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SEC Final Rules: 1994-1962

Archive of selected SEC Final Rules available include:

1994 | 1993 | 1992 | 19851975 | 1962

Additional Archives

Release No. Date Details

1994

34-35124 Dec. 20, 1994 Recordkeeping and Reporting Requirements For Trading Systems Operated by Broker-Dealers
File No.: S7-3-94
34-35123 Dec. 20, 1994 Proposed Rule Changes of Self Regulatory Organizations; Annual Filing of Amendments to Registration Statements of National Securities Exchanges, SecuritiesAssociations, and Reports of the Municipal Securities Rulemaking Board.
File No.: S7-17-94
33-7123 Dec. 19, 1994 Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-35114; 35-26192; 39-2327; IC-20784
33-7122 Dec. 19, 1994 Rulemaking for EDGAR System
File No.: S7-20-94
Other Release Nos.: 34-35113; 35-26191; 39-2326; IC-20783
33-7119 Dec. 13, 1994 Reconciliation of the Accounting by Foreign Private Issuers for Business Combinations
File No.: S7-13-94
Other Release Nos.: 34-35095 ; International Series Release No. 759
33-7118 Dec. 13, 1994 Financial Statements of Significant Foreign Equity Investees and Acquired Foreign Businesses of Domestic Issuers and Financial Schedules
File No.: S7-12-94
Other Release Nos.: 34-35094; IC-20766; International Series No. 758
33-7117 Dec. 13, 1994 Selection of Reporting Currency for Financial Statements of Foreign Private Issuers and Reconciliation to US GAAP for Foreign Private Issuers With Operations in a Hyperinflationary Economy
File No.: S7-11-94
Other Release Nos.: 34-35093; International Series Release No. 757
34-35039 Dec. 1, 1994 Notice of Assumption or Termination of Transfer Agent Services
File No.: S7-1-92
Federal Register version
33-7113 Dec. 1, 1994 Limited Partnership Roll-Up Transactions
File No.: S7-26-94
Other Release Nos.: 34-35036
34-34961 Nov. 10, 1994 Municipal Securities Disclosure
File No.: S7-5-94
34-34962 Nov. 10, 1994 Confirmation of Transactions
File No.: S7-6-94
34-34922 Nov. 1, 1994 Exemptive Relief and Simplification of Filing Requirements for Debt Securities To Be Listed on a National Securities Exchange
File No.: S7-16-95
34-34902 Oct. 27, 1994 Payment for Order Flow
File No.: S7-29-93
33-7102 Oct. 13, 1994 Amendments to Proxy Rules for Registered Investment Companies
File No.: S7-33-93
Other Release Nos.: 34-34832; IC-20614
33-7072 Sep. 1, 1994 Rulemaking for EDGAR System: Financial Data Schedules
Other Release Nos.: 34-34330; 35-26079; IC-20388

1993

33-7032 Nov. 22, 1993 Executive Compensation Disclosure; Securityholder Lists and Mailing Requests
33-6996 Apr. 28, 1993 Adoption of Additional Small Business Initiatives

1992

33-6949 Jul. 30, 1992 Adoption of Small Business Initiatives
34-30929 Jul. 21, 1992 Final Temporary Risk Assessment Rules
34-30146 Jan. 6, 1992 Acceptance of Signature Guarantees from Eligible Guarantor Institutions

1989

34-27017 Jul. 11, 1989 Registration Requirements for Foreign Broker-Dealers

1985

34-22172 Jun. 27, 1985 The Commission is adopting Rule 3a4-1 specifying a non--exclusive safe harbor under which persons associated with an issuer of securities who participate in sales of that issuer's securities will not be considered to be acting as "brokers" as that term is defined in the Securities Exchange Act of 1934.

1984

34-20581 Jan. 19, 1984 Processing of Tender Offers within the National Clearance and Settlement System

1983

34-19860 Jun. 10, 1983 Maintenance of Accurate Securityholder Files and safeguarding of Funds and Securities by Registered Transfer Agents

1979

34-16443 Dec. 20, 1979 Securities Position Listing Rule

1977

34-13636 Jun. 16, 1977 Regulation of Transfer Agents

1975

34-11742 Oct. 15, 1975 Adoption of Rule 15ba2-1, Related Form MSD, Rule 15ba2-2 and Temporary Rule 15ba2-3(T) Relating to the Registration Of Municipal Securities Dealers Under Section 15b(a) of the Securities Exchange Act of 1934; Adoption of Temporary Rule 15a-1 (T) Relating to the Registration Of Municipal Securities Brokers and Dealers Under Section 15 of the Act; and Delegation of Authority to the Staff of The Commission

1962

33-4552 Nov. 6, 1962 Nonpublic Offering Exemption

 

http://www.sec.gov/rules/final/finalarchive/finalarchive1994-1962.shtml


Modified: 02/14/2014