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SEC Concept Releases Archive 1997

The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:

Additional Archives

Release No.DateDetails
34-39456Dec. 17, 1997Net Capital Rule
Comments due: 90 days after publication in the Federal Register
File No.: S7-32-97
33-7476Nov. 17, 1997Equity Index Insurance Products: Extension of Comment Period to January 5, 1998
File No.: S7-22-97
Extension of comment period for Release No. 33-7438; see below.
33-7438Aug. 20, 1997Equity Index Insurance Products
Comments due: November 20, 1997 but NOTE: Comment period extended to January 5, 1998 (see Rel. No. 33-7476, above).
File No.: S7-22-97
Comments received electronically are available for this release.
34-38860Jul. 22, 1997Regulation of Exchanges: Extension of Comment Period to October 3, 1997
File No.: S7-16-97
Extension of comment period for Release No. 34-38672; see below.
34-38672 May 23, 1997Regulation of Exchanges
The U.S. Securities and Exchange Commission is embarking on a reevaluation of its oversight of securities markets in light of the dramatic effects of technology on securities trading. As part of this undertaking, the Commission has published a concept release soliciting public comment on a broad range of questions.
Comments due: 90 days after publication in the Federal Register but NOTE: Comment period extended to October 3, 1997 (see Rel. No. 34-38860, above).
File No.: S7-16-97  
Comments received electronically are available for this release. Additional materials are available as well: An overview of the SEC's role in regulating markets and of the issues addressed in the release (added 9-4-97).

 

http://www.sec.gov/rules/concept/conceptarchive/conceptarch1997.shtml


Modified: 10/16/2014