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Exemptive Orders Archive: 2003

Additional Archives

Exemptive orders currently available include:

Release No. Date Details
34-47649 Apr. 8, 2003 Order Extending Temporary Exemption under Section 3(a)(4) of the Securities Exchange Act of 1934; Notice to Amend Rules
File No.: S7-12-01
See also: Final Rule, Rel. No. 34-44291 and comments;
Proposed Rule, Rel. No. 34-49879 and comments;
Other Rules, Rel. Nos. 34-51328, 34-50618, 34-47366, 34-46751, 34-46745, 34-45897, 34-44570
34-47366 Feb. 13, 2003 Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definition of "Dealer" under Section 3(a)(5) of the Securities Exchange Act of 1934
File No.: S7-12-01
See also: Final Rule, Rel. No. 34-44291 and comments;
Proposed Rule, Rel. No. 34-49879 and comments;
Other Rules, Rel. Nos. 34-51328, 34-50618, 34-46751, 34-46745, 34-45897, 34-44570

 

http://www.sec.gov/rules/exorders/exordersarchive/exorders2003.shtml


Modified: 10/16/2014