SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Exemptive Orders Archive: 2001

Additional Archives

Exemptive orders currently available include:

Release No. Date Details
34-45179 Dec. 20, 2001 Re: Extending Broker-Dealer Exemption from Sending Financial Information to Customers
34-44916 Oct. 10, 2001 Re: Government Securities Reconciliations
34-44874 Sep. 28, 2001 Re: Exemptive Relief to Respond to Market Developments, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934
34-44871 Sep. 28, 2001 Re: Government Securities Reconciliations
34-44839 Sep. 24, 2001 Re: Government Securities Reconciliations
34-44570 Jul. 18, 2001 Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks; Notice of Intent to Amend Rules
File No.:   S7-12-01
See also: Final Rule, Rel. No. 34-44291 and comments;
Proposed Rule, Rel. No. 34-49879 and comments;
Other Rules, Rel. Nos. 34-51328, 34-50618, 34-47649, 34-47366, 34-46751, 34-46745, 34-45897
34-44188 April 17, 2001 Global Joint Venture Matching Services - US, LLC; Order Granting Exemption from Registration as a Clearing Agency
Release No.:  34-44188;
File No.: 600-32
Comments received are available for this notice.

 

http://www.sec.gov/rules/exorders/exordersarchive/exorders2001.shtml


Modified: 10/16/2014