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SEC Concept Releases Archive 2004

The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:

Additional Archives

Release No.DateDetails
34-50700 Nov. 18, 2004 Concept Release Concerning Self-Regulation
Comments due: Mar. 8, 2005
File No.:   S7-40-04
Comments received are available for this notice
Federal Register PDF
33-8497 Sep. 27, 2004 Enhancing Commission Filings Through the Use of Tagged Data
Comments due: Comments should be received on or before November 15, 2004.
File No.:   S7-36-04
Other Release Nos.:   34-50454; 35-27895; 39-2429; IC-26623
Comments received are available for this notice
Federal Register PDF
33-8398 Mar. 11, 2004 Securities Transactions Settlement
Comments due: June 16, 2004
File No.:   S7-13-04
Comments received are available for this notice
Federal Register PDF
34-49175 Feb. 3, 2004 Competitive Developments in the Options Markets
Comments due:  April 9, 2004
File No.:  S7-07-04
Comments received are available for this notice
Federal Register PDF

 


http://www.sec.gov/rules/concept/conceptarchive/conceptarch2004.shtml

Modified: 09/09/2011