SEC.gov Updates: Administrative Proceedings

SEC.gov Updates: Administrative Proceedings http://www.sec.gov/litigation/admin.shtml The latest administrative proceedings from the Securities and Exchange Commission en-us Fri, 5 Feb 2010 00:00:01 EST Fri, 5 Feb 2010 09:49:59 EST Daniel Schreiber http://www.sec.gov/litigation/admin/2010/34-61504.pdf 34-61504 Fri, 5 Feb 2010 09:49:59 EST David Harrison Baker http://www.sec.gov/litigation/admin/2010/34-61503.pdf 34-61503 Fri, 5 Feb 2010 09:49:59 EST Granite Financial Group, LLC http://www.sec.gov/litigation/admin/2010/34-61502.pdf 34-61502 Fri, 5 Feb 2010 09:49:59 EST Prudential Equity Group, LLC, f/k/a Prudential Securities, Inc. http://www.sec.gov/litigation/admin/2010/34-61501.pdf 34-61501 Fri, 5 Feb 2010 09:49:59 EST Putnam Investment Management, LLC http://www.sec.gov/litigation/admin/2010/34-61463.pdf 34-61463 Thu, 4 Feb 2010 12:41:48 EST State Street Bank and Trust Company http://www.sec.gov/litigation/admin/2010/33-9107.htm 33-9107 Thu, 4 Feb 2010 11:41:39 EST Tostel Corp. http://www.sec.gov/litigation/admin/2010/34-61484.htm 34-61484 Thu, 4 Feb 2010 10:01:04 EST Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste, Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and Hugh F. Denison http://www.sec.gov/litigation/admin/2010/34-61481.htm 34-61481 Wed, 3 Feb 2010 17:35:31 EST American Sports Development Group, Inc., Antex Biologics, Inc. (n/k/a ABI Liquidating Corp.), Cybernet Internet Services International, Inc., Cyper Media, Inc., Frisby Technologies, Inc., Graphco Holdings Corp., Investors Insurance Group, Inc., ITC Learning Corp., and Speizman Industries, Inc. http://www.sec.gov/litigation/admin/2010/34-61475.pdf 34-61475 Wed, 3 Feb 2010 11:17:30 EST Donald L. Marr http://www.sec.gov/litigation/admin/2010/34-61472.pdf 34-61472 Wed, 3 Feb 2010 09:31:44 EST Albert Fase Kaleta http://www.sec.gov/litigation/admin/2010/ia-2983.pdf IA-2983 Tue, 2 Feb 2010 11:59:36 EST Management Graphics, Inc., Marine Shuttle Operations, Inc., Marketing Specialists Corp., Mas Acquisition XII Corp., MDCM Holdings, Inc. (f/k/a Mortgage.com, Inc.), MerchantOnline.com, Inc., Met Capital Corp., and Micro-Asi, Inc. http://www.sec.gov/litigation/admin/2010/34-61453.pdf 34-61453 Mon, 1 Feb 2010 14:47:16 EST Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources, Ltd.), Payline Systems, Inc., Pentastar Communications, Inc., Peruvian Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc. (n/k/a Ontus Corporation) http://www.sec.gov/litigation/admin/2010/34-61450.pdf 34-61450 Mon, 1 Feb 2010 13:07:53 EST Ronnie Eugene Bass Jr. http://www.sec.gov/litigation/admin/2010/ia-2982.pdf IA-2982 Mon, 1 Feb 2010 12:37:22 EST Hennessee Group LLC and Charles J. Gradante http://www.sec.gov/litigation/admin/2010/34-61447.pdf 34-61447 Mon, 1 Feb 2010 09:10:02 EST Timothy J. Miller http://www.sec.gov/litigation/admin/2010/ia-2981.pdf IA-2981 Fri, 29 Jan 2010 17:28:53 EST Mark Evan Bloom (CPA) http://www.sec.gov/litigation/admin/2010/34-61445.pdf 34-61445 Fri, 29 Jan 2010 13:15:02 EST Ethan Kass http://www.sec.gov/litigation/admin/2010/34-61444.pdf 34-61444 Fri, 29 Jan 2010 12:33:31 EST L. Luria & Son, Inc., Lew Corp. (n/k/a Questus Global Limited), Library Bureau, Inc., Life Sciences, Inc., Lifesmart Nutrition Technologies, Inc., Lightning Rod Software, Inc., Lindatech, Inc., Littlefield, Adams & Company, and Liuski International, Inc. http://www.sec.gov/litigation/admin/2010/34-61442.pdf 34-61442 Fri, 29 Jan 2010 09:29:54 EST Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources, Ltd.), Payline Systems, Inc., PentaStar Communications, Inc., Peruvian Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc. (n/k/a Ontus Corporation) http://www.sec.gov/litigation/admin/2010/34-61440.pdf 34-61440 Fri, 29 Jan 2010 09:29:54 EST Ariel Corp., Classica Group, Inc., Commodore Environmental Services, Inc., Dupont Direct Financial Holdings, Inc., Engage, Inc., New Paradigm Software Corp. (n/k/a Brunton Vineyards Holdings, Inc.), Polymer Research Corp. of America, and Shopnet.Com, Inc. http://www.sec.gov/litigation/admin/2010/34-61436.pdf 34-61436 Thu, 28 Jan 2010 09:30:23 EST Dan Wise, aka Danny Wise http://www.sec.gov/litigation/admin/2010/ia-2978.pdf IA-2978 Wed, 27 Jan 2010 17:30:22 EST Karen T. Baker, CPA http://www.sec.gov/litigation/admin/2010/34-61432.pdf 34-61432 Wed, 27 Jan 2010 17:30:22 EST TD Ameritrade, Inc. http://www.sec.gov/litigation/admin/2010/33-9103.pdf 33-9103 Wed, 27 Jan 2010 11:16:02 EST East Delta Resources Corp. http://www.sec.gov/litigation/admin/2010/34-61423.pdf 34-61423 Tue, 26 Jan 2010 16:46:11 EST PCC Group, Inc. et al. http://www.sec.gov/litigation/admin/2010/34-61420.pdf 34-61420 Tue, 26 Jan 2010 16:46:11 EST Palmyra Capital Advisors LLC http://www.sec.gov/litigation/admin/2010/34-61421.pdf 34-61421 Tue, 26 Jan 2010 15:31:59 EST Customer Sports, Inc., General Magic, Inc.,Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.),Sportsprize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp. http://www.sec.gov/litigation/admin/2010/34-61418.pdf 34-61418 Tue, 26 Jan 2010 09:42:18 EST Minecore International, Inc. http://www.sec.gov/litigation/admin/2010/34-61412.pdf 34-61412 Mon, 25 Jan 2010 09:30:45 EST Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/k/a Ridel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp., Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications Corp. http://www.sec.gov/litigation/admin/2010/34-61396.pdf 34-61396 Thu, 21 Jan 2010 17:43:41 EST Big Sky Energy Corp., Biomedical Waste Systems, Inc., Biometrics Security Technology, Inc., Biosys, Inc., Bolder Technologies Corp., Boyds Wheels, Inc., Breakaway Solutions, Inc., and BRE-X Minerals, Ltd. http://www.sec.gov/litigation/admin/2010/34-61391.pdf 34-61391 Thu, 21 Jan 2010 09:30:05 EST Joseph I. Emas http://www.sec.gov/litigation/admin/2010/34-61386.pdf 34-61386 Wed, 20 Jan 2010 14:48:44 EST Deanna J. Seruga, CPA http://www.sec.gov/litigation/admin/2010/34-61385.pdf 34-61385 Wed, 20 Jan 2010 14:48:44 EST John W. Dwyer, CPA http://www.sec.gov/litigation/admin/2010/34-61384.pdf 34-61384 Wed, 20 Jan 2010 14:25:25 EST Theodore P. Noncek, CPA http://www.sec.gov/litigation/admin/2010/34-61383.pdf 34-61383 Wed, 20 Jan 2010 14:25:25 EST Gerald P. Alexander http://www.sec.gov/litigation/admin/2010/34-61382.pdf 34-61382 Wed, 20 Jan 2010 12:07:41 EST Planet Entertainment Corp., Polifly Financial Corp., Pope Evans & Robbins, Inc., Power Designs, Inc., Prime Motor Inns LP, Pro Net Link Corp., Prospect Group, Inc., Prospect Park Financial Corp., Providence Capital II, Inc. (n/k/a Lifelong.Com, Inc.), Pudgie's Chicken, Inc., and Pvaxx Corp. http://www.sec.gov/litigation/admin/2010/34-61380.pdf 34-61380 Wed, 20 Jan 2010 12:07:41 EST CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc. http://www.sec.gov/litigation/admin/2010/34-61209a.htm 34-61209A Tue, 19 Jan 2010 15:34:23 EST Mortgages Ltd. Securities, LLC http://www.sec.gov/litigation/admin/2010/34-61377.pdf 34-61377 Tue, 19 Jan 2010 13:31:38 EST J.P. Morgan Securities Inc. http://www.sec.gov/litigation/admin/2010/34-61376.pdf 34-61376 Tue, 19 Jan 2010 13:31:38 EST Diane Bjorkstrom (CPA) http://www.sec.gov/litigation/admin/2010/34-61375.pdf 34-61375 Tue, 19 Jan 2010 13:31:38 EST New York Broker Deutschland AG http://www.sec.gov/litigation/admin/2010/34-61364.pdf 34-61364 Fri, 15 Jan 2010 11:17:07 EST Adnan S. Zaman http://www.sec.gov/litigation/admin/2010/34-61362.pdf 34-61362 Fri, 15 Jan 2010 08:14:49 EST Thomas T. Emerton, III http://www.sec.gov/litigation/admin/2010/34-61356.pdf 34-61356 Thu, 14 Jan 2010 14:08:04 EST Leo R. Driving Hawk, Sr. http://www.sec.gov/litigation/admin/2010/34-61355.pdf 34-61355 Thu, 14 Jan 2010 14:08:04 EST Edmund J. Smedley http://www.sec.gov/litigation/admin/2010/34-61354.pdf 34-61354 Thu, 14 Jan 2010 14:08:04 EST Edward J. Driving Hawk, Sr. http://www.sec.gov/litigation/admin/2010/34-61353.pdf 34-61353 Thu, 14 Jan 2010 14:08:04 EST John M. Adams http://www.sec.gov/litigation/admin/2010/34-61352.pdf 34-61352 Thu, 14 Jan 2010 14:08:04 EST William J. Herisko http://www.sec.gov/litigation/admin/2010/34-61351.pdf 34-61351 Thu, 14 Jan 2010 14:08:04 EST Applied Wellness Corporation http://www.sec.gov/litigation/admin/2010/34-61344a.pdf 34-61344A Thu, 14 Jan 2010 12:57:13 EST NATCO Group Inc. http://www.sec.gov/litigation/admin/2010/34-61325.pdf 34-61325 Tue, 12 Jan 2010 08:08:43 EST Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson http://www.sec.gov/litigation/admin/2010/34-61316.pdf 34-61316 Fri, 8 Jan 2010 10:35:39 EST Pollard Kelley Auditing Services, Inc. and Terance Kelley, CPA http://www.sec.gov/litigation/admin/2010/34-61315.pdf 34-61315 Thu, 7 Jan 2010 17:18:20 EST Smith Barney Fund Management LLC and Citigroup Global Markets Inc. http://www.sec.gov/litigation/admin/2010/34-61312.htm 34-61312 Thu, 7 Jan 2010 16:18:40 EST David C. Mayfield, CPA http://www.sec.gov/litigation/admin/2010/34-61307.pdf 34-61307 Thu, 7 Jan 2010 11:29:38 EST John W. Jacobsen, CPA http://www.sec.gov/litigation/admin/2010/34-61306.pdf 34-61306 Thu, 7 Jan 2010 11:29:38 EST Charles A. Gray, CPA http://www.sec.gov/litigation/admin/2010/34-61305.pdf 34-61305 Thu, 7 Jan 2010 11:29:38 EST Scott T. Veech, CPA http://www.sec.gov/litigation/admin/2010/34-61301.pdf 34-61301 Thu, 7 Jan 2010 08:12:37 EST Christian Kuretski http://www.sec.gov/litigation/admin/2010/34-61299.pdf 34-61299 Wed, 6 Jan 2010 17:34:53 EST Osvaldo Pitters http://www.sec.gov/litigation/admin/2010/34-61300.pdf 34-61300 Wed, 6 Jan 2010 17:08:35 EST Mary Beth Stevens http://www.sec.gov/litigation/admin/2010/ia-2973.pdf IA-2973 Wed, 6 Jan 2010 11:13:59 EST Home Solutions of America, Inc. http://www.sec.gov/litigation/admin/2010/34-61285.pdf 34-61285 Tue, 5 Jan 2010 15:53:25 EST Ken Okada http://www.sec.gov/litigation/admin/2010/34-61288.pdf 34-61288 Tue, 5 Jan 2010 14:46:47 EST William Keith Phillips http://www.sec.gov/litigation/admin/2010/34-61278.pdf 34-61278 Tue, 5 Jan 2010 12:04:06 EST Stephen C. Gingrich (CPA) http://www.sec.gov/litigation/admin/2009/34-61262.pdf 34-61262 Wed, 30 Dec 2009 15:29:18 EST Gabelli Funds LLC http://www.sec.gov/litigation/admin/2009/34-61256.pdf 34-61256 Wed, 30 Dec 2009 11:11:41 EST Gabelli Funds LLC http://www.sec.gov/litigation/admin/2009/34-61255.pdf 34-61255 Wed, 30 Dec 2009 11:11:41 EST Banc One Investment Advisors Corporation and Mark A. Beeson http://www.sec.gov/litigation/admin/2009/34-61252.pdf 34-61252 Tue, 29 Dec 2009 15:55:56 EST Jeffrey C. Young http://www.sec.gov/litigation/admin/2009/34-61247.pdf 34-61247 Tue, 29 Dec 2009 13:23:03 EST Bahram A. Jafari and Mountain Resources, Inc. http://www.sec.gov/litigation/admin/2009/33-9101.pdf 33-9101 Tue, 29 Dec 2009 08:47:21 EST Anna M. Baird, CPA http://www.sec.gov/litigation/admin/2009/34-61245.pdf 34-61245 Mon, 28 Dec 2009 17:52:08 EST Customer Sports, Inc., General Magic, Inc., Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.), SportsPrize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp. http://www.sec.gov/litigation/admin/2009/34-61243.pdf 34-61243 Mon, 28 Dec 2009 16:01:02 EST Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, and SIG Specialists, Inc. http://www.sec.gov/litigation/admin/2009/34-61199a.pdf 34-61199A Tue, 22 Dec 2009 15:38:11 EST Applied Minerals, Inc. (Formerly Known as Atlas Mining Company) http://www.sec.gov/litigation/admin/2009/33-9100.pdf 33-9100 Tue, 22 Dec 2009 11:56:33 EST Inviva, Inc. and Jefferson National Life Insurance Company http://www.sec.gov/litigation/admin/2009/34-61210.htm 34-61210 Fri, 18 Dec 2009 17:44:28 EST CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc. http://www.sec.gov/litigation/admin/2009/34-61209.htm 34-61209 Fri, 18 Dec 2009 17:19:43 EST Cornerstone Capital Management, Inc., and Laura Jean Kent http://www.sec.gov/litigation/admin/2009/34-61208.htm 34-61208 Fri, 18 Dec 2009 16:52:35 EST ICAP Securities USA LLC, Ronald A. Purpora, Gregory F. Murphy, Peter M. Agola, Ronald Boccio, Kevin Cunningham, Donald E. Hoffman, Jr., and Anthony Parisi http://www.sec.gov/litigation/admin/2009/33-9097.pdf 33-9097 Fri, 18 Dec 2009 11:55:53 EST Ernst & Young LLP http://www.sec.gov/litigation/admin/2009/33-9096.pdf 33-9096 Thu, 17 Dec 2009 16:33:38 EST Thomas D. Vogelsinger, CPA http://www.sec.gov/litigation/admin/2009/34-61195.pdf 34-61195 Thu, 17 Dec 2009 16:33:38 EST John M. Kiss, CPA http://www.sec.gov/litigation/admin/2009/33-9095.pdf 33-9095 Thu, 17 Dec 2009 16:33:38 EST Mark V. Sever, CPA http://www.sec.gov/litigation/admin/2009/33-9094.pdf 33-9094 Thu, 17 Dec 2009 16:33:38 EST Kenneth W. Peterson, CPA http://www.sec.gov/litigation/admin/2009/33-9093.pdf 33-9093 Thu, 17 Dec 2009 16:33:38 EST Randy G. Fletchall, CPA http://www.sec.gov/litigation/admin/2009/34-61191.pdf 34-61191 Thu, 17 Dec 2009 16:33:38 EST William J. Carpenter, CPA http://www.sec.gov/litigation/admin/2009/33-9092.pdf 33-9092 Thu, 17 Dec 2009 16:33:38 EST American Sports Development Group, Inc., Antex Biologics, Inc. (n/k/a ABI Liquidating Corp.), Cybernet Internet Services International, Inc., Cyper Media, Inc., Frisby Technologies, Inc., Graphco Holdings Corp., Investors Insurance Group, Inc., ITC Learning Corp., and Speizman Industries, Inc. http://www.sec.gov/litigation/admin/2009/34-61188.pdf 34-61188 Thu, 17 Dec 2009 09:30:00 EST Equity Services, Inc. http://www.sec.gov/litigation/admin/2009/34-61181.pdf 34-61181 Wed, 16 Dec 2009 17:49:26 EST Stephen A. Englese http://www.sec.gov/litigation/admin/2009/34-61180.pdf 34-61180 Wed, 16 Dec 2009 17:49:26 EST Mark A. Lefkowitz http://www.sec.gov/litigation/admin/2009/34-61166.pdf 34-61166 Tue, 15 Dec 2009 15:27:47 EST Ark Asset Management Co., Inc. http://www.sec.gov/litigation/admin/2009/ia-2962.pdf IA-2962 Mon, 14 Dec 2009 17:42:28 EST Stephen Jay Mermelstein http://www.sec.gov/litigation/admin/2009/ia-2961.pdf IA-2961 Mon, 14 Dec 2009 17:42:28 EST AppOnline.com, Inc., AstroPower, Inc., Condor Gold Corp., EPL Technologies, Inc., General Credit Corp., Integra, Inc., Integrated Health Services, Inc., Log On America, Inc., Matlack Systems, Inc., PixTech, Inc., and Virtual Communities, Inc. http://www.sec.gov/litigation/admin/2009/34-61159.pdf 34-61159 Mon, 14 Dec 2009 13:07:52 EST Moises Pacheco http://www.sec.gov/litigation/admin/2009/ia-2960.pdf IA-2960 Fri, 11 Dec 2009 10:54:13 EST Gregory Pasko, CPA http://www.sec.gov/litigation/admin/2009/34-61149.pdf 34-61149 Thu, 10 Dec 2009 16:36:44 EST John Wilroy, CPA http://www.sec.gov/litigation/admin/2009/34-61148.pdf 34-61148 Thu, 10 Dec 2009 16:36:44 EST Clinton Ronald Greenman, CPA http://www.sec.gov/litigation/admin/2009/34-61147.pdf 34-61147 Thu, 10 Dec 2009 16:36:44 EST Kenneth Mueller, CPA http://www.sec.gov/litigation/admin/2009/34-61146.pdf 34-61146 Thu, 10 Dec 2009 16:36:44 EST Canadian Imperial Holdings, Inc. and CIBC World Markets Corp. http://www.sec.gov/litigation/admin/2009/34-61142.htm 34-61142 Thu, 10 Dec 2009 15:49:46 EST Applied Wellness Corporation http://www.sec.gov/litigation/admin/2009/34-61137.pdf 34-61137 Thu, 10 Dec 2009 10:58:23 EST Robert J. Bradbury and Dolphin and Bradbury, Incorporated http://www.sec.gov/litigation/admin/2009/34-61132.pdf 34-61132 Wed, 9 Dec 2009 12:50:08 EST Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company http://www.sec.gov/litigation/admin/2009/34-61118.htm 34-61118 Mon, 7 Dec 2009 15:14:27 EST Simpson Capital Management, Inc., Robert A. Simpson, and John C. Dowling http://www.sec.gov/litigation/admin/2009/34-61123.pdf 34-61123 Mon, 7 Dec 2009 14:26:09 EST Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc. http://www.sec.gov/litigation/admin/2009/34-61117.htm 34-61117 Fri, 4 Dec 2009 16:43:05 EST David Gold http://www.sec.gov/litigation/admin/2009/34-61111.pdf 34-61111 Fri, 4 Dec 2009 15:29:12 EST Masterpiece Technology Group, MBC Holding Co., MC Industrial Group, Inc., MC Liquidating Corp., Medco Health Corp., Meridian National Corp., MetaSource Group, Inc., Micel Corp., MicroENERGY, Inc., and MicroLeague Multimedia, Inc. http://www.sec.gov/litigation/admin/2009/34-61114.pdf 34-61114 Fri, 4 Dec 2009 14:03:36 EST Robert Bernstein http://www.sec.gov/litigation/admin/2009/34-61113.pdf 34-61113 Fri, 4 Dec 2009 12:08:26 EST Raymond Rapaglia http://www.sec.gov/litigation/admin/2009/34-61108.pdf 34-61108 Thu, 3 Dec 2009 17:29:28 EST Founding Partners Capital Management Company and William Gunlicks http://www.sec.gov/litigation/admin/2009/34-61109.pdf 34-61109 Thu, 3 Dec 2009 14:42:32 EST Putnam Investment Management, LLC http://www.sec.gov/litigation/admin/2009/34-61098.pdf 34-61098 Wed, 2 Dec 2009 14:34:51 EST Bruce B. Blatman http://www.sec.gov/litigation/admin/2009/34-61096.pdf 34-61096 Wed, 2 Dec 2009 14:34:51 EST Masterpiece Technology Group, MBC Holding Co., MC Industrial Group, Inc.,MC Liquidating Corp.,Medco Health Corp., Meridian National Corp.,MetaSource Group, Inc., Micel Corp.,MicroENERGY, Inc., and Microleague Multimedia, Inc. http://www.sec.gov/litigation/admin/2009/34-61092.pdf 34-61092 Wed, 2 Dec 2009 09:30:00 EST M.G. Products, Inc. et al. http://www.sec.gov/litigation/admin/2009/34-61082.pdf 34-61082 Tue, 1 Dec 2009 17:33:08 EST Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC http://www.sec.gov/litigation/admin/2009/34-61088.pdf 34-61088 Tue, 1 Dec 2009 14:49:56 EST Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, Mark W. Wells http://www.sec.gov/litigation/admin/2009/34-61079.pdf 34-61079 Mon, 30 Nov 2009 17:25:52 EST Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources, Ltd.), Payline Systems, Inc., PentaStar Communications, Inc., Peruvian Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc. (n/k/a Ontus Corporation) http://www.sec.gov/litigation/admin/2009/34-61077.pdf 34-61077 Mon, 30 Nov 2009 16:58:44 EST Home Solutions of America, Inc. http://www.sec.gov/litigation/admin/2009/34-61076.pdf 34-61076 Mon, 30 Nov 2009 15:58:24 EST Stephen R. Moynahan http://www.sec.gov/litigation/admin/2009/34-61069.pdf 34-61069 Mon, 30 Nov 2009 11:56:39 EST Thomas Lester Irby II and Titan Wealth Management, LLC http://www.sec.gov/litigation/admin/2009/ia-2956.pdf IA-2956 Tue, 24 Nov 2009 17:49:15 EST Altiva Financial Corp. et al. http://www.sec.gov/litigation/admin/2009/34-61058a.pdf 34-61058A Tue, 24 Nov 2009 17:40:58 EST Appalachian Asset Management, Inc. http://www.sec.gov/litigation/admin/2009/ia-2955.pdf IA-2955 Tue, 24 Nov 2009 12:08:51 EST KHF Advisors, LLC http://www.sec.gov/litigation/admin/2009/ia-2954.pdf IA-2954 Tue, 24 Nov 2009 12:08:51 EST ClearComm LP http://www.sec.gov/litigation/admin/2009/34-61056.pdf 34-61056 Tue, 24 Nov 2009 09:30:00 EST Downey Financial Corp. http://www.sec.gov/litigation/admin/2009/34-61055.pdf 34-61055 Tue, 24 Nov 2009 09:30:00 EST Dynamic Sciences International, Inc. http://www.sec.gov/litigation/admin/2009/34-61054.pdf 34-61054 Tue, 24 Nov 2009 09:30:00 EST Valcapx Acquisition Corp., Valuestar Corp., Vandelay, Inc., VelocityHSI, Inc., Ventura Entertainment Group, Ltd. (n/k/a Insight Entertainment Group, Ltd.), and Verida Internet Corp. http://www.sec.gov/litigation/admin/2009/34-61047a.pdf 34-61047A Mon, 23 Nov 2009 15:53:53 EST David L. Hersh http://www.sec.gov/litigation/admin/2009/ia-2953.pdf IA-2953 Fri, 20 Nov 2009 17:33:52 EST Invesco Funds Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60292a.pdf 34-60292A Fri, 20 Nov 2009 17:33:52 EST Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson http://www.sec.gov/litigation/admin/2009/34-61045.pdf 34-61045 Fri, 20 Nov 2009 16:56:31 EST Planet Entertainment Corp., Polifly Financial Corp., Pope Evans and Robbins, Inc., Power Designs, Inc., Prime Motor Inns LP, Pro Net Link Corp., Prospect Group, Inc., Prospect Park Financial Corp., Providence Capital II, Inc. (n/k/a Lifelong.com, Inc.), Pudgie's Chicken, Inc., and PVAXX Corp. http://www.sec.gov/litigation/admin/2009/34-61044.pdf 34-61044 Fri, 20 Nov 2009 16:56:31 EST Pacific Lease Group, Inc. http://www.sec.gov/litigation/admin/2009/34-61040.pdf 34-61040 Fri, 20 Nov 2009 15:24:12 EST Mosaic Nutraceuticals Corp. (f/k/a Mosaic Nutriceuticals Corp.) and Charles T. Townsend http://www.sec.gov/litigation/admin/2009/34-61038.pdf 34-61038 Fri, 20 Nov 2009 09:30:00 EST RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen http://www.sec.gov/litigation/admin/2009/34-61037.pdf 34-61037 Thu, 19 Nov 2009 17:37:20 EST J.P. Morgan Securities Inc. http://www.sec.gov/litigation/admin/2009/34-61028.pdf 34-61028 Thu, 19 Nov 2009 15:38:46 EST William H. Eichengreen http://www.sec.gov/litigation/admin/2009/ia-2952.pdf IA-2952 Thu, 19 Nov 2009 14:42:10 EST David L. McMillan http://www.sec.gov/litigation/admin/2009/34-61029.pdf 34-61029 Thu, 19 Nov 2009 14:42:10 EST Packetport.com, Inc. et al http://www.sec.gov/litigation/admin/2009/34-60852.pdf 34-60852 Wed, 18 Nov 2009 15:25:42 EST Universal Food & Beverage Co. http://www.sec.gov/litigation/admin/2009/34-61019.pdf 34-61019 Tue, 17 Nov 2009 14:47:17 EST PKI Solutions, Inc., Planetgood Technologies, Inc. (n/k/a All American Coffee & Beverage, Inc.), Platronics, Inc., Plus Solutions, Inc., Portacom Wireless, Inc., Portal Net, Ltd., Prime Holdings & Investments, Inc., Pro-After, Inc. (f/k/a PurchasePro.com, Inc.), Project Group, Inc., ProLong International Corp., PSS, Inc., and Purus, Inc. http://www.sec.gov/litigation/admin/2009/34-61018.pdf 34-61018 Tue, 17 Nov 2009 14:47:17 EST Altiva Financial Corp., Atlantic Gulf Communities Corp., CFI Mortgage, Inc., Commodore Holdings Ltd., Conversion Technologies International, Inc., Cyntech Technologies, Inc., Diversified Senior Services, Inc., Dyersburg Corp., Flour City International, Inc., Gerald Stevens, Inc., Leisure Time Casinos & Resorts, Inc., and Platinum Entertainment, Inc. (n/k/a Vidalia Gichner Holdings, Inc.) http://www.sec.gov/litigation/admin/2009/34-61015.pdf 34-61015 Tue, 17 Nov 2009 09:31:11 EST Apponline.Com, Inc., Astropower, Inc., Condor Gold Corp., EPL Technologies, Inc., General Credit Corp., Integra, Inc., Integrated Health Services, Inc., Log On America, Inc., Matlack Systems, Inc., Pixtech, Inc., and Virtual Communities, Inc. http://www.sec.gov/litigation/admin/2009/34-61014.pdf 34-61014 Tue, 17 Nov 2009 09:31:11 EST Damir Lukovic http://www.sec.gov/litigation/admin/2009/34-61011.pdf 34-61011 Mon, 16 Nov 2009 16:00:35 EST Aura Financial Services, Inc. http://www.sec.gov/litigation/admin/2009/34-61007.pdf 34-61007 Mon, 16 Nov 2009 10:59:58 EST Brooke Corporation and Brooke Capital Corporation http://www.sec.gov/litigation/admin/2009/34-61004.pdf 34-61004 Mon, 16 Nov 2009 09:30:00 EST William T. Dailey, III http://www.sec.gov/litigation/admin/2009/34-60998.pdf 34-60998 Fri, 13 Nov 2009 14:19:40 EST Redtop Mountain Corp.(n/k/a Weblogix, Inc.), Reliable Power Systems, Inc., Renaissance Acceptance Group, Inc., Republic Goldfields, Inc., Rexon, Inc. (n/k/a Tecmar Technologies, Inc.), River Oaks Furniture, Inc., Roberds, Inc., and Rochem Environmental, Inc. http://www.sec.gov/litigation/admin/2009/34-60994.pdf 34-60994 Fri, 13 Nov 2009 12:26:21 EST S4 Capital, LLC and Sharath Sury http://www.sec.gov/litigation/admin/2009/33-9083.pdf 33-9083 Thu, 12 Nov 2009 17:38:57 EST Park Meditech, Inc., Peerless Industrial Group, Inc., Peerless Tube Co., PH Group, Inc., PHC, Inc. http://www.sec.gov/litigation/admin/2009/34-60987.pdf 34-60987 Thu, 12 Nov 2009 13:30:08 EST Tolan S. Furusho, Esq. http://www.sec.gov/litigation/admin/2009/34-60982.pdf 34-60982 Thu, 12 Nov 2009 13:30:08 EST Ritchie Capital Management, LLC, Ritchie Multi-Strategy Global Trading Ltd., A.R. Thane Ritchie and Warren Louis DeMaio http://www.sec.gov/litigation/admin/2009/34-60986.pdf 34-60986 Tue, 10 Nov 2009 17:25:50 EST Merriman Curhan Ford & Co., D. Jonathan Merriman, and Christopher Aguilar http://www.sec.gov/litigation/admin/2009/34-60976.pdf 34-60976 Tue, 10 Nov 2009 11:40:05 EST Masterpiece Technology Group, MBC Holding Co., MC Industrial Group, Inc., MC Liquidating Corp., Medco Health Corp., Meridian National Corp., MetaSource Group, Inc., Micel Corp., MicroENERGY, Inc., and Microleague Multimedia, Inc. http://www.sec.gov/litigation/admin/2009/34-60972.pdf 34-60972 Tue, 10 Nov 2009 11:11:27 EST Value America, Inc., VDS Enterprises, Inc., Versent Corp., Viasource Communications, Inc., Viatech Communications Group, Inc., and VideoFlicks.com, Inc. http://www.sec.gov/litigation/admin/2009/34-60964.pdf 34-60964 Mon, 9 Nov 2009 13:22:16 EST Western Fidelity Funding, Inc., Western Real Estate Fund, Inc., Willamette Valley, Inc. Microbreweries Across America, Windsor Energy Corp., Wireless Billboards Technologies Corp., and WPB Financiers Ltd. http://www.sec.gov/litigation/admin/2009/34-60948.pdf 34-60948 Fri, 6 Nov 2009 12:55:27 EST National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.) http://www.sec.gov/litigation/admin/2009/34-60947.pdf 34-60947 Fri, 6 Nov 2009 09:30:00 EST Altiva Financial Corp., Atlantic Gulf Communities Corp., CFI Mortgage, Inc., Commodore Holdings Ltd., Conversion Technologies International, Inc., Cyntech Technologies, Inc., Diversified Senior Services, Inc., Dyersburg Corp., Flour City International, Inc., Gerald Stevens, Inc., Leisure Time Casinos & Resorts, Inc., and Platinum Entertainment, Inc. (n/k/a Vidalia Gichner Holdings, Inc.) http://www.sec.gov/litigation/admin/2009/34-60943.pdf 34-60943 Thu, 5 Nov 2009 09:30:00 EST Rhino Trading, LLC, Fat Squirrel Trading Group, LLC, Damon Rein, and Steven Peter http://www.sec.gov/litigation/admin/2009/34-60941.pdf 34-60941 Wed, 4 Nov 2009 17:14:59 EST Valcapx Acquisition Corp., Valuestar Corp., Vandelay, Inc., VelocityHSI, Inc., Ventura Entertainment Group, Ltd. (n/k/a Insight Entertainment Group, Ltd.), and Verida Internet Corp. http://www.sec.gov/litigation/admin/2009/34-60940.pdf 34-60940 Wed, 4 Nov 2009 17:14:59 EST Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson http://www.sec.gov/litigation/admin/2009/33-9081.pdf 33-9081 Wed, 4 Nov 2009 15:17:11 EST James E. Otto http://www.sec.gov/litigation/admin/2009/34-60935.pdf 34-60935 Wed, 4 Nov 2009 13:56:01 EST Pathnet Telecommunications, Inc., Peaches Entertainment Corp., Pet Quarters, Inc., Piccadilly Cafeterias, Inc. (n/k/a Capital City Cornichon Corp.), Pick Communications Corp., and Pipeline Technologies, Inc. http://www.sec.gov/litigation/admin/2009/34-60930.pdf 34-60930 Wed, 4 Nov 2009 12:24:09 EST George Tamura http://www.sec.gov/litigation/admin/2009/34-60927.pdf 34-60927 Wed, 4 Nov 2009 12:24:09 EST Glenn Manterfield http://www.sec.gov/litigation/admin/2009/ia-2943.pdf IA-2943 Wed, 4 Nov 2009 12:24:09 EST J.P. Morgan Securities Inc. http://www.sec.gov/litigation/admin/2009/33-9078.pdf 33-9078 Wed, 4 Nov 2009 11:31:26 EST Minecore International, Inc. http://www.sec.gov/litigation/admin/2009/34-60926.pdf 34-60926 Wed, 4 Nov 2009 09:30:00 EST Energy Source, Inc. http://www.sec.gov/litigation/admin/2009/34-60920.pdf 34-60920 Tue, 3 Nov 2009 17:04:07 EST Eric T. Seiden http://www.sec.gov/litigation/admin/2009/34-60924.pdf 34-60924 Tue, 3 Nov 2009 15:15:16 EST RDM Sports Group, Inc. et al. http://www.sec.gov/litigation/admin/2009/34-60917.pdf 34-60917 Tue, 3 Nov 2009 13:37:26 EST Jonathan W. Mikula http://www.sec.gov/litigation/admin/2009/34-60904.pdf 34-60904 Thu, 29 Oct 2009 17:02:07 EDT Weiss Research, Inc., Martin Weiss, and Lawrence Edelson http://www.sec.gov/litigation/admin/2009/34-60901.pdf 34-60901 Thu, 29 Oct 2009 11:11:34 EDT Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "N" Roll Restaurants of the Past, Inc. http://www.sec.gov/litigation/admin/2009/34-60900.pdf 34-60900 Thu, 29 Oct 2009 09:30:04 EDT Tab Keplinger, CPA http://www.sec.gov/litigation/admin/2009/34-60898.pdf 34-60898 Wed, 28 Oct 2009 17:27:59 EDT Redheads, Inc., Regal Communications Corp., Repligen Clinical Partners, LP, Retail Entertainment Group, Inc., R.F. Management Corp., Road Apples, Inc. (n/k/a Teledynamics, Inc.), Robec, Inc., and Rompus Interactive Corp. http://www.sec.gov/litigation/admin/2009/34-60895.pdf 34-60895 Wed, 28 Oct 2009 14:49:59 EDT Anthony Perez http://www.sec.gov/litigation/admin/2009/34-60892.pdf 34-60892 Wed, 28 Oct 2009 12:57:37 EDT Mohit A. Khanna http://www.sec.gov/litigation/admin/2009/34-60891.pdf 34-60891 Tue, 27 Oct 2009 17:39:22 EDT William J. Reilly, Esq. http://www.sec.gov/litigation/admin/2009/34-60890.pdf 34-60890 Tue, 27 Oct 2009 17:21:34 EDT PKI Solutions, Inc., Planetgood Technologies, Inc. (n/k/a All American Coffee & Beverage, Inc.), Platronics, Inc., Plus Solutions, Inc., Portacom Wireless, Inc., Portal Net, Ltd., Prime Holdings & Investments, Inc., Pro-After, Inc. (f/k/a PurchasePro.Com, Inc.), Project Group, Inc., ProLong International Corp., PSS, Inc., and Purus, Inc. http://www.sec.gov/litigation/admin/2009/34-60883.pdf 34-60883 Tue, 27 Oct 2009 09:30:00 EDT Value America, Inc., VDS Enterprises, Inc., Versent Corp., Viasource Communications, Inc., Viatech Communications Group, Inc., and VideoFlicks.com, Inc. http://www.sec.gov/litigation/admin/2009/34-60871.pdf 34-60871 Fri, 23 Oct 2009 09:30:47 EDT Banc of America Investment Services, Inc. and Virginia Holliday http://www.sec.gov/litigation/admin/2009/34-60870.pdf 34-60870 Fri, 23 Oct 2009 08:51:00 EDT Park Meditech, Inc., Peerless Industrial Group, Inc., Peerless Tube Co., PH Group, Inc., and PHC, Inc. http://www.sec.gov/litigation/admin/2009/34-60869.pdf 34-60869 Thu, 22 Oct 2009 17:51:33 EDT Redtop Mountain Corp. (n/k/a Weblogix, Inc.), Reliable Power Systems, Inc., Renaissance Acceptance Group, Inc., Republic Goldfields, Inc., Rexon, Inc. (n/k/a Tecmar Technologies, Inc.), River Oaks Furniture, Inc., Roberds, Inc., and Rochem Environmental, Inc. http://www.sec.gov/litigation/admin/2009/34-60867.pdf 34-60867 Thu, 22 Oct 2009 17:35:37 EDT Cornerstone Capital Management, Inc., and Laura Jean Kent http://www.sec.gov/litigation/admin/2009/34-60848.pdf 34-60848 Wed, 21 Oct 2009 09:42:31 EDT M.G. Products, Inc., Masstor Systems Corp., Matrix Concepts, Inc. (n/k/a Global Media Group Holdings, Inc.), MCB Financial Corp., Media888, Inc. (f/k/a DIT Ventures, Inc.), Medical Properties, Inc., Medtrak Electronics, Inc., and Metro Display Advertising, Inc. http://www.sec.gov/litigation/admin/2009/34-60847.pdf 34-60847 Wed, 21 Oct 2009 09:42:31 EDT William A. Huber http://www.sec.gov/litigation/admin/2009/ia-2940.pdf IA-2940 Wed, 21 Oct 2009 09:42:31 EDT ECO2 Plastics, Inc. http://www.sec.gov/litigation/admin/2009/34-60846.pdf 34-60846 Tue, 20 Oct 2009 16:54:17 EDT Peter Moulinos, Esq. http://www.sec.gov/litigation/admin/2009/34-60844.pdf 34-60844 Tue, 20 Oct 2009 14:44:28 EDT Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "n" Roll Restaurants of the Past, Inc. http://www.sec.gov/litigation/admin/2009/34-60839.pdf 34-60839 Tue, 20 Oct 2009 14:44:28 EDT Perceptive Advisors LLC http://www.sec.gov/litigation/admin/2009/34-60843.pdf 34-60843 Tue, 20 Oct 2009 13:31:17 EDT First New York Securities L.L.C. http://www.sec.gov/litigation/admin/2009/34-60842.pdf 34-60842 Tue, 20 Oct 2009 13:31:17 EDT National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.) http://www.sec.gov/litigation/admin/2009/34-60838.pdf 34-60838 Mon, 19 Oct 2009 15:40:14 EDT Theodore W. Urban http://www.sec.gov/litigation/admin/2009/34-60837.pdf 34-60837 Mon, 19 Oct 2009 12:55:01 EDT Cornerstone Capital Management, Inc., and Laura Jean Kent http://www.sec.gov/litigation/admin/2009/34-60675.pdf 34-60675 Mon, 19 Oct 2009 12:55:01 EDT Philip G. Barry http://www.sec.gov/litigation/admin/2009/ia-2937.pdf IA-2937 Fri, 16 Oct 2009 17:39:17 EDT Tobias Bros. Inc. http://www.sec.gov/litigation/admin/2009/ia-2936.pdf IA-2936 Fri, 16 Oct 2009 15:35:11 EDT Michael C. Regan http://www.sec.gov/litigation/admin/2009/ia-2935.pdf IA-2935 Fri, 16 Oct 2009 15:35:11 EDT Altiva Financial Corp., Atlantic Gulf Communities Corp., CFI Mortgage, Inc., Commodore Holdings Ltd., Conversion Technologies International, Inc., Cyntech Technologies, Inc., Diversified Senior Services, Inc., Dyersburg Corp., Flour City International, Inc., Gerald Stevens, Inc., Leisure Time Casinos & Resorts, Inc., and Platinum Entertainment, Inc. (n/k/a Vidalia Gichner Holdings, Inc.) http://www.sec.gov/litigation/admin/2009/34-60830.pdf 34-60830 Thu, 15 Oct 2009 17:47:55 EDT Western Fidelity Funding, Inc., Western Real Estate Fund, Inc., Willamette Valley, Inc. Microbreweries Across America, Windsor Energy Corp., Wireless Billboards Technologies Corp., and WPB Financiers Ltd. http://www.sec.gov/litigation/admin/2009/34-60829.pdf 34-60829 Thu, 15 Oct 2009 17:47:55 EDT Value Merchants, Inc., Varner Technologies, Inc. (f/k/a Peppermill Capital Corp.), Veronex Technologies, Inc., ViaGrafix Corp., Viapay Limited (f/k/a Interface e.com, Inc.) http://www.sec.gov/litigation/admin/2009/34-60828.pdf 34-60828 Thu, 15 Oct 2009 12:32:34 EDT Warwick Insurance Managers, Inc., Watermarc Food Management Co., Welcome Home, Inc., Whitehall Limited, Inc., Word-Tronics Corp., Worksafe Industries, Inc., World Commerce Online, Inc., Worldwide Film Funding, Inc., Worldwide Web Networx Corp., and Wulf International, Ltd. http://www.sec.gov/litigation/admin/2009/34-60827.pdf 34-60827 Thu, 15 Oct 2009 12:32:34 EDT DTVN Holdings, Inc. et al. http://www.sec.gov/litigation/admin/2009/34-60820.pdf 34-60820 Wed, 14 Oct 2009 12:44:19 EDT Value America, Inc., VDS Enterprises, Inc., Versent Corp., Viasource Communications, Inc., Viatech Communications Group, Inc., and VideoFlicks.com, Inc. http://www.sec.gov/litigation/admin/2009/34-60821.pdf 34-60821 Wed, 14 Oct 2009 12:04:18 EDT Raymond Rapaglia http://www.sec.gov/litigation/admin/2009/34-60816.pdf 34-60816 Tue, 13 Oct 2009 13:58:02 EDT Peter C. Dunne http://www.sec.gov/litigation/admin/2009/34-60815.pdf 34-60815 Tue, 13 Oct 2009 13:58:02 EDT Peter Y. Atkinson, Esq. http://www.sec.gov/litigation/admin/2009/34-60806.pdf 34-60806 Fri, 9 Oct 2009 14:06:14 EDT Tony E. Morrison http://www.sec.gov/litigation/admin/2009/34-60805.pdf 34-60805 Thu, 8 Oct 2009 16:52:28 EDT David M. Tavdy http://www.sec.gov/litigation/admin/2009/34-60804.pdf 34-60804 Thu, 8 Oct 2009 16:52:28 EDT Erik R. Franklin http://www.sec.gov/litigation/admin/2009/34-60803.pdf 34-60803 Thu, 8 Oct 2009 16:52:28 EDT Samuel W. Childs, Jr. http://www.sec.gov/litigation/admin/2009/34-60802.pdf 34-60802 Thu, 8 Oct 2009 16:52:28 EDT Keevin H. Leonard and Robert F. Malin http://www.sec.gov/litigation/admin/2009/34-60795.pdf 34-60795 Wed, 7 Oct 2009 12:46:23 EDT Michael J. Moore, CPA and Moore & Associates Chartered http://www.sec.gov/litigation/admin/2009/34-60792.pdf 34-60792 Tue, 6 Oct 2009 12:02:16 EDT Frank Dipascali, Jr. http://www.sec.gov/litigation/admin/2009/34-60787.pdf 34-60787 Mon, 5 Oct 2009 11:45:44 EDT Energy Source, Inc. http://www.sec.gov/litigation/admin/2009/34-60786.pdf 34-60786 Mon, 5 Oct 2009 11:45:44 EDT GLB Trading, Inc. and Robert A. Lechman http://www.sec.gov/litigation/admin/2009/34-60764.pdf 34-60764 Thu, 1 Oct 2009 17:39:53 EDT George Tamura http://www.sec.gov/litigation/admin/2009/34-60757.pdf 34-60757 Thu, 1 Oct 2009 11:55:37 EDT Pathnet Telecommunications, Inc., Peaches Entertainment Corp., Pet Quarters, Inc., Piccadilly Cafeterias, Inc. (n/k/a Capital City Cornichon Corp.), Pick Communications Corp., and Pipeline Technologies, Inc. http://www.sec.gov/litigation/admin/2009/34-60748.pdf 34-60748 Wed, 30 Sep 2009 17:01:24 EDT Redheads, Inc., Regal Communications Corp., Repligen Clinical Partners, LP, Retail Entertainment Group, Inc., R.F. Management Corp., Road Apples, Inc. (n/k/a Teledynamics, Inc.), Robec, Inc., and Rompus Interactive Corp. http://www.sec.gov/litigation/admin/2009/34-60747.pdf 34-60747 Wed, 30 Sep 2009 14:14:26 EDT Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "N" Roll Restaurants of the Past, Inc. http://www.sec.gov/litigation/admin/2009/34-60742.pdf 34-60742 Tue, 29 Sep 2009 17:24:20 EDT Torque Engineering Corp., Transcoastal Marine Services, Inc., Transfinancial Holdings, Inc., Transwest Energy, Inc., Trend Vision Technologies, Inc., and Tricord Systems, Inc. http://www.sec.gov/litigation/admin/2009/34-60740.pdf 34-60740 Tue, 29 Sep 2009 17:24:20 EDT Stratum Wealth Management, LLC and Charles B. Ganz http://www.sec.gov/litigation/admin/2009/33-9067.pdf 33-9067 Tue, 29 Sep 2009 13:32:43 EDT National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.) http://www.sec.gov/litigation/admin/2009/34-60734.pdf 34-60734 Tue, 29 Sep 2009 13:14:55 EDT Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network http://www.sec.gov/litigation/admin/2009/34-60733.pdf 34-60733 Tue, 29 Sep 2009 12:41:53 EDT United Global Securities, Inc. and Richard D. Blair http://www.sec.gov/litigation/admin/2009/33-9066.pdf 33-9066 Tue, 29 Sep 2009 12:23:27 EDT Universal Food & Beverage Co. http://www.sec.gov/litigation/admin/2009/34-60731.pdf 34-60731 Tue, 29 Sep 2009 11:21:25 EDT TVI Corporation http://www.sec.gov/litigation/admin/2009/34-60724.pdf 34-60724 Tue, 29 Sep 2009 09:30:00 EDT Warwick Insurance Managers, Inc., Watermarc Food Management Co., Welcome Home, Inc., Whitehall Limited, Inc., Word-Tronics Corp., Worksafe Industries, Inc., World Commerce Online, Inc., Worldwide Film Funding, Inc., Worldwide Web Networx Corp., and Wulf International, Ltd. http://www.sec.gov/litigation/admin/2009/34-60723.pdf 34-60723 Fri, 25 Sep 2009 17:12:10 EDT BISYS Fund Services, Inc. http://www.sec.gov/litigation/admin/2009/34-60719.pdf 34-60719 Fri, 25 Sep 2009 13:56:56 EDT Christopher A. Black http://www.sec.gov/litigation/admin/2009/34-60715.pdf 34-60715 Thu, 24 Sep 2009 14:24:09 EDT DTVN Holdings, Inc., Employee Solutions, Inc., Falcon Natural Gas Corp., Internet Commerce & Communications, Inc., Osage Systems Group, Inc., Payless Cashways, Inc., PC Service Source, Inc., Play by Play Toys & Novelties, Inc., Powerbrief, Inc., Southern Energy Company, Inc.,Sparta Surgical Corp., Strategia Corp. (n/k/a Catthai Corp.), and TTI Industries, Inc. http://www.sec.gov/litigation/admin/2009/34-60714.pdf 34-60714 Thu, 24 Sep 2009 09:30:00 EDT Scott M. Ross http://www.sec.gov/litigation/admin/2009/ia-2927.pdf IA-2927 Wed, 23 Sep 2009 12:18:53 EDT Pacific Lease Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60709.pdf 34-60709 Wed, 23 Sep 2009 12:18:53 EDT Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride http://www.sec.gov/litigation/admin/2009/34-60705.pdf 34-60705 Tue, 22 Sep 2009 14:01:25 EDT Magnum Resources, Inc., Manakoa Services Corp. (n/k/a Teslavision Corp.), Maxus Technology Corp., Med/Waste, Inc., Medsearch Technologies, Inc., and Meisenheimer Capital, Inc. http://www.sec.gov/litigation/admin/2009/34-60703.pdf 34-60703 Tue, 22 Sep 2009 09:30:00 EDT Polar Molecular Holding Corporation http://www.sec.gov/litigation/admin/2009/34-60702.pdf 34-60702 Mon, 21 Sep 2009 17:08:41 EDT Raymond James Financial Services, Inc., and J. Stephen Putnam http://www.sec.gov/litigation/admin/2009/34-60700.pdf 34-60700 Mon, 21 Sep 2009 15:15:45 EDT Regions Bank http://www.sec.gov/litigation/admin/2009/33-9065.pdf 33-9065 Mon, 21 Sep 2009 15:15:45 EDT V-Twin Holdings, Inc. (n/k/a Tobacco One, Inc.), Valley Media, Inc., Venturequest Group, Inc. (n/k/a Dex-Ray Resources, Inc.), Verex Laboratories, Inc., Vibro-Tech Industries, Inc., Video City, Inc., and Vidikron Technologies Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60685.pdf 34-60685 Mon, 21 Sep 2009 11:47:20 EDT Daniel F. Stulac, CPA http://www.sec.gov/litigation/admin/2009/34-60693.pdf 34-60693 Fri, 18 Sep 2009 15:29:09 EDT William D. Shovers (CPA) http://www.sec.gov/litigation/admin/2009/34-60689.pdf 34-60689 Fri, 18 Sep 2009 15:11:19 EDT Tops Appliance City, Inc., Tower Global Ventures Corp. (n/k/a Coffeehouse.com, Inc.), Transact International, Inc., Transderm Laboratories Corp., Trizak Corp., and Tropic Air Cargo, Inc. http://www.sec.gov/litigation/admin/2009/34-60682.pdf 34-60682 Thu, 17 Sep 2009 16:52:34 EDT Consolidated Resources Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60677.pdf 34-60677 Wed, 16 Sep 2009 09:30:55 EDT Berdj J. Rassam, CPA http://www.sec.gov/litigation/admin/2009/34-60676.pdf 34-60676 Tue, 15 Sep 2009 17:18:56 EDT Appalachian Asset Management, Inc. http://www.sec.gov/litigation/admin/2009/ia-2925.pdf IA-2925 Tue, 15 Sep 2009 17:18:56 EDT KHF Advisors, LLC http://www.sec.gov/litigation/admin/2009/ia-2924.pdf IA-2924 Tue, 15 Sep 2009 17:18:56 EDT Strong Capital Management, Inc., Strong Investor Services, Inc., Strong Investments, Inc., Richard S. Strong, Thomas A. Hooker, Jr. and Anthony J. D'Amato http://www.sec.gov/litigation/admin/2009/34-60667.pdf 34-60667 Mon, 14 Sep 2009 14:47:30 EDT Gabelli Funds LLC http://www.sec.gov/litigation/admin/2009/34-60656.htm 34-60656 Fri, 11 Sep 2009 18:02:40 EDT Dana Holding Corporation (as Successor Registrant to Dana Corporation) http://www.sec.gov/litigation/admin/2009/34-60657.pdf 34-60657 Fri, 11 Sep 2009 16:36:00 EDT Magnum Resources, Inc., Manakoa Services Corp. (n/k/a Teslavision Corp.), Maxus Technology Corp, Med/Waste, Inc., Medsearch Technologies, Inc., and Meisenheimer Capital, Inc. http://www.sec.gov/litigation/admin/2009/34-60655.pdf 34-60655 Fri, 11 Sep 2009 15:45:37 EDT Pacific International Enterprises, Inc., Paradise Holdings, Inc., PC-EPhone, Inc., Phoenix Laser Systems, Inc., Phoenix Resources Technologies, Inc., and Pilot Network Services, Inc. http://www.sec.gov/litigation/admin/2009/34-60652.pdf 34-60652 Fri, 11 Sep 2009 13:45:39 EDT National Tire Services, Inc., TheNETdigest.com, Inc., New Media, Inc. (n/k/a New Media Group, Inc.), New Tel, Ltd., New York Film Works, Inc., and Newstar Resources, Inc. http://www.sec.gov/litigation/admin/2009/34-60638.pdf 34-60638 Fri, 11 Sep 2009 11:43:30 EDT Tops Appliance City, Inc., Tower Global Ventures Corp. (n/k/a Coffeehouse.com, Inc.), Transact International, Inc., Transderm Laboratories Corp., Trizak Corp., and Tropic Air Cargo, Inc. http://www.sec.gov/litigation/admin/2009/34-60636.pdf 34-60636 Wed, 9 Sep 2009 09:30:10 EDT Jamie P. Lake http://www.sec.gov/litigation/admin/2009/34-60632.pdf 34-60632 Tue, 8 Sep 2009 16:24:20 EDT Action Auto Rental, Inc., Addisson Industries, Inc., Advanced Promotion Technologies, Inc., Advantexcel Com Communications Corp., Aeire Corp., All American Food Group, Inc., and Allerion, Inc. http://www.sec.gov/litigation/admin/2009/34-60631.pdf 34-60631 Tue, 8 Sep 2009 16:24:20 EDT Louis J. Akers http://www.sec.gov/litigation/admin/2009/34-60628.pdf 34-60628 Fri, 4 Sep 2009 16:20:34 EDT What's for Free Technologies, Inc. (n/k/a Krifter Holdings, Inc.), Wherehouse Entertainment, Inc., Windpower Partners 1983-1, Windpower Partners 1984, World Financial Systems Co. Ltd., Wrap-N-Roll Usa, Inc., and Wyrlis Corp. http://www.sec.gov/litigation/admin/2009/34-60626.pdf 34-60626 Fri, 4 Sep 2009 16:20:34 EDT Universal Express, Inc. http://www.sec.gov/litigation/admin/2009/34-60616.pdf 34-60616 Thu, 3 Sep 2009 09:29:29 EDT Ronald E. Hardy, Jr. http://www.sec.gov/litigation/admin/2009/34-60615.pdf 34-60615 Wed, 2 Sep 2009 18:00:04 EDT Patti Tay, CPA http://www.sec.gov/litigation/admin/2009/34-60601.pdf 34-60601 Tue, 1 Sep 2009 14:04:29 EDT Kenneth Selterman, Esq. http://www.sec.gov/litigation/admin/2009/34-60600.pdf 34-60600 Tue, 1 Sep 2009 14:04:29 EDT Jose Daniel Iriarte, Jr. http://www.sec.gov/litigation/admin/2009/34-60599.pdf 34-60599 Tue, 1 Sep 2009 12:22:14 EDT RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., RedHand International, Inc. n/k/a African Diamond Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc. http://www.sec.gov/litigation/admin/2009/34-60588.pdf 34-60588 Tue, 1 Sep 2009 11:09:00 EDT Millennium Partners, Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai, and Steven B. Markovitz http://www.sec.gov/litigation/admin/2009/34-60593.pdf 34-60593 Mon, 31 Aug 2009 17:36:30 EDT Steven E. Tennies http://www.sec.gov/litigation/admin/2009/ia-2921.pdf IA-2921 Fri, 28 Aug 2009 15:12:52 EDT Value Merchants, Inc., Varner Technologies, Inc. (f/k/a Peppermill Capital Corp.), Veronex Technologies, Inc., ViaGrafix Corp., and Viapay Limited (f/k/a Interface e.com, Inc.) http://www.sec.gov/litigation/admin/2009/34-60583.pdf 34-60583 Fri, 28 Aug 2009 15:12:52 EDT Brooke Corporation and Brooke Capital Corporation http://www.sec.gov/litigation/admin/2009/34-60581.pdf 34-60581 Fri, 28 Aug 2009 09:30:00 EDT Aleritas Capital Corp. http://www.sec.gov/litigation/admin/2009/34-60580.pdf 34-60580 Fri, 28 Aug 2009 09:30:00 EDT Conversion Solutions Holdings Corp. http://www.sec.gov/litigation/admin/2009/34-60577.pdf 34-60577 Thu, 27 Aug 2009 13:07:55 EDT Jerry F. Wells, Jr. http://www.sec.gov/litigation/admin/2009/34-60576.pdf 34-60576 Thu, 27 Aug 2009 11:38:56 EDT L. Daniel Ferrer, Esq. http://www.sec.gov/litigation/admin/2009/34-60575.pdf 34-60575 Thu, 27 Aug 2009 11:38:56 EDT Harvard Scientific Corp., Hathaway Corp., Healthcare Software, Inc., Heartland Technology, Inc., Hedman Resources, Ltd., Hemdale Communications, Inc., and Hemokinetics, Inc. http://www.sec.gov/litigation/admin/2009/34-60564.pdf 34-60564 Wed, 26 Aug 2009 10:38:30 EDT Morgan Stanley & Co. Incorporated http://www.sec.gov/litigation/admin/2009/34-60568.pdf 34-60568 Tue, 25 Aug 2009 17:48:35 EDT Morgan Stanley & Co. Incorporated http://www.sec.gov/litigation/admin/2009/34-60567.pdf 34-60567 Tue, 25 Aug 2009 17:48:35 EDT Howard I. Smith, CPA http://www.sec.gov/litigation/admin/2009/34-60566.pdf 34-60566 Tue, 25 Aug 2009 15:10:42 EDT Pacific International Enterprises, Inc., Paradise Holdings, Inc., PC-EPhone, Inc., Phoenix Laser Systems, Inc., Phoenix Resources Technologies, Inc., and Pilot Network Services, Inc. http://www.sec.gov/litigation/admin/2009/34-60565.pdf 34-60565 Tue, 25 Aug 2009 13:21:00 EDT Torque Engineering Corp., Transcoastal Marine Services, Inc., Transfinancial Holdings, Inc., Transwest Energy, Inc., Trend Vision Technologies, Inc., and Tricord Systems, Inc. http://www.sec.gov/litigation/admin/2009/34-60562.pdf 34-60562 Mon, 24 Aug 2009 15:48:03 EDT Kathleen R. Novinger, Esq. http://www.sec.gov/litigation/admin/2009/34-60558.pdf 34-60558 Fri, 21 Aug 2009 15:04:10 EDT Albert J. Rasch, Jr., Esq. http://www.sec.gov/litigation/admin/2009/34-60557.pdf 34-60557 Fri, 21 Aug 2009 15:04:10 EDT RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., RedHand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc. http://www.sec.gov/litigation/admin/2009/34-60553.pdf 34-60553 Fri, 21 Aug 2009 09:30:00 EDT Knox H. Fuqua http://www.sec.gov/litigation/admin/2009/ia-2920.pdf IA-2920 Thu, 20 Aug 2009 15:41:30 EDT Samuel A. Fishman, Esq. http://www.sec.gov/litigation/admin/2009/34-60545.pdf 34-60545 Thu, 20 Aug 2009 14:49:54 EDT Deborah Duffy http://www.sec.gov/litigation/admin/2009/34-60543.pdf 34-60543 Thu, 20 Aug 2009 10:50:25 EDT National Tire Services, Inc., TheNETdigest.com, Inc., New Media, Inc. (n/k/a New Media Group, Inc.), New Tel, Ltd., New York Film Works, Inc., and Newstar Resources, Inc. http://www.sec.gov/litigation/admin/2009/34-60541.pdf 34-60541 Thu, 20 Aug 2009 10:40:02 EDT Michael A. Atkins http://www.sec.gov/litigation/admin/2009/34-60544.pdf 34-60544 Wed, 19 Aug 2009 17:46:30 EDT Lightspeed Trading LLC http://www.sec.gov/litigation/admin/2009/34-60540.pdf 34-60540 Wed, 19 Aug 2009 16:27:30 EDT Anthony Martin http://www.sec.gov/litigation/admin/2009/34-60538.pdf 34-60538 Wed, 19 Aug 2009 16:11:36 EDT Entrade, Inc. http://www.sec.gov/litigation/admin/2009/34-60533.pdf 34-60533 Wed, 19 Aug 2009 09:30:00 EDT Entrade, Inc. http://www.sec.gov/litigation/admin/2009/34-60532.pdf 34-60532 Wed, 19 Aug 2009 09:30:00 EDT Matthew D. Weitzman http://www.sec.gov/litigation/admin/2009/ia-2917.pdf IA-2917 Tue, 18 Aug 2009 17:35:46 EDT Jaycee James http://www.sec.gov/litigation/admin/2009/34-60529.pdf 34-60529 Tue, 18 Aug 2009 17:35:46 EDT Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc. http://www.sec.gov/litigation/admin/2009/34-60524.pdf 34-60524 Tue, 18 Aug 2009 16:42:55 EDT Xstream Mobile Solutions Corp. http://www.sec.gov/litigation/admin/2009/34-60523.pdf 34-60523 Tue, 18 Aug 2009 16:42:55 EDT Magnum Resources, Inc., Manakoa Services Corp. (n/k/a Teslavision Corp.), Maxus Technology Corp., Med/Waste, Inc., Medsearch Technologies, Inc., and Meisenheimer Capital, Inc. http://www.sec.gov/litigation/admin/2009/34-60517.pdf 34-60517 Tue, 18 Aug 2009 09:30:00 EDT iWorld Projects & Systems, Inc. http://www.sec.gov/litigation/admin/2009/34-60502.pdf 34-60502 Fri, 14 Aug 2009 12:23:01 EDT James C. Dawson http://www.sec.gov/litigation/admin/2009/ia-2914.pdf IA-2914 Thu, 13 Aug 2009 17:08:26 EDT Robert J. Zannotti http://www.sec.gov/litigation/admin/2009/33-9060.pdf 33-9060 Wed, 12 Aug 2009 17:43:29 EDT Action Auto Rental, Inc., Addisson Industries, Inc., Advanced Promotion Technologies, Inc., Advantexcel Com Communications Corp., Aeire Corp., All American Food Group, Inc., and Allerion, Inc. http://www.sec.gov/litigation/admin/2009/34-60489.pdf 34-60489 Wed, 12 Aug 2009 17:23:31 EDT CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin http://www.sec.gov/litigation/admin/2009/34-60485.pdf 34-60485 Wed, 12 Aug 2009 12:58:38 EDT Douglas K. Hutchins http://www.sec.gov/litigation/admin/2009/34-60484.pdf 34-60484 Wed, 12 Aug 2009 12:23:25 EDT Gregg Thomas Rennie http://www.sec.gov/litigation/admin/2009/34-60482.pdf 34-60482 Wed, 12 Aug 2009 12:14:23 EDT N.U. Pizza Holding Corp., Nahama and Weagent Energy Co., Namsco Corp., Nemdaco, Inc., Net Telecommunications, Inc., Network Commerce, Inc., Network One Holdings Corp., New Bridge Products, Inc., New Capital iWorks, Inc., and Nextpath Technologies, Inc. (n/k/a Central American Development Group, Inc.) http://www.sec.gov/litigation/admin/2009/34-60467.pdf 34-60467 Tue, 11 Aug 2009 17:55:11 EDT AXA Advisors, LLC http://www.sec.gov/litigation/admin/2009/34-60480.pdf 34-60480 Tue, 11 Aug 2009 17:22:09 EDT What's For Free Technologies, Inc. (n/k/a Krifter Holdings, Inc.), Wherehouse Entertainment, Inc., Windpower Partners 1983-1, Windpower Partners 1984, World Financial Systems Co. Ltd., Wrap-N-Roll USA, Inc., and Wyrlis Corp. http://www.sec.gov/litigation/admin/2009/34-60474.pdf 34-60474 Tue, 11 Aug 2009 12:10:57 EDT V-Twin Holdings, Inc. (n/k/a Tobacco One, Inc.), Valley Media, Inc., Venturequest Group, Inc. (n/k/a Dex-Ray Resources, Inc.), Verex Laboratories, Inc., Vibro-Tech, Industries, Inc., Video City, Inc., and Vidikron Technologies Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60472.pdf 34-60472 Tue, 11 Aug 2009 09:30:44 EDT Atmospheric Glow Technologies, Inc. http://www.sec.gov/litigation/admin/2009/34-60470.pdf 34-60470 Tue, 11 Aug 2009 09:30:44 EDT Tops Appliance City, Inc., Tower Global Ventures Corp. (n/k/a Coffeehouse.com, Inc.), Transact International, Inc., Transderm Laboratories Corp., Trizak Corp., and Tropic Air Cargo, Inc. http://www.sec.gov/litigation/admin/2009/34-60463.pdf 34-60463 Mon, 10 Aug 2009 12:02:44 EDT FreeHand Systems International, Inc. http://www.sec.gov/litigation/admin/2009/34-60453.pdf 34-60453 Thu, 6 Aug 2009 09:30:00 EDT CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin http://www.sec.gov/litigation/admin/2009/34-60450.pdf 34-60450 Wed, 5 Aug 2009 15:55:09 EDT Alain Lustig http://www.sec.gov/litigation/admin/2009/34-60449.pdf 34-60449 Wed, 5 Aug 2009 15:47:11 EDT General American Life Insurance Company and William C. Thater http://www.sec.gov/litigation/admin/2009/34-60447.pdf 34-60447 Wed, 5 Aug 2009 15:47:11 EDT Alliance Capital Management, LP http://www.sec.gov/litigation/admin/2009/34-60446.pdf 34-60446 Wed, 5 Aug 2009 15:47:11 EDT Hazan Capital Management, LLC and Steven M. Hazan http://www.sec.gov/litigation/admin/2009/34-60441.pdf 34-60441 Wed, 5 Aug 2009 15:00:00 EDT TJM Proprietary Trading, LLC, Michael R. Benson, and John T. Burke http://www.sec.gov/litigation/admin/2009/34-60440.pdf 34-60440 Wed, 5 Aug 2009 15:00:00 EDT Absolute Entertainment, Inc., Advanced Computer Techniques Corp., AGP & Co., Inc., Aid Auto Stores, Inc., Allure Cosmetics, Ltd., Alpha-Beta Technology, Inc. and Alpha Fibre, Inc. (f/k/a Oak Brook Capital III, Inc.) http://www.sec.gov/litigation/admin/2009/34-60434.pdf 34-60434 Wed, 5 Aug 2009 11:56:53 EDT BISYS Fund Services, Inc. http://www.sec.gov/litigation/admin/2009/34-60435.pdf 34-60435 Wed, 5 Aug 2009 11:36:33 EDT Keevin H. Leonard and Robert F. Malin http://www.sec.gov/litigation/admin/2009/34-60417.pdf 34-60417 Tue, 4 Aug 2009 15:47:41 EDT Ryan Douglas Smith http://www.sec.gov/litigation/admin/2009/ic-28841.pdf IC-28841 Mon, 3 Aug 2009 16:29:08 EDT Frank S. Laforgia, CPA http://www.sec.gov/litigation/admin/2009/34-60415.pdf 34-60415 Fri, 31 Jul 2009 17:13:10 EDT Warehouse Club, Inc., Wavemat, Inc., Wilson Lee Engineering Co., Inc. (n/k/a Lee Wilson Engineering Co., Inc.), Winthrop Resources Corp., and WorldCall Corp. http://www.sec.gov/litigation/admin/2009/34-60404.pdf 34-60404 Fri, 31 Jul 2009 15:40:29 EDT CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin http://www.sec.gov/litigation/admin/2009/34-60413.pdf 34-60413 Fri, 31 Jul 2009 14:54:19 EDT Putnam Investment Management, LLC http://www.sec.gov/litigation/admin/2009/34-60412.pdf 34-60412 Fri, 31 Jul 2009 12:32:33 EDT iJoin Systems, Inc., I-Tel Networks, Inc., I-Transaction.net, Inc., iGenesis, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc. and The Imagemakers Photography, Inc. http://www.sec.gov/litigation/admin/2009/34-60411.pdf 34-60411 Fri, 31 Jul 2009 10:58:42 EDT Strong Capital Management, Inc., Strong Investor Services, Inc., Strong Investments, Inc., Richard S. Strong, Thomas A. Hooker, Jr. and Anthony J. D'Amato http://www.sec.gov/litigation/admin/2009/34-60406.htm 34-60406 Thu, 30 Jul 2009 17:36:49 EDT Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc. http://www.sec.gov/litigation/admin/2009/34-60403.htm 34-60403 Thu, 30 Jul 2009 15:29:26 EDT Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc. http://www.sec.gov/litigation/admin/2009/34-60402.pdf 34-60402 Thu, 30 Jul 2009 15:29:26 EDT Integral Systems, Inc. http://www.sec.gov/litigation/admin/2009/34-60401.pdf 34-60401 Thu, 30 Jul 2009 14:21:21 EDT Helmerich & Payne, Inc. http://www.sec.gov/litigation/admin/2009/34-60400.pdf 34-60400 Thu, 30 Jul 2009 14:21:21 EDT iWorld Projects & Systems, Inc. http://www.sec.gov/litigation/admin/2009/34-60237a.pdf 34-60237A Wed, 29 Jul 2009 11:09:13 EDT Avery Dennison Corporation http://www.sec.gov/litigation/admin/2009/34-60393.pdf 34-60393 Tue, 28 Jul 2009 15:44:11 EDT Chandrashekhar Gopinathan http://www.sec.gov/litigation/admin/2009/33-9057.pdf 33-9057 Tue, 28 Jul 2009 15:44:11 EDT New York Stock Exchange LLC (f/k/a New York Stock Exchange, Inc.) http://www.sec.gov/litigation/admin/2009/34-60391.pdf 34-60391 Tue, 28 Jul 2009 12:59:10 EDT Bradley L. Ruderman http://www.sec.gov/litigation/admin/2009/ia-2908.pdf IA-2908 Fri, 24 Jul 2009 15:55:10 EDT Standard Metals Corporation http://www.sec.gov/litigation/admin/2009/34-60369.pdf 34-60369 Thu, 23 Jul 2009 09:30:00 EDT Royal Spring Water, Inc. http://www.sec.gov/litigation/admin/2009/34-60357.pdf 34-60357 Tue, 21 Jul 2009 15:20:49 EDT Toltec Real Estate Corp., Tong Ah Global Ventures Corp., TotalAxcess.com, Inc., Touch Tone America, Inc., Tour CFG, Inc., TradeQwest, Inc., TriTeal Corp., and Trojan Transition Corp. http://www.sec.gov/litigation/admin/2009/34-60355.pdf 34-60355 Tue, 21 Jul 2009 13:37:58 EDT Keystone Ventures, Inc. http://www.sec.gov/litigation/admin/2009/34-60350.pdf 34-60350 Tue, 21 Jul 2009 13:37:58 EDT Perry Corp. http://www.sec.gov/litigation/admin/2009/34-60351.pdf 34-60351 Tue, 21 Jul 2009 10:45:18 EDT Franklin Advisers, Inc. http://www.sec.gov/litigation/admin/2009/ia-2906.pdf IA-2906 Mon, 20 Jul 2009 16:43:13 EDT Lisa M. Roberts, CPA http://www.sec.gov/litigation/admin/2009/34-60345.pdf 34-60345 Mon, 20 Jul 2009 12:44:45 EDT William Keith Phillips http://www.sec.gov/litigation/admin/2009/34-60344.pdf 34-60344 Mon, 20 Jul 2009 12:18:46 EDT Morgan Stanley & Co. Incorporated http://www.sec.gov/litigation/admin/2009/34-60342.pdf 34-60342 Mon, 20 Jul 2009 12:18:46 EDT TD Ameritrade, Inc. http://www.sec.gov/litigation/admin/2009/33-9053.pdf 33-9053 Mon, 20 Jul 2009 11:01:14 EDT RDM Sports Group, Inc., et al. http://www.sec.gov/litigation/admin/2009/34-60340.pdf 34-60340 Mon, 20 Jul 2009 09:30:00 EDT LSB Industries, Inc. and Jimmie Dean Jones, CPA http://www.sec.gov/litigation/admin/2009/34-60336.pdf 34-60336 Fri, 17 Jul 2009 16:00:59 EDT Paul W. Oliver, Jr. http://www.sec.gov/litigation/admin/2009/ia-2903.pdf IA-2903 Fri, 17 Jul 2009 16:00:59 EDT Mary Beth Stevens http://www.sec.gov/litigation/admin/2009/ia-2902.pdf IA-2902 Fri, 17 Jul 2009 16:00:59 EDT Thomas Stiner, CPA http://www.sec.gov/litigation/admin/2009/34-60331.pdf 34-60331 Fri, 17 Jul 2009 14:32:57 EDT Andrew J. McAdams, CPA http://www.sec.gov/litigation/admin/2009/34-60329.pdf 34-60329 Fri, 17 Jul 2009 13:10:38 EDT Cornerstone Capital Management, Inc., and Laura Jean Kent http://www.sec.gov/litigation/admin/2009/34-60327.pdf 34-60327 Fri, 17 Jul 2009 11:21:16 EDT Stephen Cheryl Bauman http://www.sec.gov/litigation/admin/2009/34-60326.pdf 34-60326 Fri, 17 Jul 2009 11:21:16 EDT J.P. Turner & Company, LLC http://www.sec.gov/litigation/admin/2009/34-60325.pdf 34-60325 Fri, 17 Jul 2009 11:21:16 EDT Absolute Entertainment, Inc., Advanced Computer Techniques Corp., AGP & Co., Inc., Aid Auto Stores, Inc., Allure Cosmetics, Ltd., Alpha-Beta Technology, Inc., and Alpha Fibre, Inc. (f/k/a Oak Brook Capital III, Inc.) http://www.sec.gov/litigation/admin/2009/34-60319.pdf 34-60319 Fri, 17 Jul 2009 09:45:38 EDT Bear, Stearns and Co., Inc. and Bear, Stearns Securities Corp. http://www.sec.gov/litigation/admin/2009/34-60310.pdf 34-60310 Wed, 15 Jul 2009 16:59:25 EDT Frederick J. Barton http://www.sec.gov/litigation/admin/2009/34-60309.pdf 34-60309 Wed, 15 Jul 2009 16:59:25 EDT Donald F. McCracken http://www.sec.gov/litigation/admin/2009/34-60308.pdf 34-60308 Wed, 15 Jul 2009 16:59:25 EDT Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals USA II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc. http://www.sec.gov/litigation/admin/2009/34-60302.pdf 34-60302 Wed, 15 Jul 2009 14:16:17 EDT H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.) http://www.sec.gov/litigation/admin/2009/34-60303.pdf 34-60303 Tue, 14 Jul 2009 13:34:39 EDT Pegasus Wireless Corporation http://www.sec.gov/litigation/admin/2009/34-60301.pdf 34-60301 Tue, 14 Jul 2009 13:34:39 EDT VoIP, INC. http://www.sec.gov/litigation/admin/2009/34-60300.pdf 34-60300 Tue, 14 Jul 2009 13:34:39 EDT National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., Nexgen Vision, Inc., and Noel Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60299.pdf 34-60299 Tue, 14 Jul 2009 13:34:39 EDT Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc. http://www.sec.gov/litigation/admin/2009/34-60294.pdf 34-60294 Mon, 13 Jul 2009 17:51:35 EDT N.U. Pizza Holding Corp., Nahama & Weagent Energy Co., Namsco Corp., Nemdaco, Inc., Net Telecommunications, Inc., Network Commerce, Inc., Network One Holdings Corp., New Bridge Products, Inc., New Capital iWorks, Inc., and Nextpath Technologies, Inc. (n/k/a Central American Development Group, Inc.) http://www.sec.gov/litigation/admin/2009/34-60293.pdf 34-60293 Mon, 13 Jul 2009 12:39:52 EDT Invesco Funds Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60292.pdf 34-60292 Mon, 13 Jul 2009 12:15:48 EDT Harvard Scientific Corp., Hathaway Corp., Healthcare Software, Inc., Heartland Technology, Inc., Hedman Resources, Ltd., Hemdale Communications, Inc., and Hemokinetics, Inc. http://www.sec.gov/litigation/admin/2009/34-60291.pdf 34-60291 Mon, 13 Jul 2009 12:15:48 EDT Ameriprise Financial Services, Inc. http://www.sec.gov/litigation/admin/2009/33-9051.pdf 33-9051 Fri, 10 Jul 2009 10:30:23 EDT I Join Systems, Inc., I-Tel Networks, Inc., I-Transaction Net, Inc., iGenisys, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc., and The Imagemakers Photography, Inc. http://www.sec.gov/litigation/admin/2009/34-60277.pdf 34-60277 Fri, 10 Jul 2009 09:31:02 EDT Robert John Hipple http://www.sec.gov/litigation/admin/2009/34-60269.pdf 34-60269 Thu, 09 Jul 2009 13:56:06 EDT Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Treasury International, Inc., and Tri National Development Corp. http://www.sec.gov/litigation/admin/2009/34-60250.pdf 34-60250 Tue, 07 Jul 2009 13:40:16 EDT Danny E. Landau http://www.sec.gov/litigation/admin/2009/33-9048.pdf 33-9048 Mon, 06 Jul 2009 14:16:18 EDT Craig Alan Riley http://www.sec.gov/litigation/admin/2009/34-60244.pdf 34-60244 Mon, 06 Jul 2009 13:36:15 EDT David Lloyd Pells http://www.sec.gov/litigation/admin/2009/34-60238.pdf 34-60238 Mon, 06 Jul 2009 11:58:12 EDT Robert D. Graham, Esq. http://www.sec.gov/litigation/admin/2009/34-60219.pdf 34-60219 Mon, 06 Jul 2009 11:58:12 EDT Vernon Jeffrey Harrell http://www.sec.gov/litigation/admin/2009/34-60242.pdf 34-60242 Thu, 02 Jul 2009 17:56:17 EDT Christopher M. Kunkel http://www.sec.gov/litigation/admin/2009/34-60241.pdf 34-60241 Thu, 02 Jul 2009 17:56:17 EDT Conversion Solutions Holdings Corp. http://www.sec.gov/litigation/admin/2009/34-60240.pdf 34-60240 Thu, 02 Jul 2009 17:56:17 EDT Consolidated Resources Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60231.pdf 34-60231 Thu, 02 Jul 2009 11:16:25 EDT Falcon Entertainment Corp., Fanatics Only, Inc., Fidelity Leasing Income Fund, Finger Lakes Financial Corp., First Cincinnati, Inc., and First Mutual, Inc. (n/k/a First Community, Inc.) http://www.sec.gov/litigation/admin/2009/34-60230.pdf 34-60230 Thu, 02 Jul 2009 11:16:25 EDT H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.) http://www.sec.gov/litigation/admin/2009/34-60229.pdf 34-60229 Thu, 02 Jul 2009 09:30:00 EDT Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc. http://www.sec.gov/litigation/admin/2009/34-60228.pdf 34-60228 Thu, 02 Jul 2009 09:30:00 EDT Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh and Mark W. Wells http://www.sec.gov/litigation/admin/2009/33-9047.pdf 33-9047 Tue, 30 Jun 2009 11:00:57 EDT John M. Donnelly http://www.sec.gov/litigation/admin/2009/ia-2897.pdf IA-2897 Mon, 29 Jun 2009 12:59:24 EDT Mark R. Hamlin http://www.sec.gov/litigation/admin/2009/ia-2896.pdf IA-2896 Fri, 26 Jun 2009 17:02:53 EDT Warren B. Schmidgall http://www.sec.gov/litigation/admin/2009/34-60181.pdf 34-60181 Fri, 26 Jun 2009 13:19:01 EDT Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc. http://www.sec.gov/litigation/admin/2009/34-60178.pdf 34-60178 Fri, 26 Jun 2009 09:30:00 EDT Lawrence D. Morris http://www.sec.gov/litigation/admin/2009/34-60171.pdf 34-60171 Thu, 25 Jun 2009 14:01:26 EDT Christi R. Sulzbach http://www.sec.gov/litigation/admin/2009/34-60170.pdf 34-60170 Thu, 25 Jun 2009 14:01:26 EDT Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals USA II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc. http://www.sec.gov/litigation/admin/2009/34-60167.pdf 34-60167 Wed, 24 Jun 2009 09:30:17 EDT Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc. http://www.sec.gov/litigation/admin/2009/34-60162.pdf 34-60162 Tue, 23 Jun 2009 11:42:12 EDT FCF, Inc., FI Liquidating Co., Inc, Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.) http://www.sec.gov/litigation/admin/2009/34-60161.pdf 34-60161 Tue, 23 Jun 2009 11:15:23 EDT Morgan Stanley & Co. Incorporated http://www.sec.gov/litigation/admin/2009/34-60160.htm 34-60160 Tue, 23 Jun 2009 10:13:34 EDT Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC http://www.sec.gov/litigation/admin/2009/34-60080.pdf 34-60080 Mon, 22 Jun 2009 16:22:46 EDT Cornerstone Capital Management, Inc., and Laura Jean Kent http://www.sec.gov/litigation/admin/2009/34-59951.pdf 34-59951 Mon, 22 Jun 2009 16:22:46 EDT Ruben Serrano http://www.sec.gov/litigation/admin/2009/34-60157.pdf 34-60157 Mon, 22 Jun 2009 12:29:54 EDT Anthony R. Russo, CPA http://www.sec.gov/litigation/admin/2009/34-60155.pdf 34-60155 Mon, 22 Jun 2009 09:23:52 EDT Ram Capital Resources, LLC, Michael E. Fein, and Stephen E. Saltzstein http://www.sec.gov/litigation/admin/2009/34-60149.pdf 34-60149 Fri, 19 Jun 2009 17:50:18 EDT Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Transmedia Europe, Inc., and Tri National Development Corp. http://www.sec.gov/litigation/admin/2009/34-60148.pdf 34-60148 Fri, 19 Jun 2009 15:01:28 EDT Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60145.pdf 34-60145 Fri, 19 Jun 2009 15:01:28 EDT Global Matrechs, Inc. http://www.sec.gov/litigation/admin/2009/34-60142.pdf 34-60142 Fri, 19 Jun 2009 11:24:46 EDT Nanosignal Corp., Inc. (n/k/a Nano Global, Inc.), NetVoice Technologies Corp., The New Anaconda Co., NewCom International, Inc. (n/k/a Sino Express Travel Ltd.), and NewKidCo International, Inc. http://www.sec.gov/litigation/admin/2009/34-60141.pdf 34-60141 Fri, 19 Jun 2009 11:24:46 EDT Keystone Ventures, Inc. http://www.sec.gov/litigation/admin/2009/34-60124.pdf 34-60124 Wed, 17 Jun 2009 14:09:16 EDT Weiss Research, Inc., Martin Weiss, and Lawrence Edelson http://www.sec.gov/litigation/admin/2009/34-60125.pdf 34-60125 Wed, 17 Jun 2009 13:10:33 EDT X-Ramp.com, Inc., Xraymedia, Inc. (f/k/a Xraymedia.com, Inc.) Zenith Holding Corp., and Zydant Corp. http://www.sec.gov/litigation/admin/2009/34-59798a.pdf 34-59798A Wed, 17 Jun 2009 13:10:33 EDT Michael J. Kiselak http://www.sec.gov/litigation/admin/2009/34-60120.pdf 34-60120 Tue, 16 Jun 2009 17:02:38 EDT Mitchel S. Guttenberg http://www.sec.gov/litigation/admin/2009/34-60119.pdf 34-60119 Tue, 16 Jun 2009 17:02:38 EDT Bernard L. Madoff http://www.sec.gov/litigation/admin/2009/34-60118.pdf 34-60118 Tue, 16 Jun 2009 16:15:48 EDT Warehouse Club, Inc., Wavemat, Inc., Wilson Lee Engineering Co., Inc. (n/k/a Lee Wilson Engineering Co., Inc.), Winthrop Resources Corp., and WorldCall Corp. http://www.sec.gov/litigation/admin/2009/34-60116.pdf 34-60116 Tue, 16 Jun 2009 10:23:50 EDT Falcon Entertainment Corp., Fanatics Only, Inc., Fidelity Leasing Income Fund, Finger Lakes Financial Corp., First Cincinnati, Inc., and First Mutual, Inc. (n/k/a First Community, Inc.) http://www.sec.gov/litigation/admin/2009/34-60115.pdf 34-60115 Mon, 15 Jun 2009 17:58:52 EDT Ravi Yanamadula http://www.sec.gov/litigation/admin/2009/34-60111.pdf 34-60111 Mon, 15 Jun 2009 17:03:35 EDT CIBC Mellon Trust Company http://www.sec.gov/litigation/admin/2009/34-60114.pdf 34-60114 Mon, 15 Jun 2009 15:36:49 EDT National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., NexGen Vision, Inc., and Noel Group, Inc. http://www.sec.gov/litigation/admin/2009/34-60110.pdf 34-60110 Mon, 15 Jun 2009 09:30:00 EDT I Join Systems, Inc., I-Tel Networks, Inc., I-Transaction Net, Inc., iGenisys, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc., and The Imagemakers Photography, Inc. http://www.sec.gov/litigation/admin/2009/34-60105.pdf 34-60105 Fri, 12 Jun 2009 11:37:17 EDT Toltec Real Estate Corp., Tong Ah Global Ventures Corp., TotalAxcess.com, Inc., Touch Tone America, Inc., Tour CFG, Inc., Tradeqwest, Inc., Triteal Corp., and Trojan Transition Corp. http://www.sec.gov/litigation/admin/2009/34-60100.pdf 34-60100 Thu, 11 Jun 2009 16:47:47 EDT Elizabeth Monrad, CPA http://www.sec.gov/litigation/admin/2009/34-60098.pdf 34-60098 Thu, 11 Jun 2009 15:44:03 EDT Ricky D. Van Vleet http://www.sec.gov/litigation/admin/2009/34-60095.pdf 34-60095 Thu, 11 Jun 2009 10:06:38 EDT Brent Lemons http://www.sec.gov/litigation/admin/2009/34-60092.pdf 34-60092 Wed, 10 Jun 2009 17:15:19 EDT Keevin H. Leonard and Robert F. Malin http://www.sec.gov/litigation/admin/2009/34-60091.pdf 34-60091 Wed, 10 Jun 2009 17:01:38 EDT Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc. http://www.sec.gov/litigation/admin/2009/34-60090.pdf 34-60090 Wed, 10 Jun 2009 17:01:38 EDT Raymond Thomas http://www.sec.gov/litigation/admin/2009/ia-2891.pdf IA-2891 Wed, 10 Jun 2009 17:01:38 EDT I.A. Europe Group, Inc. (n/k/a Ghost Technology, Inc.), I-Carauction.com, Inc., ICIS Management Group, Inc., iCommerce Group, Inc., IDM Environmental Corp., and Illinois Creek Corp. http://www.sec.gov/litigation/admin/2009/34-60082.pdf 34-60082 Wed, 10 Jun 2009 16:07:18 EDT Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz http://www.sec.gov/litigation/admin/2009/34-60056a.pdf 34-60056A Wed, 10 Jun 2009 13:27:24 EDT Richard Miller (CPA) http://www.sec.gov/litigation/admin/2009/34-60076.pdf 34-60076 Tue, 9 Jun 2009 15:02:27 EDT Gary Jensen (CPA) http://www.sec.gov/litigation/admin/2009/34-60075.pdf 34-60075 Tue, 9 Jun 2009 15:02:27 EDT Michael Beaulieu (CPA) http://www.sec.gov/litigation/admin/2009/34-60074.pdf 34-60074 Tue, 9 Jun 2009 15:02:27 EDT Gerson Asset Management, Inc. and Seth Gerson http://www.sec.gov/litigation/admin/2009/34-60024.pdf 34-60024 Tue, 9 Jun 2009 13:13:35 EDT Michael A. Callaway http://www.sec.gov/litigation/admin/2009/34-60071.pdf 34-60071 Mon, 8 Jun 2009 17:25:07 EDT Wade Cook Financial Corp., Warning Management Services, Inc., Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.) http://www.sec.gov/litigation/admin/2009/34-60058.pdf 34-60058 Mon, 8 Jun 2009 12:03:47 EDT Evergreen Investment Management Company, LLC and Evergreen Investment Services, Inc. http://www.sec.gov/litigation/admin/2009/34-60059.pdf 34-60059 Mon, 8 Jun 2009 11:14:35 EDT Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp. (Modified Plan of Distribution) http://www.sec.gov/litigation/admin/2009/3-12238-mdp.pdf 3-12238-mdp Fri, 5 Jun 2009 17:35:18 EDT Grayling R. Hofer http://www.sec.gov/litigation/admin/2009/34-60052.pdf 34-60052 Fri, 5 Jun 2009 14:05:56 EDT PowerCold Corporation http://www.sec.gov/litigation/admin/2009/34-60051.pdf 34-60051 Fri, 5 Jun 2009 14:05:56 EDT Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp. http://www.sec.gov/litigation/admin/2009/34-60049.pdf 34-60049 Fri, 5 Jun 2009 10:27:08 EDT Dyadic International, Inc. http://www.sec.gov/litigation/admin/2009/34-60047.pdf 34-60047 Thu, 4 Jun 2009 16:32:55 EDT H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.) http://www.sec.gov/litigation/admin/2009/34-60044.pdf 34-60044 Thu, 4 Jun 2009 13:27:47 EDT Lexington Resources, Inc. http://www.sec.gov/litigation/admin/2009/34-60042.pdf 34-60042 Thu, 4 Jun 2009 09:31:57 EDT Merchant Capital, L.L.C. http://www.sec.gov/litigation/admin/2009/34-60043.pdf 34-60043 Thu, 4 Jun 2009 09:23:16 EDT Charles F. Lewis http://www.sec.gov/litigation/admin/2009/34-60025.pdf 34-60025 Wed, 3 Jun 2009 12:16:24 EDT FCF, Inc., FI Liquidating Co., Inc., Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.) http://www.sec.gov/litigation/admin/2009/34-60029.pdf 34-60029 Wed, 3 Jun 2009 09:30:00 EDT Douglas F. Samuels http://www.sec.gov/litigation/admin/2009/34-60027.pdf 34-60027 Tue, 2 Jun 2009 15:38:48 EDT Sharlene Abrams, CPA http://www.sec.gov/litigation/admin/2009/34-60017.pdf 34-60017 Mon, 1 Jun 2009 11:49:04 EDT David B. Stocker, Esq. http://www.sec.gov/litigation/admin/2009/34-60016.pdf 34-60016 Mon, 1 Jun 2009 11:49:04 EDT I Incubator.com, Inc., I Storm, Inc., iBeam Broadcasting Corp., I.C.H. Corp., Idream.ws, Inc., and Images of Life, Inc. http://www.sec.gov/litigation/admin/2009/34-60013.pdf 34-60013 Mon, 1 Jun 2009 11:49:04 EDT BISYS Fund Services, Inc. http://www.sec.gov/litigation/admin/2009/34-60011.htm 34-60011 Fri, 29 May 2009 17:43:10 EDT Dustin J. Lunt http://www.sec.gov/litigation/admin/2009/33-9036.pdf 33-9036 Fri, 29 May 2009 16:12:17 EDT Thomas S. Blackwell http://www.sec.gov/litigation/admin/2009/33-9035.pdf 33-9035 Fri, 29 May 2009 16:12:17 EDT Gregg Thomas Rennie http://www.sec.gov/litigation/admin/2009/34-60007.pdf 34-60007 Fri, 29 May 2009 15:32:54 EDT United Industrial Corporation http://www.sec.gov/litigation/admin/2009/34-60005.pdf 34-60005 Fri, 29 May 2009 14:43:29 EDT Stanley Johnson http://www.sec.gov/litigation/admin/2009/34-60003.pdf 34-60003 Fri, 29 May 2009 12:00:37 EDT David A. Finnerty et al. http://www.sec.gov/litigation/admin/2009/33-9033.pdf 33-9033 Thu, 28 May 2009 17:40:36 EDT Melissa M. Hurley http://www.sec.gov/litigation/admin/2009/ia-2885.pdf IA-2885 Thu, 28 May 2009 16:59:08 EDT J. David Huber http://www.sec.gov/litigation/admin/2009/ia-2884.pdf IA-2884 Thu, 28 May 2009 16:59:08 EDT Hamilton Digital Controls, Inc., Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc. http://www.sec.gov/litigation/admin/2009/34-59993.pdf 34-59993 Thu, 28 May 2009 16:59:08 EDT Putnam Investment Management, LLC http://www.sec.gov/litigation/admin/2009/34-59994.pdf 34-59994 Thu, 28 May 2009 12:47:37 EDT Janus Capital Management LLC http://www.sec.gov/litigation/admin/2009/34-59992.pdf 34-59992 Thu, 28 May 2009 12:03:05 EDT Frank P. Sinopoli, CPA http://www.sec.gov/litigation/admin/2009/34-59989.pdf 34-59989 Thu, 28 May 2009 08:43:23 EDT Bradley E. Morgan http://www.sec.gov/litigation/admin/2009/34-59988.pdf 34-59988 Thu, 28 May 2009 08:43:23 EDT Pollard Kelley Auditing Services, Inc. and Terance Kelley, CPA http://www.sec.gov/litigation/admin/2009/34-59986.pdf 34-59986 Wed, 27 May 2009 17:52:10 EDT Pegasus Wireless Corporation http://www.sec.gov/litigation/admin/2009/34-59985.pdf 34-59985 Wed, 27 May 2009 17:52:10 EDT New York Life Investment Management LLC http://www.sec.gov/litigation/admin/2009/ia-2883.pdf IA-2883 Wed, 27 May 2009 14:56:10 EDT American Skandia Investment Services, Inc. http://www.sec.gov/litigation/admin/2009/34-59984.pdf 34-59984 Wed, 27 May 2009 14:56:10 EDT Brian R. Spires, CPA http://www.sec.gov/litigation/admin/2009/34-59980.pdf 34-59980 Wed, 27 May 2009 12:00:09 EDT John T. McDonald (CPA) http://www.sec.gov/litigation/admin/2009/34-59977.pdf 34-59977 Wed, 27 May 2009 11:24:39 EDT Folger Nolan Fleming Douglas, Capital Management, Inc., Neil C. Folger and David M. Brown http://www.sec.gov/litigation/admin/2009/34-59976.pdf 34-59976 Wed, 27 May 2009 11:24:39 EDT CSK Auto Corporation http://www.sec.gov/litigation/admin/2009/33-9032.pdf 33-9032 Tue, 26 May 2009 14:35:32 EDT Jose Daniel Iriarte, Jr. http://www.sec.gov/litigation/admin/2009/34-59972.pdf 34-59972 Tue, 26 May 2009 10:52:32 EDT Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.), Agility Capital, Inc., Air Water International Corp. (f/k/a Universal Communication Systems, Inc.), Allegiant Physician Services, Inc., And Alpha Microsystems (n/k/a NQL Inc.) http://www.sec.gov/litigation/admin/2009/34-59969.pdf 34-59969 Fri, 22 May 2009 14:44:13 EDT Barrett N. Wissman http://www.sec.gov/litigation/admin/2009/34-59971.pdf 34-59971 Fri, 22 May 2009 12:03:57 EDT Phillip J. Milligan http://www.sec.gov/litigation/admin/2009/34-59970.pdf 34-59970 Fri, 22 May 2009 12:03:57 EDT Wade Cook Financial Corp., Warning Management Services, Inc., Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.) http://www.sec.gov/litigation/admin/2009/34-59968.pdf 34-59968 Fri, 22 May 2009 09:30:54 EDT Matthew J. Browne http://www.sec.gov/litigation/admin/2009/34-59960.pdf 34-59960 Thu, 21 May 2009 14:46:54 EDT TMT Capital Corporation http://www.sec.gov/litigation/admin/2009/34-59959.pdf 34-59959 Thu, 21 May 2009 14:23:28 EDT Daryl L. Batts http://www.sec.gov/litigation/admin/2009/34-59958.pdf 34-59958 Thu, 21 May 2009 14:13:31 EDT David G. Ghysels, Kenneth E. Mahaffy, Jr., And Linus N. Nwaigwe http://www.sec.gov/litigation/admin/2009/34-59957.pdf 34-59957 Thu, 21 May 2009 13:57:03 EDT Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.), Agility Capital, Inc., Air Water International Corp.,(f/k/a Universal Communications, Systems, Inc.), Allegiant Physician Services, Inc., and Alpha Microsystems, Inc. (n/k/a NQL, Inc.) http://www.sec.gov/litigation/admin/2009/34-59954.pdf 34-59954 Thu, 21 May 2009 09:31:36 EDT Nanosignal Corp., Inc. (n/k/a Nano Global, Inc.), NetVoice Technologies Corp., The New Anaconda Co., NewCom International, Inc. (n/k/a Sino Express Travel Ltd.), and NewKidCo International, Inc.; National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., NexGen Vision, Inc., and Noel Group, Inc. http://www.sec.gov/litigation/admin/2009/34-59953.pdf 34-59953 Thu, 21 May 2009 09:31:36 EDT Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc. http://www.sec.gov/litigation/admin/2009/34-59950.pdf 34-59950 Thu, 21 May 2009 08:27:56 EDT Today's Man, Inc., Tokheim Corp., The Topaz Group, Inc., Toth Aluminum Corp., Tower Air, Inc., TPC Liquidation, Inc., The Translation Group, Ltd., Trend-Lines, Inc., and Tri Lite, Inc.; Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Treasury International, Inc., and Tri National Development Corp. http://www.sec.gov/litigation/admin/2009/34-59942.pdf 34-59942 Wed, 20 May 2009 09:30:00 EDT Michael P. Owens http://www.sec.gov/litigation/admin/2009/34-59940.pdf 34-59940 Tue, 19 May 2009 17:31:23 EDT F&C International, Inc., The Fapa Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc. http://www.sec.gov/litigation/admin/2009/34-59938.pdf 34-59938 Tue, 19 May 2009 13:16:38 EDT X-Ramp.Com, Inc., Xraymedia, Inc. (F/K/A Xraymedia.Com, Inc.), Zenith Holding Corp., and Zydant Corp. http://www.sec.gov/litigation/admin/2009/34-59936.pdf 34-59936 Mon, 18 May 2009 14:47:32 EDT Wealthwise, LLC, and Jeffrey A. Forrest http://www.sec.gov/litigation/admin/2009/34-59931.pdf 34-59931 Fri, 15 May 2009 13:03:49 EDT J. Michael Scarborough and Royal Alliance Associates, Inc. http://www.sec.gov/litigation/admin/2009/34-59930.pdf 34-59930 Fri, 15 May 2009 10:18:25 EDT AIM Advisors, Inc. and AIM Distributors, Inc. http://www.sec.gov/litigation/admin/2009/34-59929.pdf 34-59929 Fri, 15 May 2009 10:18:25 EDT Alliance Capital Management, LP http://www.sec.gov/litigation/admin/2009/34-59926.pdf 34-59926 Thu, 14 May 2009 17:51:17 EDT FCF, Inc., FI Liquidating Co., Inc., Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.) http://www.sec.gov/litigation/admin/2009/34-59922.pdf 34-59922 Thu, 14 May 2009 16:22:53 EDT Chandrashekhar Gopinathan http://www.sec.gov/litigation/admin/2009/33-9031.pdf 33-9031 Wed, 13 May 2009 13:31:09 EDT Wolfe & Hurst Bond Brokers, Inc. and Peter J. Debany http://www.sec.gov/litigation/admin/2009/34-59913.pdf 34-59913 Wed, 13 May 2009 13:14:37 EDT Poseidis, Inc. http://www.sec.gov/litigation/admin/2009/34-59897.pdf 34-59897 Tue, 12 May 2009 11:10:31 EDT Ingram Micro Inc. http://www.sec.gov/litigation/admin/2009/34-59903.pdf 34-59903 Tue, 12 May 2009 10:42:23 EDT Fortel, Inc., now known as Envit Capital Group, Inc. http://www.sec.gov/litigation/admin/2009/34-59901.pdf 34-59901 Tue, 12 May 2009 09:30:00 EDT Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc. http://www.sec.gov/litigation/admin/2009/34-59899.pdf 34-59899 Tue, 12 May 2009 09:30:00 EDT INTECH Investment Management LLC and David E. Hurley http://www.sec.gov/litigation/admin/2009/ia-2872.pdf IA-2872 Fri, 08 May 2009 10:48:40 EDT John H. Lohmeier http://www.sec.gov/litigation/admin/2009/ia-2873.pdf IA-2873 Thu, 07 May 2009 14:59:27 EDT Royal Spring Water, Inc. http://www.sec.gov/litigation/admin/2009/34-59878.pdf 34-59878 Wed, 06 May 2009 17:44:22 EDT John W. Adams and AIP, LLC http://www.sec.gov/litigation/admin/2009/34-59870.pdf 34-59870 Wed, 06 May 2009 11:35:17 EDT Wade Cook Financial Corp., Warning Management Services, Inc.,Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.) http://www.sec.gov/litigation/admin/2009/34-59868.pdf 34-59868 Wed, 06 May 2009 09:30:00 EDT Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc. http://www.sec.gov/litigation/admin/2009/34-59862.pdf 34-59862 Tue, 05 May 2009 17:46:17 EDT Alliance Capital Management, LP http://www.sec.gov/litigation/admin/2009/34-59832.pdf 34-59832 Tue, 05 May 2009 13:45:40 EDT Hamilton Digital Controls, Inc., Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc. http://www.sec.gov/litigation/admin/2009/34-59860.pdf 34-59860 Tue, 05 May 2009 09:30:22 EDT Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc. http://www.sec.gov/litigation/admin/2009/34-59851.pdf 34-59851 Mon, 04 May 2009 15:56:29 EDT X-Ramp.com, Inc., Xraymedia, Inc.(f/k/a Xraymedia.com, Inc.), Zenith Holding Corp., and Zydant Corp. http://www.sec.gov/litigation/admin/2009/34-59856.pdf 34-59856 Mon, 04 May 2009 09:30:00 EDT F&C International, Inc., The FAPA Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc. http://www.sec.gov/litigation/admin/2009/34-59853.pdf 34-59853 Fri, 01 May 2009 09:30:12 EDT Paul M. Gozzo http://www.sec.gov/litigation/admin/2009/34-59849.pdf 34-59849 Thu, 30 Apr 2009 13:13:26 EDT Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc. http://www.sec.gov/litigation/admin/2009/34-59848.pdf 34-59848 Thu, 30 Apr 2009 09:30:12 EDT Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc. http://www.sec.gov/litigation/admin/2009/34-59847.pdf 34-59847 Thu, 30 Apr 2009 09:30:12 EDT Michael D. Smith http://www.sec.gov/litigation/admin/2009/34-59840.pdf 34-59840 Wed, 29 Apr 2009 11:17:19 EDT Brad E. Parish http://www.sec.gov/litigation/admin/2009/34-59831.pdf 34-59831 Tue, 28 Apr 2009 16:30:17 EDT Royal Alliance Associates, Inc. http://www.sec.gov/litigation/admin/2009/34-59830.pdf 34-59830 Tue, 28 Apr 2009 16:30:17 EDT IAC Holdings, Inc. http://www.sec.gov/litigation/admin/2009/34-59833.pdf 34-59833 Tue, 28 Apr 2009 15:18:00 EDT Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp. http://www.sec.gov/litigation/admin/2009/34-59828.pdf 34-59828 Tue, 28 Apr 2009 11:18:15 EDT Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc. http://www.sec.gov/litigation/admin/2009/34-59820.pdf 34-59820 Fri, 24 Apr 2009 13:15:09 EDT Bryan E. Palbaum, CPA http://www.sec.gov/litigation/admin/2009/34-59817.pdf 34-59817 Thu, 23 Apr 2009 16:29:39 EDT Hennessee Group LLC and Charles J. Gradante http://www.sec.gov/litigation/admin/2009/ia-2871.pdf IA-2871 Wed, 22 Apr 2009 13:02:55 EDT Randy S. Casstevens (CPA) http://www.sec.gov/litigation/admin/2009/34-59803.pdf 34-59803 Tue, 21 Apr 2009 11:10:35 EDT Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.), Agility Capital, Inc., Air Water International Corp. (f/k/a Universal Communications Systems, Inc.), Allegiant Physician Services, Inc., and Alpha Microsystems, Inc. (n/k/a NQL, Inc.) http://www.sec.gov/litigation/admin/2009/34-59801.pdf 34-59801 Tue, 21 Apr 2009 09:30:00 EDT Gordon B. Grigg http://www.sec.gov/litigation/admin/2009/ia-2869.pdf IA-2869 Mon, 20 Apr 2009 17:06:31 EDT I.A. Europe Group, Inc. (n/k/a Ghost Technology, Inc.), I-Carauction.com, Inc., ICIS Management Group, Inc., iCommerce Group, Inc., IDM Environmental Corp., and Illinois Creek Corp. http://www.sec.gov/litigation/admin/2009/34-59797.pdf 34-59797 Mon, 20 Apr 2009 17:06:31 EDT I Incubator.com, Inc., I Storm, Inc., iBeam Broadcasting Corp., I.C.H. Corp., IDream WS, Inc., and Images of Life, Inc. http://www.sec.gov/litigation/admin/2009/34-59796.pdf 34-59796 Mon, 20 Apr 2009 17:06:31 EDT Kevin E. Brooks, CPA http://www.sec.gov/litigation/admin/2009/34-59785.pdf 34-59785 Fri, 17 Apr 2009 14:34:50 EDT Laurence G. Young http://www.sec.gov/litigation/admin/2009/34-59783.pdf 34-59783 Fri, 17 Apr 2009 14:34:50 EDT American Skandia Investment Services, Inc. http://www.sec.gov/litigation/admin/2009/ia-2867.pdf IA-2867 Fri, 17 Apr 2009 11:47:11 EDT American Skandia Investment Services, Inc. http://www.sec.gov/litigation/admin/2009/33-9029.pdf 33-9029 Fri, 17 Apr 2009 11:47:11 EDT American Skandia Investment Services, Inc. http://www.sec.gov/litigation/admin/2009/33-9028.pdf 33-9028 Fri, 17 Apr 2009 11:47:11 EDT Stratum Holdings, Inc. http://www.sec.gov/litigation/admin/2009/34-59767.pdf 34-59767 Tue, 14 Apr 2009 13:06:25 EDT Stephen P. Corso, Jr., CPA http://www.sec.gov/litigation/admin/2009/34-59766.pdf 34-59766 Tue, 14 Apr 2009 13:06:25 EDT GLB Trading, Inc. and Robert A. Lechman http://www.sec.gov/litigation/admin/2009/34-59765.pdf 34-59765 Tue, 14 Apr 2009 13:06:25 EDT Poseidis, Inc. http://www.sec.gov/litigation/admin/2009/34-59761.pdf 34-59761 Tue, 14 Apr 2009 10:41:25 EDT Antonio Canova (CPA) http://www.sec.gov/litigation/admin/2009/34-59758.pdf 34-59758 Mon, 13 Apr 2009 14:05:28 EDT VoIP, Inc. http://www.sec.gov/litigation/admin/2009/34-59752.pdf 34-59752 Mon, 13 Apr 2009 09:30:01 EDT Jesus A. Lago, CPA http://www.sec.gov/litigation/admin/2009/34-59751.pdf 34-59751 Mon, 13 Apr 2009 09:30:01 EDT Glenn Manterfield http://www.sec.gov/litigation/admin/2009/ia-2865.pdf IA-2865 Fri, 10 Apr 2009 15:30:18 EDT Daniel M. Kantrowitz http://www.sec.gov/litigation/admin/2009/33-9024.pdf 33-9024 Fri, 10 Apr 2009 15:30:18 EDT Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke http://www.sec.gov/litigation/admin/2009/34-59741.pdf 34-59741 Thu, 09 Apr 2009 11:47:10 EDT Woodbury Financial Services, Inc. http://www.sec.gov/litigation/admin/2009/34-59740.pdf 34-59740 Thu, 09 Apr 2009 11:47:10 EDT Charles F. Lewis http://www.sec.gov/litigation/admin/2009/34-59738.pdf 34-59738 Thu, 09 Apr 2009 11:47:10 EDT Mark Tuminello http://www.sec.gov/litigation/admin/2009/33-9023.pdf 33-9023 Thu, 09 Apr 2009 11:23:40 EDT Global 1 Investment Holdings Corporation http://www.sec.gov/litigation/admin/2009/34-59730.pdf 34-59730 Thu, 09 Apr 2009 09:53:03 EDT Ravi Yanamadula http://www.sec.gov/litigation/admin/2009/34-59735.pdf 34-59735 Wed, 08 Apr 2009 17:54:19 EDT Douglas F. Samuels http://www.sec.gov/litigation/admin/2009/34-59734.pdf 34-59734 Wed, 08 Apr 2009 17:54:19 EDT L Rex International, Inc., Lakshmi Enterprises, Inc., Lamaur Corp., Laminco Resources, Inc.(n/k/a Zaruma Resources, Inc.), Landis & Partners, Inc., Las Americas Broadband, Inc., and Laser Precision Corp.(n/k/a NetTest, Inc.) http://www.sec.gov/litigation/admin/2009/34-59732.pdf 34-59732 Wed, 08 Apr 2009 16:20:23 EDT Carlyle Gaming & Entertainment Ltd., Daleigh Holdings Corp., Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California), Pegasus Gold, Inc. and Storm Technology, Inc. http://www.sec.gov/litigation/admin/2009/34-59731.pdf 34-59731 Wed, 08 Apr 2009 15:46:43 EDT Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc. http://www.sec.gov/litigation/admin/2009/34-59727.pdf 34-59727 Wed, 08 Apr 2009 12:42:39 EDT Lawrence D. Morris http://www.sec.gov/litigation/admin/2009/34-59719.pdf 34-59719 Tue, 07 Apr 2009 15:55:55 EDT IAC Holdings, Inc. http://www.sec.gov/litigation/admin/2009/34-59718.pdf 34-59718 Tue, 07 Apr 2009 15:13:00 EDT Michael W. Crow and Robert David Fuchs http://www.sec.gov/litigation/admin/2009/34-59711.pdf 34-59711 Tue, 07 Apr 2009 11:10:40 EDT Cort L. Poyner http://www.sec.gov/litigation/admin/2009/34-59707.pdf 34-59707 Mon, 06 Apr 2009 13:16:44 EDT Dan Wise, CPA, a/k/a Danny Wise, CPA http://www.sec.gov/litigation/admin/2009/34-59703.pdf 34-59703 Fri, 03 Apr 2009 13:28:38 EDT IDM Participating Income Co., IDM Participating Income Co. II, IDM Participating Income Co. III, IDM Participating Income Co. IV, IDM Participating Income Co. V, IDM Participating Income Co. VII, and IDM Participating Income Co. 90 http://www.sec.gov/litigation/admin/2009/34-59702.pdf 34-59702 Fri, 03 Apr 2009 13:15:56 EDT Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc. http://www.sec.gov/litigation/admin/2009/34-59699.pdf 34-59699 Fri, 03 Apr 2009 09:30:00 EDT Stephen R. Moynahan http://www.sec.gov/litigation/admin/2009/34-59693.pdf 34-59693 Thu, 02 Apr 2009 15:11:53 EDT F&C International, Inc., The FAPA Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc. http://www.sec.gov/litigation/admin/2009/34-59689.pdf 34-59689 Thu, 02 Apr 2009 09:30:00 EDT Aegis Consumer Funding Group, Inc., APS Holding Corp., Dakota Mining Corp., Digital Communications Technology Corp., Horn Silver Mines, Inc., and TCC Industries, Inc.; Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc. http://www.sec.gov/litigation/admin/2009/34-59687.pdf 34-59687 Thu, 02 Apr 2009 09:30:00 EDT Inviva, Inc. and Jefferson National Life Insurance Company http://www.sec.gov/litigation/admin/2009/33-9021.pdf 33-9021 Wed, 01 Apr 2009 14:14:19 EDT Thomas Brick http://www.sec.gov/litigation/admin/2009/34-59671.pdf 34-59671 Wed, 01 Apr 2009 12:45:40 EDT Deborah Galas http://www.sec.gov/litigation/admin/2009/34-59670.pdf 34-59670 Wed, 01 Apr 2009 12:45:40 EDT Arthur S. Redler http://www.sec.gov/litigation/admin/2009/34-59649.pdf 34-59649 Mon, 30 Mar 2009 11:47:45 EDT Dennis Kavelman, C.A. and Arcangelo Loberto, C.A. http://www.sec.gov/litigation/admin/2009/34-59648.pdf 34-59648 Mon, 30 Mar 2009 11:47:45 EDT Global Matrechs, Inc. http://www.sec.gov/litigation/admin/2009/34-59646.pdf 34-59646 Mon, 30 Mar 2009 09:30:00 EDT Jason G. Burks http://www.sec.gov/litigation/admin/2009/34-59644a.pdf 34-59644A Fri, 27 Mar 2009 17:50:31 EDT Brian P. Corbett http://www.sec.gov/litigation/admin/2009/34-59640.pdf 34-59640 Fri, 27 Mar 2009 12:40:58 EDT Michael L. Silver http://www.sec.gov/litigation/admin/2009/34-59639.pdf 34-59639 Fri, 27 Mar 2009 12:40:58 EDT Gary Alan Tanaka http://www.sec.gov/litigation/admin/2009/ia-2859a.pdf IA-2859A Fri, 27 Mar 2009 11:14:49 EDT Judith Kudla (CPA) http://www.sec.gov/litigation/admin/2009/34-59637.pdf 34-59637 Fri, 27 Mar 2009 11:14:49 EDT Matthew La Madrid http://www.sec.gov/litigation/admin/2009/ia-2857.pdf IA-2857 Thu, 26 Mar 2009 11:28:33 EDT Lambert Communications, Inc., Laniprin Life Sciences, Inc., Last American Exit, Inc., Lawrence Insurance Group, Inc., Le Print Express International, Inc., Leak-X Environmental Corp., and Leisure Shoppers, Inc. http://www.sec.gov/litigation/admin/2009/34-59625.pdf 34-59625 Wed, 25 Mar 2009 17:05:23 EDT JMXI, Inc. (f/k/a Jupiter Communications, Inc.) http://www.sec.gov/litigation/admin/2009/34-59624.pdf 34-59624 Wed, 25 Mar 2009 14:23:40 EDT Lawrence Insurance Group, Inc. http://www.sec.gov/litigation/admin/2009/34-59623.pdf 34-59623 Wed, 25 Mar 2009 09:30:31 EDT Janex International, Inc., Jet Energy Corp., JobSort, Inc., Jones Plumbing Systems, Inc., Jore Corp., and Journey's End Resorts, Inc. http://www.sec.gov/litigation/admin/2009/34-59619.pdf 34-59619 Mon, 23 Mar 2009 12:12:19 EDT Cornerstone Capital Management, Inc. and Laura Jean Kent http://www.sec.gov/litigation/admin/2009/ia-2855.pdf IA-2855 Fri, 20 Mar 2009 15:46:12 EDT Jeanne M. Rowzee http://www.sec.gov/litigation/admin/2009/34-59604.pdf 34-59604 Thu, 19 Mar 2009 14:03:25 EDT William D. Shovers, CPA http://www.sec.gov/litigation/admin/2009/34-59596.pdf 34-59596 Wed, 18 Mar 2009 16:56:44 EDT Banc of America Securities LLC http://www.sec.gov/litigation/admin/2009/34-59595.pdf 34-59595 Wed, 18 Mar 2009 14:37:42 EDT Allion Healthcare, Inc. and James G. Spencer http://www.sec.gov/litigation/admin/2009/34-59594.pdf 34-59594 Wed, 18 Mar 2009 10:22:28 EDT Andrew Sims, CPA http://www.sec.gov/litigation/admin/2009/34-59584.pdf 34-59584 Tue, 17 Mar 2009 13:12:51 EDT Chemfix Technologies, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc. http://www.sec.gov/litigation/admin/2009/34-59583.pdf 34-59583 Tue, 17 Mar 2009 13:12:51 EDT Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California) http://www.sec.gov/litigation/admin/2009/34-59573.pdf 34-59573 Fri, 13 Mar 2009 09:30:13 EDT Carlyle Gaming & Entertainment Ltd. http://www.sec.gov/litigation/admin/2009/34-59572.pdf 34-59572 Fri, 13 Mar 2009 09:30:13 EDT Matthew E. Kopsky http://www.sec.gov/litigation/admin/2009/34-59568.pdf 34-59568 Thu, 12 Mar 2009 14:32:46 EDT Leading Edge Packaging, Inc., Leadingside, Inc., Lecstar Corp., and Legal Club of America, Inc. http://www.sec.gov/litigation/admin/2009/34-59564.pdf 34-59564 Thu, 12 Mar 2009 12:27:35 EDT Raymond Thomas http://www.sec.gov/litigation/admin/2009/34-59565.pdf 34-59565 Thu, 12 Mar 2009 12:07:55 EDT Merrill Lynch, Pierce, Fenner, and Smith Incorporated http://www.sec.gov/litigation/admin/2009/34-59555.pdf 34-59555 Wed, 11 Mar 2009 10:02:28 EDT Headliners Entertainment Group, Inc. http://www.sec.gov/litigation/admin/2009/34-59554.pdf 34-59554 Wed, 11 Mar 2009 09:30:00 EDT Cancer Detection Corporation, formerly known as Xpention Genetics, Inc. http://www.sec.gov/litigation/admin/2009/33-9015.pdf 33-9015 Tue, 10 Mar 2009 17:48:21 EDT HS3 Technologies, Inc. http://www.sec.gov/litigation/admin/2009/33-9014.pdf 33-9014 Tue, 10 Mar 2009 17:48:21 EDT Lisa W. Zappala (CPA) http://www.sec.gov/litigation/admin/2009/34-59541.pdf 34-59541 Mon, 09 Mar 2009 17:33:11 EDT BBJ Environmental Technologies, Inc. http://www.sec.gov/litigation/admin/2009/34-59535.pdf 34-59535 Mon, 09 Mar 2009 12:31:40 EDT Grant Bettingen, Inc. http://www.sec.gov/litigation/admin/2009/34-59533.pdf 34-59533 Fri, 06 Mar 2009 17:47:11 EST M. Grant Bettingen http://www.sec.gov/litigation/admin/2009/34-59532.pdf 34-59532 Fri, 06 Mar 2009 17:47:11 EST Christopher J. Johndrow http://www.sec.gov/litigation/admin/2009/33-9012.pdf 33-9012 Fri, 06 Mar 2009 17:47:11 EST Stephan Husi http://www.sec.gov/litigation/admin/2009/34-59530.pdf 34-59530 Fri, 06 Mar 2009 15:43:09 EST Minex Resources, Inc., Powerhouse Resources, Inc., SA Telecommunications, Inc., Thorn Apple Valley, Inc., Universal Seismic Associates, Inc. (n/k/a Seismic Universal Associates, Inc.) http://www.sec.gov/litigation/admin/2009/34-59526.pdf 34-59526 Fri, 06 Mar 2009 14:37:05 EST Eric M. Vallejo http://www.sec.gov/litigation/admin/2009/34-59529.pdf 34-59529 Fri, 06 Mar 2009 14:18:25 EST Newbridge Securities Corp. http://www.sec.gov/litigation/admin/2009/33-9011.pdf 33-9011 Fri, 06 Mar 2009 14:18:25 EST Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC http://www.sec.gov/litigation/admin/2009/34-59520.pdf 34-59520 Thu, 05 Mar 2009 16:08:27 EST Jansko, Inc. et al. http://www.sec.gov/litigation/admin/2009/34-59511.pdf 34-59511 Thu, 05 Mar 2009 15:01:54 EST Frank Lu http://www.sec.gov/litigation/admin/2009/34-59514.pdf 34-59514 Thu, 05 Mar 2009 12:40:14 EST Victor P. Machado http://www.sec.gov/litigation/admin/2009/34-59513.pdf 34-59513 Thu, 05 Mar 2009 12:40:14 EST Knight Securities L.P. http://www.sec.gov/litigation/admin/2009/34-59512.pdf 34-59512 Thu, 05 Mar 2009 11:24:25 EST Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds http://www.sec.gov/litigation/admin/2009/34-59508.pdf 34-59508 Wed, 04 Mar 2009 18:07:27 EST TD Options LLC http://www.sec.gov/litigation/admin/2009/34-59507.pdf 34-59507 Wed, 04 Mar 2009 13:07:45 EST Susquehanna Investment Group http://www.sec.gov/litigation/admin/2009/34-59506.pdf 34-59506 Wed, 04 Mar 2009 13:07:45 EST Goldman Sachs Execution & Clearing, L.P. and SLK-Hull Derivatives LLC http://www.sec.gov/litigation/admin/2009/34-59505.pdf 34-59505 Wed, 04 Mar 2009 13:07:45 EST Knight Financial Products, LLC http://www.sec.gov/litigation/admin/2009/34-59504.pdf 34-59504 Wed, 04 Mar 2009 13:07:45 EST Group One Trading, L.P. http://www.sec.gov/litigation/admin/2009/34-59503.pdf 34-59503 Wed, 04 Mar 2009 13:07:45 EST Equitec Proprietary Markets, LLC http://www.sec.gov/litigation/admin/2009/34-59502.pdf 34-59502 Wed, 04 Mar 2009 13:07:45 EST Botta Capital Management, L.L.C. http://www.sec.gov/litigation/admin/2009/34-59501.pdf 34-59501 Wed, 04 Mar 2009 13:07:45 EST Sherry J. Polonsky http://www.sec.gov/litigation/admin/2009/34-59500.pdf 34-59500 Wed, 04 Mar 2009 12:38:05 EST Krispy Kreme Doughnuts, Inc. http://www.sec.gov/litigation/admin/2009/34-59499.pdf 34-59499 Wed, 04 Mar 2009 12:38:05 EST M.A.G. Capital, LLC and David F. Firestone http://www.sec.gov/litigation/admin/2009/ia-2849.pdf IA-2849 Mon, 02 Mar 2009 15:38:12 EST Daniel Baldwin, Jr. http://www.sec.gov/litigation/admin/2009/34-59470.pdf 34-59470 Fri, 27 Feb 2009 12:44:31 EST Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc.; Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc. http://www.sec.gov/litigation/admin/2009/34-59467.pdf 34-59467 Fri, 27 Feb 2009 09:30:00 EST Minex Resources, Inc. http://www.sec.gov/litigation/admin/2009/34-59465.pdf 34-59465 Fri, 27 Feb 2009 09:30:00 EST James Michael Leonard, Esq. http://www.sec.gov/litigation/admin/2009/34-59461.pdf 34-59461 Thu, 26 Feb 2009 18:01:14 EST Ross Owen Haugen http://www.sec.gov/litigation/admin/2009/34-59458.pdf 34-59458 Thu, 26 Feb 2009 14:32:47 EST Wealthwise, LLC, and Jeffrey A. Forrest http://www.sec.gov/litigation/admin/2009/34-59456.pdf 34-59456 Wed, 25 Feb 2009 17:53:41 EST Putnam Investment Management, LLC http://www.sec.gov/litigation/admin/2009/34-59447.pdf 34-59447 Wed, 25 Feb 2009 11:43:52 EST Pilgrim Baxter & Associates, Ltd. http://www.sec.gov/litigation/admin/2009/34-59445.pdf 34-59445 Wed, 25 Feb 2009 11:07:46 EST Pacific Security Companies, Inc. http://www.sec.gov/litigation/admin/2009/34-59444.pdf 34-59444 Wed, 25 Feb 2009 09:30:00 EST Alan Brian Baiocchi http://www.sec.gov/litigation/admin/2009/34-59443.pdf 34-59443 Tue, 24 Feb 2009 17:35:57 EST RBC Capital Markets Corporation http://www.sec.gov/litigation/admin/2009/34-59439.pdf 34-59439 Tue, 24 Feb 2009 14:56:11 EST Oppenheimer & Co. Inc. http://www.sec.gov/litigation/admin/2009/34-59438.pdf 34-59438 Tue, 24 Feb 2009 14:39:27 EST Leumi Investment Services Inc. http://www.sec.gov/litigation/admin/2009/34-59437.pdf 34-59437 Tue, 24 Feb 2009 14:39:27 EST Joseph Lovaglio http://www.sec.gov/litigation/admin/2009/34-59436.pdf 34-59436 Mon, 23 Feb 2009 11:44:02 EST John W. Adams and AIP, LLC http://www.sec.gov/litigation/admin/2009/34-59433.htm 34-59433 Mon, 23 Feb 2009 11:44:02 EST John W. Adams and AIP, LLC http://www.sec.gov/litigation/admin/2009/34-59431.pdf 34-59431 Fri, 20 Feb 2009 17:33:08 EST Diamondback Capital Management, LLC http://www.sec.gov/litigation/admin/2009/34-59428.pdf 34-59428 Fri, 20 Feb 2009 15:38:44 EST Janex International, Inc., Jet Energy Corp., JobSort, Inc., Jones Plumbing Systems, Inc., Jore Corp., and Journey's End Resorts, Inc. http://www.sec.gov/litigation/admin/2009/34-59426.pdf 34-59426 Fri, 20 Feb 2009 12:42:14 EST David J. Lubben http://www.sec.gov/litigation/admin/2009/34-59423.pdf 34-59423 Thu, 19 Feb 2009 16:29:31 EST Greg Steven Kaplan, CPA http://www.sec.gov/litigation/admin/2009/34-59422.pdf 34-59422 Thu, 19 Feb 2009 14:47:38 EST Leading Edge Packaging, Inc., Leadingside, Inc.,Lecstar Corp., and Legal Club of America, Inc. http://www.sec.gov/litigation/admin/2009/34-59412.pdf 34-59412 Wed, 18 Feb 2009 09:30:42 EST Randall W. Banks http://www.sec.gov/litigation/admin/2009/34-59408.pdf 34-59408 Fri, 13 Feb 2009 15:04:42 EST SG Americas Securities, LLC and Francois O. Barthelemy http://www.sec.gov/litigation/admin/2009/34-59401.pdf 34-59401 Fri, 13 Feb 2009 11:24:19 EST Minex Resources, Inc., Powerhouse Resources, Inc., SA Telecommunications, Inc., Thorn Apple Valley, Inc., and Universal Seismic Associates, Inc. (n/k/a Seismic Universal Associates, Inc.); and Carlyle Gaming & Entertainment Ltd., Daleigh Holdings Corp., Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California), Pegasus Gold, Inc., and Storm Technology, Inc. http://www.sec.gov/litigation/admin/2009/34-59398.pdf 34-59398 Thu, 12 Feb 2009 09:30:00 EST Ronald M. Bandyk, CPA http://www.sec.gov/litigation/admin/2009/34-59390.pdf 34-59390 Wed, 11 Feb 2009 12:34:50 EST Alliance Capital Management, LP http://www.sec.gov/litigation/admin/2009/34-59389.pdf 34-59389 Wed, 11 Feb 2009 12:24:18 EST Jansko, Inc., JG Industries, Inc., JMXI, Inc. (f/k/a Jupiter Communications, Inc.), The Jockey Club, Inc., Juina Mining Corp., Inc. (n/k/a AC Energy, Inc.), JumboSports, Inc., Jumpin' Jax Corp., Just Like Home, Inc., and Just Toys, Inc. http://www.sec.gov/litigation/admin/2009/34-59381.pdf 34-59381 Wed, 11 Feb 2009 09:31:27 EST Patrick J. Vaughan http://www.sec.gov/litigation/admin/2009/34-59375a.pdf 34-59375A Tue, 10 Feb 2009 16:42:12 EST William H. Salem http://www.sec.gov/litigation/admin/2009/34-59374.pdf 34-59374 Tue, 10 Feb 2009 16:42:12 EST Stephen J. Glantz http://www.sec.gov/litigation/admin/2009/34-59373.pdf 34-59373 Tue, 10 Feb 2009 16:42:12 EST Ferris, Baker Watts, Inc. http://www.sec.gov/litigation/admin/2009/34-59372.pdf 34-59372 Tue, 10 Feb 2009 16:42:12 EST Carlos Javier Spinelli-Noseda http://www.sec.gov/litigation/admin/2009/34-59371.pdf 34-59371 Mon, 09 Feb 2009 12:17:52 EST J. Michael Scarborough and Royal Alliance Associates, Inc. http://www.sec.gov/litigation/admin/2009/34-59368.pdf 34-59368 Fri, 06 Feb 2009 16:09:56 EST Hafiz Naseem http://www.sec.gov/litigation/admin/2009/34-59367.pdf 34-59367 Fri, 06 Feb 2009 12:59:07 EST Jeffrey M. Yonkers, CPA http://www.sec.gov/litigation/admin/2009/34-59363.pdf 34-59363 Thu, 05 Feb 2009 12:53:48 EST Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp. http://www.sec.gov/litigation/admin/2009/34-59356.pdf 34-59356 Wed, 04 Feb 2009 16:15:04 EST L Rex International, Inc., Lakshmi Enterprises, Inc., Lamaur Corp., Laminco Resources, Inc. (n/k/a Zaruma Resources, Inc.), Landis and Partners, Inc., Las Americas Broadband, Inc., and Laser Precision Corp. (n/k/a NetTest, Inc.) http://www.sec.gov/litigation/admin/2009/34-59352.pdf 34-59352 Tue, 03 Feb 2009 16:53:34 EST Lambert Communications, Inc., Laniprin Life Sciences, Inc., Last American Exit, Inc., Lawrence Insurance Group, Inc., Le Print Express International, Inc., Leak-X Environmental Corp., and Leisure Shoppers, Inc. http://www.sec.gov/litigation/admin/2009/34-59351.pdf 34-59351 Tue, 03 Feb 2009 16:18:39 EST Stephen R. Moynahan http://www.sec.gov/litigation/admin/2009/34-59339.htm 34-59339 Mon, 02 Feb 2009 14:12:41 EST Global 1 Investment Holdings Corporation http://www.sec.gov/litigation/admin/2009/34-59334.pdf 34-59334 Mon, 02 Feb 2009 09:30:30 EST