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SEC Final Rules: 2008

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Additional Archives

Release No. Date Details
Fourth Quarter
33-8995 Dec. 31, 2008 Modernization of Oil and Gas Reporting (Conforming Version)
Other Release Nos.: 34-59192; FR-78
File No.: S7-15-08
Effective Date:  January 1, 2010
Comment Due Date:  February 13, 2009
Comments received are available.
See also:  Proposed Rule Release No. 33-8935; Small Entity Compliance Guide
Federal Register version
34-59062 Dec. 5, 2008 Amendment to Municipal Securities Disclosure
File No.: S7-21-08
Effective Date:  July 1, 2009
Federal Register version
IC-28487 Nov. 20, 2008 Temporary Exemption for Liquidation of Certain Money Market Funds (Interim final temporary rule)
File No.: S7-32-08
Effective Date:  November 26, 2008 until October 18, 2009. See Effective Date section of the release for exception.
Comment Due Date:  December 26, 2008
Comments received are available.
Federal Register version
34-58938 Nov. 13, 2008 Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission
Effective Date:  November 19, 2008
Federal Register version
33-8981 Oct. 29, 2008 Mandatory Electronic Submission of Applications for Orders under the Investment Company Act and Filings Made Pursuant to Regulation E
File No.: S7-25-07
Effective Date:  January 1, 2009
See also:  Proposed Rule Release No. 33-8859 and comments; Small Entity Compliance Guide
Federal Register version
34-58785 Oct. 15, 2008 Disclosure of Short Sales and Short Positions by Institutional Investment Managers (Interim final temporary rule)
File No.: S7-31-08
Effective Date:  §§ 240.10a-3T, 249.326T and temporary Form SH are effective from October 18, 2008 until August 1, 2009
Comment Due Date:  December 16, 2008
Comments received are available.
Federal Register version
See also:  Notice to Form SH Filers, EDGAR Submission Type SH-ER Information Technical Specification, EDGAR Submission Type SH-ER Information Fillable PDF Form
34-58775 Oct. 14, 2008 Amendments to Regulation SHO
File No.: S7-19-07
Effective Date:  October 17, 2008
See also:  Proposed Rule Release Nos. 34-58107 and 34-56213; comments; and Small Entity Compliance Guide
Federal Register version
34-58774 Oct. 14, 2008 "Naked" Short Selling Antifraud Rule
File No.: S7-08-08
Effective Date:  October 17, 2008
See also:  Proposed Rule Release No. 34-57511 and comments; Small Entity Compliance Guide
Federal Register version
34-58773 Oct. 14, 2008 Amendments to Regulation SHO (Interim final temporary rule)
File No.: S7-30-08
Effective Date:  October 17, 2008 except §242.204T is effective October 17, 2008 until July 31, 2009
Comment Date:  December 16, 2008
Comments received are available.
See also:  Final Rule Release No. 34-60388 and Small Entity Compliance Guide
Federal Register version
Third Quarter
33-8961 Sep. 26, 2008 Technical Amendment to Item 407 of Regulation S-K
Other Release No.: 34-58656
Effective Date:  September 30, 2008
Federal Register version
33-8959 Sep. 23, 2008 Foreign Issuer Reporting Enhancements
Other Release Nos.: 34-58620; International Series Release No. 1310
File No.: S7-05-08
Effective Date:  December 5, 2008
Federal Register version
33-8957 Sep. 19, 2008 Commission Guidance and Revisions to the Cross-Border Tender Offer, Exchange Offer, Rights Offerings, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
Other Release No.: 34-58597
File No.: S7-10-08
Effective Date:  December 8, 2008
See also:  Proposed Rule Release No. 33-8917; comments; Small Entity Compliance Guide
Federal Register version
33-8956 Sep. 18, 2008 Adoption of Updated EDGAR Filer Manual
Other Release No.: 34-58584; 39-2458; IC-28381
Effective Date:  September 24, 2008
Federal Register version
34-58465 Sep. 5, 2008 Exemption From Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers
Other Release No.: International Series Release No. 1309
File No.: S7-04-08
Effective Date:  October 10, 2008
Federal Register version
34-58092 Jul. 3, 2008 Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations
Effective Date:  July 11, 2008
Federal Register version
Second Quarter
33-8934 Jun. 26, 2008 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
Other Release No.: 34-58028
File No.: S7-06-03
Effective Date:  September 2, 2008; see effective date section of the release for exceptions.
See also:  Final Rule Release No. 33-8934A Federal Register version
33-8926 Jun. 4, 2008 Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-57914, 39-2456, IC-28296
Effective Date:  June 12, 2008
Federal Register version
33-8922 May 30, 2008 Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-57888, 39-2454, IC-28292
Effective Date:  June 11, 2008
Federal Register version
34-57877 May 28, 2008 Regional Office Reorganization
Effective Date:  June 5, 2008
Federal Register version
IC-28266 May 15, 2008 Definition of Eligible Portfolio Company under the Investment Company Act of 1940
File No.: S7-37-04
Effective Date:  July 21, 2008
Federal Register version
See also:  Small Entity Compliance Guide
34-57711 Apr. 24, 2008 Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
Other Release No.: IC-28254
File No.: S7-02-08
Effective Date:  April 30, 2008
Federal Register version
See also:  Small Entity Compliance Guide
34-56501A Apr. 11, 2008 Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
File No.: S7-22-06
Effective Date:  April 17, 2008
Federal Register version
See also:  Final Rule Release No. 34-56501; Proposed Rule Release No. 34-54946 and comments
33-8909 Apr. 10, 2008 Revisions to Form S-11 to Permit Historical Incorporation by Reference
File No.: S7-30-07
Effective Date:  April 15, 2008
Federal Register version
See also:  Small Entity Compliance Guide; Proposed Rule Release No. 33-8871 and comments
First Quarter
34-57526 Mar. 19, 2008 Proposed Rule Changes of Self-Regulatory Organizations
File No.: S7-06-07
Effective Date:  April 28, 2008
Federal Register version; Federal Register correction
See also:  Proposed Rule Release No. 34-55341 and comments
34-55146A Mar. 17, 2008 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections (Corrected, March 18, 2008)
Other Release Nos.: IC-27671A; 34-56135A; IC-27911A; 33-7759A; 33-7760A; 34-42054A; 34-42055A; 39-2378A; IC-24107A; IS-1208A
File No.: S7-10-05; S7-03-07; S7-28-98 and S7-29-98
Effective Date:  April 1, 2008
Federal Register version
See also:  Final Rule Release Nos. 34-55146; 34-56135; 33-7760; 33-7759
33-8891 Feb. 6, 2008 Electronic Filing and Revision of Form D
Conforming Version (To Conform to Release Published in the Federal Register)
Other Release Nos.: 34-57280; 39-2453; IC-28145
File No.: S7-12-07
Effective Date:  September 15, 2008; see effective date section of the release for exceptions.
Federal Register version
See also:  Proposed Rule Release No. 33-8814; comments; and Small Entity Compliance Guide
34-57262 Feb. 4, 2008 Delegation of Authority to the Director of the Division of Corporation Finance
Effective Date:  February 7, 2008
Federal Register version
33-8885 Jan. 29, 2008 Amendment of Procedures for Payment of Fees
Other Release Nos.: 34-57218, 39-2452, IC-28137
Effective Date:  February 1, 2008
Federal Register version
34-57172 Jan. 18, 2008 Electronic Shareholder Forums
Other Release No.: IC-28124
File No.: S7-16-07
Effective Date:  February 25, 2008
Federal Register version
See also:  Proposed Rule Release No. 34-56160; comments; and Small Entity Compliance Guide
34-57166 Jan. 17, 2008 Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADVW and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1
Conforming Version (To Conform to Release Published in the Federal Register)
Other Release No.: IA-2695
Effective Date:  January 28, 2008.
Federal Register version

 

http://www.sec.gov/rules/final/finalarchive/finalarchive2008.shtml


Modified: 05/28/2014