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U.S. Securities and Exchange Commission

Materials Concerning Order Execution Obligation Rules

  • Final Rule: Revised Compliance Dates -- Order Execution Obligations. November 26, 1996. Release No. 34-37972; File No. S7-30-95. (File name: 34-37972.txt)

  • Letter Re: Interpretive Guidance on the Order Execution Rules. November 22, 1996. (File name: interpo.txt)

  • No-Action Letter Re: Immediate Display of Customer Limit Orders. November 22, 1996. (File name: noactlmt.txt)