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Exemptive Orders Archive: 2010

Additional Archives

Release No. Date Details
34-63390 Nov. 29, 2010 Order Extending Temporary Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Request on Behalf of Eurex Clearing, AG Related to Central Clearing of Credit Default Swaps and Request for Comment
File No.:   S7-17-09
Comments received are available.
See also:  Eurex Clearing Request Letter
34-63389 Nov. 29, 2010 Order Extending Temporary Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Request on Behalf of ICE Clear Europe, Limited Related to Central Clearing of Credit Default Swaps and Request for Comment
File No.:   S7-16-09
See also:  ICE Clear Europe Request Letter
34-63388 Nov. 29, 2010 Order Extending Temporary Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps and Request for Comment
File No.:   S7-06-09
Comments received are available.
See also:  CME Request Letter
34-63387 Nov. 29, 2010 Order Extending and Modifying Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps and Request for Comment
File No.:   S7-05-09
Comments received are available.
See also:  ICE Request Letter
34-63363 Nov. 23, 2010 Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements Of Rule 17g-5 under the Securities Exchange Act of 1934 and Request for Comment
File No.:  S7-04-09
See also:  Final Rule Rel. No. 34-61050; Proposed Rule Rel. No. 34-59343; Exemptive Order Rel. No. 34-62120; Rountable Notice Rel. No. 34-59753
34-62280 Jun. 11, 2010 Order Granting Application for Extension of a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Ownership Interest of International Securities Exchange Holdings, Inc. in an Electronic Communications Network
34-62120 May 19, 2010 Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Comments received are available.
34-61975 Apr. 23, 2010 Order Extending and Modifying Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of Eurex Clearing AG Related to Central Clearing of Credit Default Swaps, and Request for Comment
File No.:   S7-17-09
Comments received are available.
See also:  Eurex Request Letter
34-61973 Apr. 23, 2010 Order Extending Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of ICE Clear Europe, Limited Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.:   S7-16-09
See also:  ICE Request Letter
34-61884 Apr. 9, 2010 Order Exempting the Federal Reserve Bank of New York, Maiden Lane LLC and the Maiden Lane Commercial Mortgage Backed Securities Trust 2008-1 From Broker-Dealer Registration
See also:  Request Letter
34-61803 Mar. 30, 2010 Order Extending Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.:   S7-06-09
Comments received are available.
34-61662 Mar. 5, 2010 Order Extending Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.:   S7-05-09
Comments received are available.
See also:  ICE Request Letter
34-61534 Feb. 18, 2010 Order Granting Application for Exemption Pursuant to Section 36(a) of the Exchange Act by BATS Exchange, Inc. from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference

 

http://www.sec.gov/rules/exorders/exordersarchive/exorders2010.shtml


Modified: 05/27/2014