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SEC Concept Releases Archive 2003

The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:

Additional Archives

Release No.DateDetails
34-48966 Dec. 22, 2003 Interagency Proposal to Consider Alternative Forms of Privacy Notices under the Gramm-Leach-Bliley Act
Comments due:  March 29, 2004
Rel. Nos.:  IA-2206, IC-26316
File No.:  S7-30-03
Appendix A
Appendix B
Appendix C
Appendix D
Federal Register PDF
Comments received are available for this notice
33-8349 Dec. 19, 2003 Request for Comments on Measures to Improve Disclosure of Mutual Fund Transaction Costs
Comments due:  Must be received by February 23, 2004.
Rel. Nos.:  34-48952; IC-26313;
File No.:  S7-29-03
Comments received are available for this notice
33-8236 Jun. 4, 2003 Rating Agencies and the Use of Credit Ratings Under the Federal Securities Laws
Comments due:  July 28, 2003
Rel. Nos.:  34-47972; IC-26066
File No.:  S7-12-03
Comments received are available for this notice
34-47849 May 14, 2003 Request for Comment on Nasdaq Petition Relating to the Regulation of Nasdaq-Listed Securities
Comments due:  June 19, 2003
File No.:  S7-11-03
Comments received are available for this notice
34-47571 Mar. 26, 2003 Request for Comment on the NYSE Petition Relating to Participant Fee Exemptions
Comments due:  May 1, 2003
File No.:  S7-07-03
Comments received are available for this notice

 

http://www.sec.gov/rules/concept/conceptarchive/conceptarch2003.shtml


Modified: 10/16/2014