock Financial Management Company, LLC (Notice)

803-189
IA-2745 Jun. 20, 2008 Slick Enterprises, Inc. (Order)

803-189
IA-2736 May 22, 2008 Slick Enterprises, Inc. (Notice)


IAA File Number List
Release No. Date Details

803-192
IA-2787 Sep. 24, 2008 Woodcock Financial Management Company, LLC (Order)
IA-2772 Aug. 26, 2008 Woodcock Financial Management Company, LLC (Notice)

803-189
IA-2745 Jun. 20, 2008 Slick Enterprises, Inc. (Order)
IA-2736 May 22, 2008 Slick Enterprises, Inc. (Notice)

803-180
IA-2807 Nov. 14, 2008 WLD Enterprises, Inc. (Order)
IA-2804 Oct. 17, 2008 WLD Enterprises, Inc. (Notice)

 

http://www.sec.gov/rules/ia/iaarchive/iaarchive2008.shtml


Modified: 10/16/2014