Details Rule Type Final Release Number 33-8294 SEC Issue Date Sept. 29, 2003 Effective Date November 15, 2003. Compliance Date (see section II.F. (public://migration/rules/final/33-8294.htm#P189_64728) of the Federal Register Publish Date Oct. 6, 2003 Document Citation 68 FR 57759 RIN 3235-AH19 Resources Federal Register Version