SEC.gov Updates: Administrative Proceedings

SEC.gov Updates: Administrative Proceedings http://www.sec.gov/litigation/admin.shtml The latest administrative proceedings from the Securities and Exchange Commission en-us Wed, 19 Jun 2013 00:00:01 EDT Wed, 19 Jun 2013 09:30:00 EDT Greenstart, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69797.pdf 34-69797 Wed, 19 Jun 2013 09:30:00 EDT China Environmental Protection, Inc. http://www.sec.gov/litigation/admin/2013/34-69796.pdf 34-69796 Wed, 19 Jun 2013 09:30:00 EDT Jupiter Enterprises, Inc. http://www.sec.gov/litigation/admin/2013/34-69795.pdf 34-69795 Wed, 19 Jun 2013 09:30:00 EDT Gerald "Jerry" D. Kegley http://www.sec.gov/litigation/admin/2013/34-69783.pdf 34-69783 Tue, 18 Jun 2013 12:24:50 EDT Greater Lenora Resources Corp. (n/k/a Mistango River Resources, Inc.), et al. http://www.sec.gov/litigation/admin/2013/34-69781.pdf 34-69781 Tue, 18 Jun 2013 09:30:00 EDT iTrackr Systems, Inc. http://www.sec.gov/litigation/admin/2013/34-69780.pdf 34-69780 Tue, 18 Jun 2013 09:30:00 EDT Bloggerwave, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69778.pdf 34-69778 Tue, 18 Jun 2013 09:30:00 EDT Avani International Group, Inc., Birch Mountain Resources Ltd., Capital Reserve Canada Ltd., Dynasty Gaming, Inc. (n/k/a Blue Zen Memorial Parks, Inc.), IXI Mobile, Inc., Laureate Resources & Steel Industries, Inc., Millennium Energy Corp., Shannon International, Inc. and Welwind Energy International Corporation http://www.sec.gov/litigation/admin/2013/34-69770.pdf 34-69770 Mon, 17 Jun 2013 09:30:00 EDT Lunar Growth Corp. http://www.sec.gov/litigation/admin/2013/34-69769.pdf 34-69769 Mon, 17 Jun 2013 09:30:00 EDT Rosenberg Rich Baker Berman & Company and Brian Zucker, CPA http://www.sec.gov/litigation/admin/2013/34-69765.pdf 34-69765 Fri, 14 Jun 2013 09:20:00 EDT J. Kenneth Alderman, CPA, et al. http://www.sec.gov/litigation/admin/2013/ic-30557.pdf IC-30557 Thu, 13 Jun 2013 17:22:39 EDT Emanuel Goffer http://www.sec.gov/litigation/admin/2013/34-69759.pdf 34-69759 Thu, 13 Jun 2013 14:46:05 EDT Revlon, Inc. http://www.sec.gov/litigation/admin/2013/34-69750.pdf 34-69750 Thu, 13 Jun 2013 10:39:49 EDT David M. Tamman, Esq. http://www.sec.gov/litigation/admin/2013/34-69746.pdf 34-69746 Wed, 12 Jun 2013 17:17:20 EDT Greatmat Technology Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69738.pdf 34-69738 Wed, 12 Jun 2013 09:30:00 EDT The Great Train Store Co., et al. http://www.sec.gov/litigation/admin/2013/34-69730.pdf 34-69730 Tue, 11 Jun 2013 12:08:57 EDT Robert A. Gist http://www.sec.gov/litigation/admin/2013/34-69729.pdf 34-69729 Tue, 11 Jun 2013 12:08:57 EDT Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated http://www.sec.gov/litigation/admin/2013/34-69726.pdf 34-69726 Tue, 11 Jun 2013 11:58:15 EDT Griffin Mining, Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-69728.pdf 34-69728 Tue, 11 Jun 2013 09:30:00 EDT Bloggerwave, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69727.pdf 34-69727 Tue, 11 Jun 2013 09:30:00 EDT Paul Randall Fraley http://www.sec.gov/litigation/admin/2013/34-69720.pdf 34-69720 Fri, 07 Jun 2013 14:11:43 EDT Bloggerwave, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69714.pdf 34-69714 Fri, 07 Jun 2013 09:30:00 EDT Enercorp, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69713.pdf 34-69713 Fri, 07 Jun 2013 09:30:00 EDT Griffin Mining, Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-69705.pdf 34-69705 Thu, 06 Jun 2013 09:30:00 EDT Greate Bay Hotel & Casino, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69704.pdf 34-69704 Thu, 06 Jun 2013 09:30:00 EDT Griffin Mining, Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-69698.pdf 34-69698 Wed, 05 Jun 2013 09:30:00 EDT Actavision Ventures, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69697.pdf 34-69697 Wed, 05 Jun 2013 09:30:00 EDT Biopharm Asia, Inc. http://www.sec.gov/litigation/admin/2013/34-69689.pdf 34-69689 Tue, 04 Jun 2013 09:30:00 EDT Thomas Rubin http://www.sec.gov/litigation/admin/2013/34-69688.pdf 34-69688 Mon, 03 Jun 2013 16:54:11 EDT Christopher Scott http://www.sec.gov/litigation/admin/2013/34-69687.pdf 34-69687 Mon, 03 Jun 2013 16:49:41 EDT UBS O’Connor, LLC http://www.sec.gov/litigation/admin/2013/34-69680.pdf 34-69680 Mon, 03 Jun 2013 13:23:05 EDT Guilin Paper, Inc. http://www.sec.gov/litigation/admin/2013/34-69679.pdf 34-69679 Mon, 03 Jun 2013 09:30:00 EDT Ming Siu http://www.sec.gov/litigation/admin/2013/ia-3614.pdf IA-3614 Fri, 31 May 2013 13:02:52 EDT Scuderi Group, Inc. and Salvatore Scuderi http://www.sec.gov/litigation/admin/2013/33-9407.pdf 33-9407 Fri, 31 May 2013 06:12:00 EDT Lewis J. Hunter http://www.sec.gov/litigation/admin/2013/33-9406.pdf Thu, 30 May 2013 00:00:01 EDT Thu, 30 May 2013 15:18:35 EDT John A. Grant http://www.sec.gov/litigation/admin/2013/34-69667.pdf 34-69667 Thu, 30 May 2013 15:18:35 EDT John A. Grant http://www.sec.gov/litigation/admin/2013/ia-3613.pdf IA-3613 Thu, 30 May 2013 15:18:35 EDT Greenstart, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69656.pdf 34-69656 Thu, 30 May 2013 12:08:55 EDT CoreCare Systems, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69665.pdf 34-69665 Thu, 30 May 2013 09:30:00 EDT CoreCare Systems, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69664.pdf 34-69664 Thu, 30 May 2013 09:30:00 EDT China Organic Agriculture, Inc. http://www.sec.gov/litigation/admin/2013/34-69663.pdf 34-69663 Thu, 30 May 2013 09:30:00 EDT Lanbo Financial Group, Inc. http://www.sec.gov/litigation/admin/2013/34-69662.pdf 34-69662 Thu, 30 May 2013 09:30:00 EDT Advanced ID Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69660.pdf 34-69660 Thu, 30 May 2013 09:30:00 EDT NASDAQ Stock Market, LLC and NASDAQ Execution Services, LLC http://www.sec.gov/litigation/admin/2013/34-69655.pdf 34-69655 Wed, 29 May 2013 11:53 EDT Patrick Merrill Brody http://www.sec.gov/litigation/admin/2013/34-69621.pdf 34-69621 Wed, 29 May 2013 11:25:00 EDT Total, S.A. http://www.sec.gov/litigation/admin/2013/34-69654.pdf 34-69654 Wed, 29 May 2013 10:43 EDT Integrity Bancshares, Inc. http://www.sec.gov/litigation/admin/2013/34-69652.pdf 34-69652 Wed, 29 May 2013 09:30:00 EDT Jupiter Enterprises, Inc. http://www.sec.gov/litigation/admin/2013/34-69650.pdf 34-69650 Wed, 29 May 2013 09:30:00 EDT China Properties Developments, Inc. http://www.sec.gov/litigation/admin/2013/34-69648.pdf 34-69648 Wed, 29 May 2013 09:30:00 EDT China Environmental Protection, Inc. http://www.sec.gov/litigation/admin/2013/34-69646.pdf 34-69646 Wed, 29 May 2013 09:30:00 EDT Stormy L. Dean http://www.sec.gov/litigation/admin/2013/34-69645.pdf 34-69645 Tue, 28 May 2013 16:17:51 EDT Rajnish K. Das http://www.sec.gov/litigation/admin/2013/34-69644.pdf 34-69644 Tue, 28 May 2013 16:17:51 EDT Larry Michael Parrish http://www.sec.gov/litigation/admin/2013/34-69637.pdf 34-69637 Fri, 24 May 2013 14:04:00 EDT Deer Hill Financial Group, LLC http://www.sec.gov/litigation/admin/2013/34-69640.pdf 34-69640 Fri, 24 May 2013 13:46:00 EDT Joseph Hilton a/k/a Joseph Yurkin http://www.sec.gov/litigation/admin/2013/34-69630.pdf 34-69630 Thu, 23 May 2013 17:19:10 EDT Neil M.M. Morrison http://www.sec.gov/litigation/admin/2013/34-69627.pdf 34-69627 Thu, 23 May 2013 13:30:00 EDT Joshua Constantin and Brian Solomon http://www.sec.gov/litigation/admin/2013/34-69623.pdf 34-69623 Thu, 23 May 2013 13:30:00 EDT Institutional Shareholder Services Inc. http://www.sec.gov/litigation/admin/2013/ia-3611.pdf IA-3611 Thu, 23 May 2013 11:51:57 EDT Greatmat Technology Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69626.pdf 34-69626 Thu, 23 May 2013 09:30:00 EDT Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt http://www.sec.gov/litigation/admin/2013/34-69624.pdf 34-69624 Wed, 22 May 2013 17:30 EDT George Elia http://www.sec.gov/litigation/admin/2013/ia-3610.pdf IA-3610 Wed, 22 May 2013 16:58:21 EDT City of South Miami, Florida http://www.sec.gov/litigation/admin/2013/33-9404.pdf 33-9404 Wed, 22 May 2013 14:05:58 EDT CoreCare Systems, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69619.pdf 34-69619 Wed, 22 May 2013 09:30:00 EDT Bloggerwave, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69618.pdf 34-69618 Wed, 22 May 2013 09:30:00 EDT NewTech Brake Corp. http://www.sec.gov/litigation/admin/2013/34-69616.pdf 34-69616 Wed, 22 May 2013 09:30:00 EDT Centaur Management Co. LLC http://www.sec.gov/litigation/admin/2013/34-69604.pdf 34-69604 Fri, 17 May 2013 17:22:23 EDT Noonan Capital Management, LLC and Timothy George Noonan http://www.sec.gov/litigation/admin/2013/34-69601.pdf 34-69601 Fri, 17 May 2013 17:22:23 EDT Joseph Hilton a/k/a Joseph Yurkin http://www.sec.gov/litigation/admin/2013/34-69592.pdf 34-69592 Fri, 17 May 2013 06:15:00 EDT Alexander Rekeda; Xavier Capdepon and Gwen Snorteland; and Delaware Asset Advisers and Wei (Alex) Wei http://www.sec.gov/litigation/admin/2013/34-69600.pdf 34-69600 Thu, 16 May 2013 17:38:44 EDT Wesley W. Wang http://www.sec.gov/litigation/admin/2013/ia-3608.pdf IA-3608 Wed, 15 May 2013 13:22:05 EDT Griffin Mining, Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-69582.pdf 34-69582 Wed, 15 May 2013 09:30:00 EDT Benda Pharmaceutical, Inc. and China Shuangji Cement Ltd. http://www.sec.gov/litigation/admin/2013/34-69580.pdf 34-69580 Wed, 15 May 2013 09:30:00 EDT Avani International Group, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69578.pdf 34-69578 Wed, 15 May 2013 09:30:00 EDT Ewan 1, Inc., n/k/a AccessKey IP, Inc. http://www.sec.gov/litigation/admin/2013/34-69567.pdf 34-69567 Tue, 14 May 2013 09:30:00 EDT Sandeep Goyal http://www.sec.gov/litigation/admin/2013/ia-3607.pdf IA-3607 Thu, 09 May 2013 14:00:00 EDT Jesse Tortora http://www.sec.gov/litigation/admin/2013/ia-3606.pdf IA-3606 Thu, 09 May 2013 14:00:00 EDT Jon Horvath http://www.sec.gov/litigation/admin/2013/ia-3605.pdf IA-3605 Thu, 09 May 2013 14:00:00 EDT Spyridon Adondakis http://www.sec.gov/litigation/admin/2013/ia-3604.pdf IA-3604 Thu, 09 May 2013 14:00:00 EDT The Estate Vault, Inc. http://www.sec.gov/litigation/admin/2013/34-69542.pdf 34-69542 Thu, 09 May 2013 09:30:00 EDT CoreCare Systems, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69533.pdf 34-69533 Wed, 08 May 2013 09:00:00 EDT Enercorp, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69531.pdf 34-69531 Wed, 08 May 2013 09:00:00 EDT Frank Bluestein http://www.sec.gov/litigation/admin/2013/34-69529.pdf 34-69529 Tue, 07 May 2013 16:45:49 EDT Ziad K. Abdelnour http://www.sec.gov/litigation/admin/2013/33-9402.pdf 33-9402 Tue, 07 May 2013 16:45:49 EDT UC Hub Group, Inc. http://www.sec.gov/litigation/admin/2013/34-69526.pdf 34-69526 Tue, 07 May 2013 09:30:00 EDT The City of Harrisburg, Pennsylvania http://www.sec.gov/litigation/admin/2013/34-69515.pdf 34-69515 Mon, 06 May 2013 13:30:18 EDT Matthew C. Devlin http://www.sec.gov/litigation/admin/2013/34-69514.pdf 34-69514 Mon, 06 May 2013 10:33:01 EDT Walter V. Gerasimowicz, Meditron Asset Management, LLC, and Meditron Management Group http://www.sec.gov/litigation/admin/2013/33-9401.pdf 33-9401 Fri, 03 May 2013 13:08:56 EDT Putnam Investment Management, LLC http://www.sec.gov/litigation/admin/2013/ia-3600.pdf IA-3600 Fri, 03 May 2013 12:51:00 EDT Russell K. Cannon http://www.sec.gov/litigation/admin/2013/ia-3599.pdf IA-3599 Fri, 03 May 2013 12:51:00 EDT Northern Lights Compliance Services, LLC, et al. http://www.sec.gov/litigation/admin/2013/ic-30502.pdf IC-30502 Thu, 02 May 2013 11:10:00 EDT Advance Nanotech, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69493.pdf 34-69493 Thu, 02 May 2013 09:30:00 EDT Irwin Lipkin http://www.sec.gov/litigation/admin/2013/34-69492.pdf 34-69492 Wed, 01 May 2013 17:18:10 EDT Kenneth E. Mahaffy, Jr. http://www.sec.gov/litigation/admin/2013/34-69485.pdf 34-69485 Wed, 01 May 2013 17:18:10 EDT Vincent G. Curry http://www.sec.gov/litigation/admin/2013/34-69486.pdf 34-69486 Wed, 01 May 2013 13:45:00 EDT Ricardo Bonilla Rojas http://www.sec.gov/litigation/admin/2013/34-69484.pdf 34-69484 Wed, 01 May 2013 10:40:00 EDT Marc Duda http://www.sec.gov/litigation/admin/2013/34-69483.pdf 34-69483 Wed, 01 May 2013 10:40:00 EDT Joseph Contorinis http://www.sec.gov/litigation/admin/2013/34-69472.pdf 34-69472 Tue, 30 Apr 2013 16:02:18 EDT Advance Nanotech, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69476.pdf 34-69476 Tue, 30 Apr 2013 09:30:00 EDT Indigo Aviation AB, et al. http://www.sec.gov/litigation/admin/2013/34-69475.pdf 34-69475 Tue, 30 Apr 2013 09:30:00 EDT Allonline.com, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69474.pdf 34-69474 Tue, 30 Apr 2013 09:30:00 EDT Advance Nanotech, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69473.pdf 34-69473 Tue, 30 Apr 2013 09:30:00 EDT Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson http://www.sec.gov/litigation/admin/2013/34-69469.pdf 34-69469 Fri, 26 Apr 2013 17:40:22 EDT Richard Bruce Moore http://www.sec.gov/litigation/admin/2013/34-69466.pdf 34-69466 Fri, 26 Apr 2013 14:25:22 EDT SinoHub, Inc. http://www.sec.gov/litigation/admin/2013/34-69463.pdf 34-69463 Fri, 26 Apr 2013 07:15:00 EDT Timothy R. Redpath http://www.sec.gov/litigation/admin/2013/34-69462.pdf 34-69462 Fri, 26 Apr 2013 07:15:00 EDT Michael W. Bozora http://www.sec.gov/litigation/admin/2013/34-69461.pdf 34-69461 Fri, 26 Apr 2013 07:15:00 EDT David Miller http://www.sec.gov/litigation/admin/2013/34-69460.pdf 34-69460 Thu, 25 Apr 2013 17:23:47 EDT Actavision Ventures, Inc., American Resources Group, Inc., Audioscience, Inc., Basset Enterprises, Inc., Cybertex Enterprises, Inc. (n/k/a Synvion Corp.), and Duct Utility Construction & Technologies, Inc. http://www.sec.gov/litigation/admin/2013/34-69459.pdf 34-69459 Thu, 25 Apr 2013 17:23:47 EDT Enercorp, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69447.pdf 34-69447 Thu, 25 Apr 2013 09:30:00 EDT Tara Bryson http://www.sec.gov/litigation/admin/2013/ia-3592.pdf IA-3592 Wed, 24 Apr 2013 15:59:07 EDT Capital One Financial Corporation, Peter A. Schnall, and David A. LaGassa http://www.sec.gov/litigation/admin/2013/34-69442.pdf 34-69442 Wed, 24 Apr 2013 13:51:47 EDT A-Power Energy Generation Systems, Ltd. http://www.sec.gov/litigation/admin/2013/34-69439.pdf 34-69439 Wed, 24 Apr 2013 09:30:00 EDT Waddell & Reed, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69437.pdf 34-69437 Tue, 23 Apr 2013 16:53:48 EDT Anthony Pianelli http://www.sec.gov/litigation/admin/2013/34-69432.pdf 34-69432 Tue, 23 Apr 2013 16:53:48 EDT Charles Peterein http://www.sec.gov/litigation/admin/2013/34-69431.pdf 34-69431 Tue, 23 Apr 2013 16:53:48 EDT Alfred Varricchio http://www.sec.gov/litigation/admin/2013/34-69430.pdf 34-69430 Tue, 23 Apr 2013 16:53:48 EDT Gazoo Energy Group, Coach Industries Group, and Pacificap Entertainment http://www.sec.gov/litigation/admin/2013/34-69426.pdf 34-69426 Tue, 23 Apr 2013 09:30:00 EDT HarborLight Capital Management, LLC and Dean G. Tanella http://www.sec.gov/litigation/admin/2013/34-69425.pdf 34-69425 Tue, 23 Apr 2013 08:05:13 EDT Jennifer E. Thoennes http://www.sec.gov/litigation/admin/2013/34-69421.pdf 34-69421 Fri, 19 Apr 2013 16:06:10 EDT Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc. http://www.sec.gov/litigation/admin/2013/34-69418.pdf 34-69418 Fri, 19 Apr 2013 15:24:21 EDT Foxhall Capital Management, Inc. and Paul G. Dietrich http://www.sec.gov/litigation/admin/2013/ia-3590.pdf IA-3590 Fri, 19 Apr 2013 13:51:00 EDT The Estate Vault, Inc. http://www.sec.gov/litigation/admin/2013/34-69416.pdf 34-69416 Fri, 19 Apr 2013 09:30:00 EDT Ewan 1, Inc. n/k/a AccessKey IP, Inc. http://www.sec.gov/litigation/admin/2013/34-69415.pdf 34-69415 Fri, 19 Apr 2013 09:30:00 EDT UC Hub Group, Inc. http://www.sec.gov/litigation/admin/2013/34-69414.pdf 34-69414 Fri, 19 Apr 2013 09:30:00 EDT Guilin Paper, Inc. http://www.sec.gov/litigation/admin/2013/34-69410.pdf 34-69410 Fri, 19 Apr 2013 09:30:00 EDT China Organic Agriculture, Inc. http://www.sec.gov/litigation/admin/2013/34-69409.pdf 34-69409 Fri, 19 Apr 2013 09:30:00 EDT Biopharm Asia, Inc. http://www.sec.gov/litigation/admin/2013/34-69408.pdf 34-69408 Fri, 19 Apr 2013 09:30:00 EDT Joshua J. Singer http://www.sec.gov/litigation/admin/2013/34-69404.pdf 34-69404 Thu, 18 Apr 2013 16:28:31 EDT Charles T. Fee http://www.sec.gov/litigation/admin/2013/34-69390.pdf 34-69390 Thu, 18 Apr 2013 13:18:00 EDT Douglas F. Whitman http://www.sec.gov/litigation/admin/2013/ia-3589.pdf IA-3589 Thu, 18 Apr 2013 13:18:00 EDT Vector Wealth Management, LLC http://www.sec.gov/litigation/admin/2013/ia-3587.pdf IA-3587 Thu, 18 Apr 2013 13:18:00 EDT Umesh Tandon http://www.sec.gov/litigation/admin/2013/ia-3586.pdf IA-3586 Thu, 18 Apr 2013 11:34:00 EDT Sunrise Solar Corporation http://www.sec.gov/litigation/admin/2013/34-69386.pdf 34-69386 Wed, 17 Apr 2013 17:33:13 EDT Xvariant, Inc. (n/k/a China Bionanometer Industries Corp.) http://www.sec.gov/litigation/admin/2013/34-69385.pdf 34-69385 Wed, 17 Apr 2013 09:30:00 EDT NewTech Brake Corp. http://www.sec.gov/litigation/admin/2013/34-69383.pdf 34-69383 Wed, 17 Apr 2013 09:30:00 EDT Noble Innovations, Inc. http://www.sec.gov/litigation/admin/2013/34-69380.pdf 34-69380 Tue, 16 Apr 2013 09:30:00 EDT Scott Reiman http://www.sec.gov/litigation/admin/2013/34-69379.pdf 34-69379 Mon, 15 Apr 2013 17:32:45 EDT David Affeldt http://www.sec.gov/litigation/admin/2013/34-69377.pdf 34-69377 Mon, 15 Apr 2013 13:30:00 EDT Invesco Funds Group, Inc. http://www.sec.gov/litigation/admin/2013/34-69375.pdf 34-69375 Mon, 15 Apr 2013 13:30:00 EDT Robert Mouallem http://www.sec.gov/litigation/admin/2013/34-69371.pdf 34-69371 Fri, 12 Apr 2013 17:11:50 EDT New Horizon Publishing Inc. http://www.sec.gov/litigation/admin/2013/34-69370.pdf 34-69370 Fri, 12 Apr 2013 17:11:50 EDT Joseph Hilton, a/k/a Joseph Yurkin http://www.sec.gov/litigation/admin/2013/34-69367.pdf 34-69367 Thu, 11 Apr 2013 17:39:37 EDT Michael J. Turnock http://www.sec.gov/litigation/admin/2013/34-69366.pdf 34-69366 Thu, 11 Apr 2013 17:11:00 EDT Toby G. Scammell http://www.sec.gov/litigation/admin/2013/ia-3584.pdf IA-3584 Wed, 10 Apr 2013 16:45:06 EDT Virginia K. Sourlis, Esq. http://www.sec.gov/litigation/admin/2013/34-69358.pdf 34-69358 Wed, 10 Apr 2013 16:05:33 EDT Largo Vista Group, Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-69357.pdf 34-69357 Wed, 10 Apr 2013 09:30:00 EDT Robert David Beauchene http://www.sec.gov/litigation/admin/2013/34-69355.pdf 34-69355 Tue, 09 Apr 2013 16:12:22 EDT James C. Fields, CPA http://www.sec.gov/litigation/admin/2013/34-69353.pdf 34-69353 Tue, 09 Apr 2013 13:59:28 EDT Anthony John Johnson http://www.sec.gov/litigation/admin/2013/34-69352.pdf 34-69352 Tue, 09 Apr 2013 13:59:28 EDT Richard P. Sandru http://www.sec.gov/litigation/admin/2013/34-69348.pdf 34-69348 Mon, 08 Apr 2013 17:40:25 EDT Sean Nathan Healy http://www.sec.gov/litigation/admin/2013/34-69345.pdf 34-69345 Mon, 08 Apr 2013 17:06:23 EDT AIM Advisors, Inc. and AIM Distributors, Inc. http://www.sec.gov/litigation/admin/2013/34-69346.pdf 34-69346 Mon, 08 Apr 2013 17:06:23 EDT Timothy J. Roth http://www.sec.gov/litigation/admin/2013/34-69347.pdf 34-69347 Mon, 08 Apr 2013 17:06:23 EDT Eddie Douglas Austin Jr., Esq. http://www.sec.gov/litigation/admin/2013/34-69326.pdf 34-69326 Fri, 05 Apr 2013 17:43:58 EDT Koninklijke Philips Electronics N.V. http://www.sec.gov/litigation/admin/2013/34-69327.pdf 34-69327 Fri, 05 Apr 2013 17:30:26 EDT China North East Petroleum Holdings Limited http://www.sec.gov/litigation/admin/2013/34-69314.pdf 34-69314 Fri, 05 Apr 2013 09:30:00 EDT David C. Lin http://www.sec.gov/litigation/admin/2013/ia-3577.pdf IA-3577 Thu, 04 Apr 2013 17:19:28 EDT Richard F. Tipton http://www.sec.gov/litigation/admin/2013/ia-3576.pdf IA-3576 Thu, 04 Apr 2013 17:19:28 EDT Edward G. Locker http://www.sec.gov/litigation/admin/2013/ia-3575.pdf IA-3575 Thu, 04 Apr 2013 17:19:28 EDT ZPR Investment Management, Inc. and Max E. Zavanelli http://www.sec.gov/litigation/admin/2013/ia-3574.pdf IA-3574 Thu, 04 Apr 2013 15:12:40 EDT Gerald "Jerry" D. Kegley http://www.sec.gov/litigation/admin/2013/34-69307.pdf 34-69307 Thu, 04 Apr 2013 15:12:40 EDT Colleen Erin Kelly Bishop (CPA) http://www.sec.gov/litigation/admin/2013/34-69306.pdf 34-69306 Thu, 04 Apr 2013 15:12:40 EDT Artfest International, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69292.pdf 34-69292 Thu, 04 Apr 2013 09:30:00 EDT Adzone Research, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69291.pdf 34-69291 Thu, 04 Apr 2013 09:30:00 EDT My Complete Care, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69290.pdf 34-69290 Thu, 04 Apr 2013 09:30:00 EDT Hesed Technology Co., Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-69289.pdf 34-69289 Thu, 04 Apr 2013 09:30:00 EDT Morgan Asset Management, Inc.; Morgan Keegan and Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA http://www.sec.gov/litigation/admin/2013/34-69288.htm 34-69288 Wed, 03 Apr 2013 17:48:39 EDT George Elia http://www.sec.gov/litigation/admin/2013/ia-3573.pdf IA-3573 Wed, 03 Apr 2013 17:13:31 EDT Adzone Research, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69283.pdf 34-69283 Wed, 03 Apr 2013 09:30:00 EDT My Complete Care, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69282.pdf 34-69282 Wed, 03 Apr 2013 09:30:00 EDT Eric J. Bur, CPA http://www.sec.gov/litigation/admin/2013/34-69277.pdf 34-69277 Tue, 02 Apr 2013 14:10:00 EDT Digital Video Systems, Inc., Electroglas, Inc., Real Data, Inc. (a/k/a Galtech Semiconductor Materials Corporation), Geocom Resources, Inc., and Goldmountain Exploration Corp. http://www.sec.gov/litigation/admin/2013/34-69264.pdf 34-69264 Tue, 2 Apr 2013 09:30:00 EDT IGIA, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69261.pdf 34-69261 Mon, 1 Apr 2013 09:30:00 EDT IdleAire Technologies Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69260.pdf 34-69260 Mon, 1 Apr 2013 09:30:00 EDT David M. Decker, Jr. http://www.sec.gov/litigation/admin/2013/34-69252.pdf 34-69252 Thu, 28 Mar 2013 14:39:58 EDT Jorge Gomez http://www.sec.gov/litigation/admin/2013/ia-3572.pdf IA-3572 Thu, 28 Mar 2013 14:39:58 EDT Maxsys Holdings, Inc., Noble Consolidated Industries Corp., NSM Holdings, Inc., N.T. Properties, Inc., Primeplayer, Inc., Skylyft Media Group, Inc., and Spectrum Acquisition Corp. http://www.sec.gov/litigation/admin/2013/34-69248.pdf 34-69248 Thu, 28 Mar 2013 09:30:00 EDT Wunderlich Securities, Inc., Tracy L. Wiswall, and Gary K. Wunderlich, Jr. http://www.sec.gov/litigation/admin/2013/34-69242.pdf 34-69242 Wed, 27 Mar 2013 09:06:39 EDT Susan Skaer, Esq. http://www.sec.gov/litigation/admin/2013/34-69224.pdf 34-69224 Mon, 25 Mar 2013 13:42:00 EDT IGIA, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69223.pdf 34-69223 Mon, 25 Mar 2013 09:30:00 EDT Edward L. Moskop http://www.sec.gov/litigation/admin/2013/34-69214.pdf 34-69214 Fri, 22 Mar 2013 14:55:04 EDT John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC, George R. Jarkesy Jr., John Thomas Financial, Inc., and Anastasios "Tommy' Belesis http://www.sec.gov/litigation/admin/2013/33-9396.pdf 33-9396 Fri, 22 Mar 2013 12:48:36 EDT Advance Nanotech, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69207.pdf 34-69207 Fri, 22 Mar 2013 09:30:00 EDT American United Gold Corporation, et al. http://www.sec.gov/litigation/admin/2013/34-69206.pdf 34-69206 Fri, 22 Mar 2013 09:30:00 EDT William G. Reeves, Esq. http://www.sec.gov/litigation/admin/2013/34-69228.pdf 34-69228 Thu, 21 Mar 2013 06:40:00 EDT Lunar Growth Corp. http://www.sec.gov/litigation/admin/2013/34-69191.pdf 34-69191 Wed, 20 Mar 2013 15:46:45 EDT Allonline.com, Inc., Bonded Motors, Inc., Cass M L Production Corp., Cyber Grind, Inc., Cygni Investments, Inc., Czech Connection, Inc., and Dynatec International, Inc. http://www.sec.gov/litigation/admin/2013/34-69189.pdf 34-69189 Wed, 20 Mar 2013 15:46:45 EDT Americas Energy Company-AECo http://www.sec.gov/litigation/admin/2013/34-69185.pdf 34-69185 Wed, 20 Mar 2013 09:30:00 EDT Berton M. Hochfeld http://www.sec.gov/litigation/admin/2013/ia-3570.pdf IA-3570 Tue, 19 Mar 2013 13:18:29 EDT Craig Berkman, d/b/a Ventures Trust LLC, John B. Kern, Face Off Acquisitions, LLC, Face Off Management, LLC, a/k/a Face Off Acquisitions Management, LLC, Ventures Trust II LLC, Ventures Trust III LLC, Ventures Trust IV LLC, Ventures Trust V LLC, Ventures Trust VI LLC, Ventures Trust Asset Fund LLC, Ventures Trust Management LLC, Ventures Trust Asset Management, LLC, a/k/a Ventures Trust II Asset Management, LLC, Assensus Capital, LLC and Assensus Capital Management, LLC http://www.sec.gov/litigation/admin/2013/33-9394.pdf 33-9394 Tue, 19 Mar 2013 12:30 EDT My Complete Care, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69170.pdf 34-69170 Tue, 19 Mar 2013 09:30:00 EDT Maxsys Holdings, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69169.pdf 34-69169 Tue, 19 Mar 2013 09:30:00 EDT Law Enforcement Associates Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69168.pdf 34-69168 Tue, 19 Mar 2013 09:30:00 EDT Bruce H. Haglund, Esq. http://www.sec.gov/litigation/admin/2013/34-69165.pdf 34-69165 Mon, 18 Mar 2013 17:13:25 EDT Banco Comercial Português, S.A. http://www.sec.gov/litigation/admin/2013/33-9393.pdf 33-9393 Mon, 18 Mar 2013 17:13:25 EDT Centaur Management Co. LLC http://www.sec.gov/litigation/admin/2013/34-69150.pdf 34-69150 Fri, 15 Mar 2013 15:40:06 EDT Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry http://www.sec.gov/litigation/admin/2013/34-69149.pdf 34-69149 Fri, 15 Mar 2013 15:40:06 EDT Patrick Merrill Brody http://www.sec.gov/litigation/admin/2013/34-69144.pdf 34-69144 Fri, 15 Mar 2013 13:58:35 EDT Laura A. Roser http://www.sec.gov/litigation/admin/2013/34-69143.pdf 34-69143 Fri, 15 Mar 2013 13:58:35 EDT OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc. http://www.sec.gov/litigation/admin/2013/34-69138.pdf 34-69138 Thu, 14 Mar 2013 17:03:51 EDT Cache D. Decker http://www.sec.gov/litigation/admin/2013/34-69137.pdf 34-69137 Thu, 14 Mar 2013 17:03:51 EDT Maxsys Holdings, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69128.pdf 34-69128 Wed, 13 Mar 2013 09:30:00 EDT Digital Video Systems, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69127.pdf 34-69127 Wed, 13 Mar 2013 09:30:00 EDT Digital Video Systems, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69126.pdf 34-69126 Wed, 13 Mar 2013 09:30:00 EDT Along Mobile Technologies, Inc. http://www.sec.gov/litigation/admin/2013/34-69125.pdf 34-69125 Wed, 13 Mar 2013 09:30:00 EDT Indigo Aviation AB, et al. http://www.sec.gov/litigation/admin/2013/34-69117.pdf 34-69117 Tue, 12 Mar 2013 17:00:06 EDT Adzone Research, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69116.pdf 34-69116 Tue, 12 Mar 2013 16:15:00 EDT HDL Capital Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69113.pdf 34-69113 Tue, 12 Mar 2013 09:30:00 EDT New Generation Biofuels Holdings, Inc. http://www.sec.gov/litigation/admin/2013/34-69112.pdf 34-69112 Tue, 12 Mar 2013 09:30:00 EDT Kevin J. Wilcox http://www.sec.gov/litigation/admin/2013/34-69111.pdf 34-69111 Mon, 11 Mar 2013 17:36:22 EDT Gazoo Energy Group, Coach Industries Group, Pacificap Entertainment http://www.sec.gov/litigation/admin/2013/34-69099.pdf 34-69099 Mon, 11 Mar 2013 16:44:24 EDT Christopher A. Seeley http://www.sec.gov/litigation/admin/2013/34-69100.pdf 34-69100 Mon, 11 Mar 2013 16:44:24 EDT Oppenheimer Asset Management Inc. and Oppenheimer Alternative Investment Management, LLC http://www.sec.gov/litigation/admin/2013/33-9390.pdf 33-9390 Mon, 11 Mar 2013 12:02:05 EDT State of Illinois http://www.sec.gov/litigation/admin/2013/33-9389.pdf 33-9389 Mon, 11 Mar 2013 10:47:45 EDT Ranieri Partners LLC and Donald W. Phillips http://www.sec.gov/litigation/admin/2013/34-69091.pdf 34-69091 Mon, 11 Mar 2013 10:47:45 EDT William M. Stephens http://www.sec.gov/litigation/admin/2013/34-69090.pdf 34-69090 Mon, 11 Mar 2013 10:47:45 EDT Advance Nanotech, Inc., ANTS Software, Inc., Beauty Brands Group, Inc., Chocolate Candy Creations, Inc., Crystallex International Corp., Dermaxar, Inc., e-SIM, Ltd., and EcoReady Corp. http://www.sec.gov/litigation/admin/2013/34-69097.pdf 34-69097 Mon, 11 Mar 2013 09:30:00 EDT UBS Financial Services Inc. of Puerto Rico http://www.sec.gov/litigation/admin/2013/33-9388.pdf 33-9388 Mon, 11 Mar 2013 08:17:54 EDT Stephen Shea http://www.sec.gov/litigation/admin/2013/34-69095.pdf 34-69095 Mon, 11 Mar 2013 08:17:54 EDT BDO China Dahua CPA Co., LTD., Ernst & Young Hua Ming LLP, KPMG Huazhen (Special General Partnership), Deloitte Touche Tohmatsu Certified Public Accountants LTD., and Pricewaterhousecoopers Zhong Tian CPAs Limited http://www.sec.gov/litigation/admin/2013/34-69094.pdf 34-69094 Mon, 11 Mar 2013 08:17:54 EDT Robert David Beauchene http://www.sec.gov/litigation/admin/2013/34-69093.pdf 34-69093 Mon, 11 Mar 2013 08:17:54 EDT Fry Hensley and Company, And Nicholas L. Fry, II http://www.sec.gov/litigation/admin/2013/34-69092.pdf 34-69092 Mon, 11 Mar 2013 08:17:54 EDT Lynx Acquisition, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69074.pdf 34-69074 Fri, 08 Mar 2013 09:30:00 EST Billy Wayne McClintock http://www.sec.gov/litigation/admin/2013/34-69065.pdf 34-69065 Thu, 07 Mar 2013 15:30:22 EST Cornerstone Capital Management, Inc., and Laura Jean Kent http://www.sec.gov/litigation/admin/2013/34-69057.pdf 34-69057 Thu, 07 Mar 2013 11:29:12 EST Feltl & Company, Inc. http://www.sec.gov/litigation/admin/2013/34-69056.pdf 34-69056 Thu, 07 Mar 2013 12:23:11 EST CYDE Liquidating Co. http://www.sec.gov/litigation/admin/2013/34-69051.pdf 34-69051 Wed, 06 Mar 2013 09:30:00 EST Law Enforcement Associates Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69050.pdf 34-69050 Wed, 06 Mar 2013 09:30:00 EST Artfest International, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69049.pdf 34-69049 Wed, 06 Mar 2013 09:30:00 EST Law Enforcement Associates Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69048.pdf 34-69048 Wed, 06 Mar 2013 09:30:00 EST IdleAire Technologies Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69047.pdf 34-69047 Wed, 06 Mar 2013 09:30:00 EST IGIA, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-69046.pdf 34-69046 Wed, 06 Mar 2013 09:30:00 EST Peak Wealth Opportunities, LLC, and David W. Dube, CPA http://www.sec.gov/litigation/admin/2013/34-69036.pdf 34-69036 Tue, 05 Mar 2013 17:21:30 EST Advanced ID Corp., et al. http://www.sec.gov/litigation/admin/2013/34-69035.pdf 34-69035 Tue, 05 Mar 2013 09:30:00 EST Atlantic Southern Financial Group, Inc. http://www.sec.gov/litigation/admin/2013/34-69024.pdf 34-69024 Mon, 04 Mar 2013 09:30:00 EST ATI Liquidating, Inc. (n/k/a Aviza Technology, Inc.) http://www.sec.gov/litigation/admin/2013/34-69023.pdf 34-69023 Mon, 04 Mar 2013 09:30:00 EST Maverick Oil and Gas, Inc. http://www.sec.gov/litigation/admin/2013/34-69022.pdf 34-69022 Mon, 04 Mar 2013 09:30:00 EST Clean Power Technologies, Inc. http://www.sec.gov/litigation/admin/2013/34-69021.pdf 34-69021 Mon, 04 Mar 2013 09:30:00 EST Allen R. Jacobson http://www.sec.gov/litigation/admin/2013/34-69015.pdf 34-69015 Fri, 01 Mar 2013 15:37:14 EST Wendell A. Jacobson http://www.sec.gov/litigation/admin/2013/34-69014.pdf 34-69014 Fri, 01 Mar 2013 15:16:18 EST Nicholas Delbrocco http://www.sec.gov/litigation/admin/2013/ia-3560.pdf IA-3560 Fri, 01 Mar 2013 15:16:18 EST Ward Onsa http://www.sec.gov/litigation/admin/2013/ia-3559.pdf IA-3559 Fri, 01 Mar 2013 14:29:56 EST China Wesen Recycling Technology, Inc., Chopin Venture Group, Inc.,Cogito Media Group, Inc., Crescendo Acquisition Corp., Crosswave Communications, Inc., Crown International, Inc. and Crysler Corp. http://www.sec.gov/litigation/admin/2013/34-69004.pdf 34-69004 Thu, 28 Feb 2013 09:30:00 EST Douglas F. Vaughan http://www.sec.gov/litigation/admin/2013/34-69001.pdf 34-69001 Wed, 27 Feb 2013 15:09:31 EST Medis Technologies Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-68991.pdf 34-68991 Wed, 27 Feb 2013 09:30:00 EST Edward Tackaberry http://www.sec.gov/litigation/admin/2013/34-68990.pdf 34-68990 Tue, 26 Feb 2013 17:26:50 EST Maxsys Holdings, Inc., Noble Consolidated Industries Corp., NSM Holdings, Inc., N.T. Properties, Inc., PrimePlayer, Inc., Skylyft Media Group, Inc., and Spectrum Acquisition Corp. http://www.sec.gov/litigation/admin/2013/34-68989.pdf 34-68989 Tue, 26 Feb 2013 17:26:50 EST Aladdin Capital Management LLC and Aladdin Capital LLC and Joseph A. Schlim http://www.sec.gov/litigation/admin/2013/34-68988.pdf 34-68988 Tue, 26 Feb 2013 13:55:30 EST My Complete Care, Inc., New Midwest Co., LLC, NRG, Inc., Nugent Aerospace, Inc., Otter Tail Ag Enterprises, LLC, Raines Lenders LP, and Sadhana Equity Investment, Inc. http://www.sec.gov/litigation/admin/2013/34-68986.pdf 34-68986 Tue, 26 Feb 2013 13:55:30 EST Sentinel Investment Management Corporation http://www.sec.gov/litigation/admin/2013/ia-3556.pdf IA-3556 Fri, 22 Feb 2013 15:20:40 EST Digital Video Systems, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68970.pdf 34-68970 Fri, 22 Feb 2013 09:30:00 EST Advance Nanotech, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68968.pdf 34-68968 Fri, 22 Feb 2013 09:30:00 EST Largo Vista Group, Ltd. et al. http://www.sec.gov/litigation/admin/2013/34-68967.pdf 34-68967 Fri, 22 Feb 2013 09:30:00 EST James S. Tagliaferri http://www.sec.gov/litigation/admin/2013/34-68963.pdf 34-68963 Thu, 21 Feb 2013 13:00:29 EST Hesed Technology Co., Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-68961.pdf 34-68961 Thu, 21 Feb 2013 06:09:29 EST Lynx Acquisition, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68956.pdf 34-68956 Thu, 21 Feb 2013 06:09:29 EST Virginia K. Sourlis, Esq. http://www.sec.gov/litigation/admin/2013/34-68952.pdf 34-68952 Tue, 19 Feb 2013 17:18:10 EST Michael Lowther, CPA http://www.sec.gov/litigation/admin/2013/34-68949.pdf 34-68949 Tue, 19 Feb 2013 16:29:08 EST Eco Global Corporation, Execute Sports, Inc., FacePrint Global Solutions, Inc., FinancialContent, Inc., and Firstgold Corp. http://www.sec.gov/litigation/admin/2013/34-68947.pdf 34-68947 Tue, 19 Feb 2013 07:47:43 EST AlphaTrade.com http://www.sec.gov/litigation/admin/2013/34-68946.pdf 34-68946 Tue, 19 Feb 2013 07:47:43 EST Oxford Investment Partners, LLC and Walter J. Clarke http://www.sec.gov/litigation/admin/2013/ia-3554.pdf IA-3554 Tue, 19 Feb 2013 06:12:02 EST Oxford Investment Partners, LLC and Walter J. Clarke http://www.sec.gov/litigation/admin/2013/ia-3553.pdf IA-3553 Tue, 19 Feb 2013 06:12:02 EST Guy W. Gane, Jr. http://www.sec.gov/litigation/admin/2013/34-68940.pdf 34-68940 Fri, 15 Feb 2013 16:57:58 EST Gregg C. Lorenzo, Francis V. Lorenzo, and Charles Vista, LLC http://www.sec.gov/litigation/admin/2013/33-9385.pdf 33-9385 Fri, 15 Feb 2013 16:20:55 EST Aladdin Capital Management LLC and Aladdin Capital LLC; Joseph A. Schlim http://www.sec.gov/litigation/admin/2013/34-68931.pdf 34-68931 Thu, 14 Feb 2013 13:25:15 EST Stephen M. Strauss http://www.sec.gov/litigation/admin/2013/34-68920.pdf 34-68920 Wed, 13 Feb 2013 15:43:00 EST Eco Global Corporation, et al. http://www.sec.gov/litigation/admin/2013/34-68914.pdf 34-68914 Wed, 13 Feb 2013 09:30:00 EST Gregory Evan Goldstein http://www.sec.gov/litigation/admin/2013/34-68904.pdf 34-68904 Tue, 12 Feb 2013 06:40:07 EST HDL Capital Corp., HMG Worldwide Corp., Homegold Financial, Inc., Hudson Hotels Corp., and Hurry, Inc. http://www.sec.gov/litigation/admin/2013/34-68903.pdf 34-68903 Mon, 11 Feb 2013 17:14:09 EST Artfest International, Inc., China Advanced Meditech, Inc., Cynet, Inc., Durham Marketing Corp., Emissary Capital Group, Inc. (n/k/a Cavalier Holdings, Inc.), and ESP Enterprises, Inc. (n/k/a ESP Enterprises of LA, Inc.) http://www.sec.gov/litigation/admin/2013/34-68902.pdf 34-68902 Mon, 11 Feb 2013 17:14:09 EST China Voice Holding Corp., et al. http://www.sec.gov/litigation/admin/2013/34-68893.pdf 34-68893 Mon, 11 Feb 2013 09:30:00 EST IMP, Inc., Imperial Credit Industries, Inc., Inco Homes Corp., InfoCast Corp., Infospi.com, Inc. (n/k/a Infospi, Inc.), and Instaff International, Inc. http://www.sec.gov/litigation/admin/2013/34-68892.pdf 34-68892 Mon, 11 Feb 2013 09:30:00 EST Changed E-Mail, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68868.pdf 34-68868 Fri, 08 Feb 2013 09:30:00 EST Gary J. Martel http://www.sec.gov/litigation/admin/2013/34-68866.pdf 34-68866 Thu, 07 Feb 2013 17:32:44 EST James S. Ward, Edward G. Locker, Richard F. Tipton, and David C. Lin http://www.sec.gov/litigation/admin/2013/ia-3551.pdf IA-3551 Thu, 07 Feb 2013 17:32:44 EST Law Enforcement Associates Corp., et al. http://www.sec.gov/litigation/admin/2013/34-68859.pdf 34-68859 Thu, 07 Feb 2013 09:30:00 EST Law Enforcement Associates Corp., et al. http://www.sec.gov/litigation/admin/2013/34-68858.pdf 34-68858 Thu, 07 Feb 2013 09:30:00 EST Imreg, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68857.pdf 34-68857 Thu, 07 Feb 2013 09:30:00 EST HI DEF Enterprises, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68856.pdf 34-68856 Thu, 07 Feb 2013 09:30:00 EST Joseph J. Repko, CPA http://www.sec.gov/litigation/admin/2013/34-68845.pdf 34-68845 Wed, 06 Feb 2013 17:23:36 EST Jorge Gomez http://www.sec.gov/litigation/admin/2013/ia-3550.pdf IA-3550 Wed, 06 Feb 2013 15:37:18 EST Arturo Allan Rodriguez Lopez a/k/a Arturo Rodriguez http://www.sec.gov/litigation/admin/2013/ia-3549.pdf IA-3549 Wed, 06 Feb 2013 13:51:49 EST Howard B. Berger http://www.sec.gov/litigation/admin/2013/ia-3548.pdf IA-3548 Wed, 06 Feb 2013 13:41:17 EST Advanced ID Corp., et al. http://www.sec.gov/litigation/admin/2013/34-68837.pdf 34-68837 Wed, 06 Feb 2013 09:30:00 EST Advance Nanotech, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68836.pdf 34-68836 Wed, 06 Feb 2013 09:30:00 EST Juno Mother Earth Asset Management, LLC http://www.sec.gov/litigation/admin/2013/ia-3546.pdf IA-3546 Tue, 05 Feb 2013 14:04:44 EST Ardsley Advisory Partners http://www.sec.gov/litigation/admin/2013/34-68828.pdf 34-68828 Tue, 05 Feb 2013 13:55:02 EST Kenneth Ira Starr http://www.sec.gov/litigation/admin/2013/34-68827.pdf 34-68827 Tue, 05 Feb 2013 13:28:16 EST Kenneth Ira Starr, Esq., C.P.A. http://www.sec.gov/litigation/admin/2013/34-68826.pdf 34-68826 Tue, 05 Feb 2013 13:28:16 EST Henley Healthcare, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68825.pdf 34-68825 Tue, 05 Feb 2013 09:30:00 EST Encore Clean Energy, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68811.pdf 34-68811 Fri, 01 Feb 2013 14:55:17 EST Mitchell Segal, Esq. http://www.sec.gov/litigation/admin/2013/34-68810.pdf 34-68810 Fri, 01 Feb 2013 14:55:17 EST Jeffrey A. Quay http://www.sec.gov/litigation/admin/2013/ia-3543.pdf IA-3543 Thu, 31 Jan 2013 17:32:10 EST BNY Mellon Securities LCC and Mark Shaw http://www.sec.gov/litigation/admin/2013/34-68796.pdf 34-68796 Thu, 31 Jan 2013 16:10:04 EST GMB Capital Management LLC, et al. http://www.sec.gov/litigation/admin/2013/34-68774.pdf 34-68774 Thu, 31 Jan 2013 09:16:04 EST William B. Mitchell http://www.sec.gov/litigation/admin/2013/34-68772.pdf 34-68772 Wed, 30 Jan 2013 17:46:34 EST CentreInvest, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68764.pdf 34-68764 Wed, 30 Jan 2013 12:04:18 EST ICP Solar Technologies, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68763.pdf 34-68763 Wed, 30 Jan 2013 09:30:00 EST Lisa B. Hovan, CPA http://www.sec.gov/litigation/admin/2013/34-68756.pdf 34-68756 Tue, 29 Jan 2013 14:18:31 EST Kurt S. Hovan http://www.sec.gov/litigation/admin/2013/ia-3540.pdf IA-3540 Tue, 29 Jan 2013 14:18:31 EST Edward J. Hovan, Jr. http://www.sec.gov/litigation/admin/2013/ia-3538.pdf IA-3538 Tue, 29 Jan 2013 14:18:31 EST Brian D. Fox http://www.sec.gov/litigation/admin/2013/34-68754.pdf 34-68754 Tue, 29 Jan 2013 12:48:41 EST IMC Asset Management, Inc. http://www.sec.gov/litigation/admin/2013/ia-3537.pdf IA-3537 Tue, 29 Jan 2013 12:48:41 EST IAS Energy, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68750.pdf 34-68750 Tue, 29 Jan 2013 09:30:00 EST Stefan H. Benger http://www.sec.gov/litigation/admin/2013/34-68749.pdf 34-68749 Tue, 29 Jan 2013 09:30:00 EST John W. Adams and AIP, LLC http://www.sec.gov/litigation/admin/2013/34-68736.pdf 34-68736 Mon, 28 Jan 2013 10:19:10 EST Henley Healthcare, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68739.pdf 34-68739 Mon, 28 Jan 2013 09:30:00 EST Nicolette D. Loisel http://www.sec.gov/litigation/admin/2013/34-68738.pdf 34-68738 Fri, 25 Jan 2013 17:46:45 EST Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne F. Lipski, CPA http://www.sec.gov/litigation/admin/2013/34-68737.pdf 34-68737 Fri, 25 Jan 2013 17:32:24 EST Gabelli Funds, LLC http://www.sec.gov/litigation/admin/2013/34-68733.pdf 34-68733 Fri, 25 Jan 2013 10:08:42 EST Mary Beth Stevens; Paul W. Oliver, Jr. http://www.sec.gov/litigation/admin/2013/34-68732.pdf 34-68732 Fri, 25 Jan 2013 10:08:42 EST Largo Vista Group, Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-68731.pdf 34-68731 Fri, 25 Jan 2013 09:30:00 EST Law Enforcement Associates Corp., et al. http://www.sec.gov/litigation/admin/2013/34-68729.pdf 34-68729 Fri, 25 Jan 2013 09:30:00 EST Medis Technologies Ltd., et al. http://www.sec.gov/litigation/admin/2013/34-68727.pdf 34-68727 Fri, 25 Jan 2013 09:30:00 EST Eric D. Rogers http://www.sec.gov/litigation/admin/2013/34-68722.pdf 34-68722 Thu, 24 Jan 2013 16:37:49 EST HI DEF Enterprises, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68716.pdf 34-68716 Thu, 24 Jan 2013 09:30:00 EST IAS Energy, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68715.pdf 34-68715 Thu, 24 Jan 2013 09:30:00 EST China Wesen Recycling Technology, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68706.pdf 34-68706 Wed, 23 Jan 2013 09:30:00 EST Raymond Y.H. Park http://www.sec.gov/litigation/admin/2013/ia-3536.pdf IA-3536 Tue, 22 Jan 2013 16:31:51 EST Sung Kook Hwang http://www.sec.gov/litigation/admin/2013/ia-3535.pdf IA-3535 Tue, 22 Jan 2013 16:31:51 EST Egan-Jones Ratings Company and Sean Egan http://www.sec.gov/litigation/admin/2013/34-68703.pdf 34-68703 Tue, 22 Jan 2013 11:49:52 EST AlphaTrade.com http://www.sec.gov/litigation/admin/2013/34-68688.pdf 34-68688 Fri, 18 Jan 2013 09:30:00 EST The Hartcourt Companies, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68686.pdf 34-68686 Fri, 18 Jan 2013 09:30:00 EST Linda Dianne Alexander http://www.sec.gov/litigation/admin/2013/34-68685.pdf 34-68685 Thu, 17 Jan 2013 17:10:56 EST Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds http://www.sec.gov/litigation/admin/2013/34-68683.pdf 34-68683 Thu, 17 Jan 2013 14:41:12 EST Desert Mining, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68681.pdf 34-68681 Thu, 17 Jan 2013 09:30:00 EST IAS Energy, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68680.pdf 34-68680 Thu, 17 Jan 2013 09:30:00 EST IBroadband, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68679.pdf 34-68679 Thu, 17 Jan 2013 09:30:00 EST Larry Lee Adair, Esq. http://www.sec.gov/litigation/admin/2013/34-68673.pdf 34-68673 Wed, 16 Jan 2013 17:25:23 EST Mark A. Gelazela and Steven E. Woods http://www.sec.gov/litigation/admin/2013/34-68670.pdf 34-68670 Wed, 16 Jan 2013 12:56:23 EST MiddleCove Capital, LLC, and Noah L. Myers http://www.sec.gov/litigation/admin/2013/34-68669.pdf 34-68669 Wed, 16 Jan 2013 12:56:23 EST Eco Global Corporation, et al. http://www.sec.gov/litigation/admin/2013/34-68664.pdf 34-68664 Wed, 16 Jan 2013 09:30:00 EST Kevin A. Howard, CPA http://www.sec.gov/litigation/admin/2013/34-68661.pdf 34-68661 Tue, 15 Jan 2013 16:25:25 EST IMP, Inc., Imperial Credit Industries, Inc., Inco Homes Corp., InfoCast Corp., Infospi.com, Inc. (n/k/a Infospi, Inc.), and Instaff International, Inc. http://www.sec.gov/litigation/admin/2013/34-68649.pdf 34-68649 Mon, 14 Jan 2013 15:55:25 EST Imreg, Inc., Innovative Holdings & Technologies, Inc., InnoVet, Inc., Institutional Properties 4, Interaction Media Corp., and International CRO Holdings Corp. http://www.sec.gov/litigation/admin/2013/34-68646.pdf 34-68646 Mon, 14 Jan 2013 15:55:25 EST Eric Ashman, CPA http://www.sec.gov/litigation/admin/2013/34-68628.pdf 34-68628 Fri, 11 Jan 2013 13:06:25 EST I. Joseph Massoud http://www.sec.gov/litigation/admin/2013/ia-3533.pdf IA-3533 Fri, 11 Jan 2013 10:26:15 EST China Wesen Recycling Technology, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68623.pdf 34-68623 Fri, 11 Jan 2013 09:30:00 EST IBroadband, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68622.pdf 34-68622 Fri, 11 Jan 2013 09:30:00 EST Kris Chellam http://www.sec.gov/litigation/admin/2013/ia-3532.pdf IA-3532 Thu, 10 Jan 2013 15:15:08 EST HearMe, et al. http://www.sec.gov/litigation/admin/2013/34-68614.pdf 34-68614 Thu, 10 Jan 2013 09:30:00 EST Jimmie Dean Jones, CPA http://www.sec.gov/litigation/admin/2013/34-68611.pdf 34-68611 Wed, 09 Jan 2013 17:01:55 EST John J. Aesoph, CPA, and Darren M. Bennett, CPA http://www.sec.gov/litigation/admin/2013/34-68605.pdf 34-68605 Wed, 09 Jan 2013 11:08:30 EST China North East Petroleum Holdings Limited http://www.sec.gov/litigation/admin/2013/34-68601.pdf 34-68601 Tue, 08 Jan 2013 15:18:36 EST UBS Financial Services Inc. of Puerto Rico http://www.sec.gov/litigation/admin/2013/34-68600.pdf 34-68600 Tue, 08 Jan 2013 12:15:47 EST William J. Reilly, Esq. http://www.sec.gov/litigation/admin/2013/34-68599.pdf 34-68599 Tue, 08 Jan 2013 10:07:23 EST Henley Healthcare, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68597.pdf 34-68597 Tue, 08 Jan 2013 06:25:34 EST HI DEF Enterprises, Inc., Hi-Rise Recycling Systems, Inc., Highline Industries, Inc., Hirel Holdings, Inc., Holiday RV Superstores, Inc. (n/k/a FreedomRoads RV, Inc.), Hooker Enterprises, Inc., Hospital Staffing Services, Inc., and Hotelworks.com, Inc. http://www.sec.gov/litigation/admin/2013/34-68598.pdf 34-68598 Mon, 07 Jan 2013 17:51:11 EST Credit Suisse Securities (USA) LLC, et al. http://www.sec.gov/litigation/admin/2013/34-68593.pdf 34-68593 Mon, 07 Jan 2013 09:38:19 EST Stephen G. Bennett http://www.sec.gov/litigation/admin/2013/34-68592.pdf 34-68592 Fri, 04 Jan 2013 16:20:00 EST Kenneth J. Abod, CPA http://www.sec.gov/litigation/admin/2013/34-68591.pdf 34-68591 Fri, 04 Jan 2013 16:20:00 EST Gary J. Martel http://www.sec.gov/litigation/admin/2013/34-68586.pdf 34-68586 Fri, 04 Jan 2013 09:30:00 EST Encore Clean Energy, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68567.pdf 34-68567 Thu, 03 Jan 2013 09:30:00 EST China Voice Holding Corp., et al. http://www.sec.gov/litigation/admin/2013/34-68566.pdf 34-68566 Thu, 03 Jan 2013 09:30:00 EST DIAS Holding, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68565.pdf 34-68565 Thu, 03 Jan 2013 09:30:00 EST HealthSport, Inc., et al. http://www.sec.gov/litigation/admin/2013/34-68564.pdf 34-68564 Thu, 03 Jan 2013 09:30:00 EST Desert Mining, Inc., Eagle Broadband, Inc., Endovasc, Inc., Environmental Oil Processing Technology Corp., Falcon Ridge Development, Inc., Fellows Energy Ltd., Forster Drilling Corp. (n/k/a Phoenix Drilling Corporation), and Golden Autumn Holdings, Inc. http://www.sec.gov/litigation/admin/2012/34-68544.pdf 34-68544 Fri, 28 Dec 2012 09:30:00 EST Sentinel Investment Management Corporation http://www.sec.gov/litigation/admin/2012/ia-3530.pdf IA-3530 Thu, 27 Dec 2012 16:38:15 EST 1st Financial Services, LLC and Jeffry C. Eisnaugle, a/k/a Jeff Chapman http://www.sec.gov/litigation/admin/2012/ia-3529.pdf IA-3529 Thu, 27 Dec 2012 14:20:31 EST EagleEye Asset Management, LLC http://www.sec.gov/litigation/admin/2012/ia-3528.pdf IA-3528 Thu, 27 Dec 2012 13:56:07 EST Jeffrey A. Liskov http://www.sec.gov/litigation/admin/2012/ia-3527.pdf IA-3527 Thu, 27 Dec 2012 13:56:07 EST Top Fund Management, Inc. and Barry C. Ziskin http://www.sec.gov/litigation/admin/2012/33-9377.pdf 33-9377 Fri, 21 Dec 2012 13:57:58 EST Carl N. Duncan http://www.sec.gov/litigation/admin/2012/34-68501.pdf 34-68501 Fri, 21 Dec 2012 11:07:58 EST James S. Ward, Edward G. Locker, Richard F. Tipton, and David C. Lin http://www.sec.gov/litigation/admin/2012/ia-3525.pdf IA-3525 Fri, 21 Dec 2012 10:40:00 EST David C. Lin, Esq. http://www.sec.gov/litigation/admin/2012/34-68509.pdf 34-68509 Fri, 21 Dec 2012 10:40:00 EST New Generation Biofuels Holdings, Inc. http://www.sec.gov/litigation/admin/2012/34-68508.pdf 34-68508 Fri, 21 Dec 2012 09:30:00 EST Steven B. Hart http://www.sec.gov/litigation/admin/2012/ia-3524.pdf IA-3524 Fri, 21 Dec 2012 10:15:45 EST Steven A. Gould CPA http://www.sec.gov/litigation/admin/2012/34-68500.pdf 34-68500 Thu, 20 Dec 2012 15:30:51 EST David E. Ruskjer http://www.sec.gov/litigation/admin/2012/34-68499.pdf 34-68499 Thu, 20 Dec 2012 15:30:51 EST The New America High Income Fund, Inc.; Robert F. Birch; and Ellen E. Terry http://www.sec.gov/litigation/admin/2012/ic-30313.pdf ic-30313 Thu, 20 Dec 2012 12:43:51 EST IAS Energy, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68486.pdf 34-68486 Thu, 20 Dec 2012 09:30:00 EST ICP Solar Technologies, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68485.pdf 34-68485 Thu, 20 Dec 2012 09:30:00 EST IBroadband, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68484.pdf 34-68484 Thu, 20 Dec 2012 09:30:00 EST Michael Passaro http://www.sec.gov/litigation/admin/2012/34-68477.pdf 34-68477 Wed, 19 Dec 2012 13:44:42 EST Mohammed Riad and Kevin Timothy Swanson http://www.sec.gov/litigation/admin/2012/34-68467.pdf 34-68467 Wed, 19 Dec 2012 11:01:29 EST Fiduciary Asset Management, LLC http://www.sec.gov/litigation/admin/2012/ia-3520.pdf IA-3520 Wed, 19 Dec 2012 11:01:29 EST Claymore Advisors, LLC http://www.sec.gov/litigation/admin/2012/ia-3519.pdf IA-3519 Wed, 19 Dec 2012 11:01:29 EST China Wesen Recycling Technology, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68466.pdf 34-68466 Wed, 19 Dec 2012 09:30:00 EST C.D. Acquisition Corp., et al. http://www.sec.gov/litigation/admin/2012/34-68465.pdf 34-68465 Wed, 19 Dec 2012 09:30:00 EST HearMe, et al. http://www.sec.gov/litigation/admin/2012/34-68463.pdf 34-68463 Tue, 18 Dec 2012 17:55:21 EST Kenneth E. Mahaffy, Jr. http://www.sec.gov/litigation/admin/2012/34-68462.pdf 34-68462 Wed, 19 Dec 2012 09:45:21 EST New England Investment and Retirement Group, Inc. and Nicholas John Giacoumakis http://www.sec.gov/litigation/admin/2012/ia-3516.pdf IA-3516 Tue, 18 Dec 2012 16:20:49 EST Biremis Corporation, Peter Beck, and Charles Kim http://www.sec.gov/litigation/admin/2012/34-68456.pdf 34-68456 Tue, 18 Dec 2012 13:53:49 EST DIAS Holding, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68454.pdf 34-68454 Tue, 18 Dec 2012 09:30:00 EST J. Brian Laib, CPA http://www.sec.gov/litigation/admin/2012/34-68449.pdf 34-68449 Mon, 17 Dec 2012 14:28:00 EST Joseph A. Schlim http://www.sec.gov/litigation/admin/2012/33-9375.pdf 33-9375 Mon, 17 Dec 2012 13:17:47 EST Aladdin Capital Management LLC and Aladdin Capital LLC http://www.sec.gov/litigation/admin/2012/33-9374.pdf 33-9374 Mon, 17 Dec 2012 13:17:47 EST Allianz SE http://www.sec.gov/litigation/admin/2012/34-68448.pdf 34-68448 Mon, 17 Dec 2012 11:52:54 EST James Warren Margulies http://www.sec.gov/litigation/admin/2012/34-68446.pdf 34-68446 Mon, 17 Dec 2012 05:10:23 EST Rajnish K. Das http://www.sec.gov/litigation/admin/2012/34-68436.pdf 34-68436 Fri, 14 Dec 2012 12:07:46 EST Stormy L. Dean http://www.sec.gov/litigation/admin/2012/34-68435.pdf 34-68435 Fri, 14 Dec 2012 12:07:46 EST Deloitte & Touche (South Africa) http://www.sec.gov/litigation/admin/2012/34-68432.pdf 34-68432 Fri, 14 Dec 2012 09:33:30 EST Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne E. Lipski, CPA http://www.sec.gov/litigation/admin/2012/34-68420.htm 34-68420 Thu, 13 Dec 2012 09:30:00 EST DIAS Holding, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68411.pdf 34-68411 Wed, 12 Dec 2012 09:30:00 EST The Hartcourt Companies, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68409.pdf 34-68409 Wed, 12 Dec 2012 09:30:00 EST Careside, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68397.pdf 34-68397 Tue, 11 Dec 2012 09:30:00 EST J. Kenneth Alderman, CPA; Jack R. Blair; Albert C. Johnson, CPA; James Stillman R. McFadden; Allen B. Morgan Jr.; W. Randall Pittman, CPA; Mary S. Stone, CPA; and Archie W. Willis III http://www.sec.gov/litigation/admin/2012/ic-30300.pdf ic-30300 Mon, 10 Dec 2012 11:05:17 EST China Voice Holding Corp., China Yongxin Pharmaceuticals, Inc., Creative Technologies Holdings, Inc., Crestek, Inc., Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.), CSI Computer Specialists, Inc., and CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.) http://www.sec.gov/litigation/admin/2012/34-68388.pdf 34-68388 Mon, 10 Dec 2012 09:30:00 EST David R. Smith http://www.sec.gov/litigation/admin/2012/33-9373.pdf 33-9373 Fri, 07 Dec 2012 14:25:28 EST David F. Bandimere and John O. Young http://www.sec.gov/litigation/admin/2012/33-9372.pdf 33-9372 Fri, 07 Dec 2012 14:25:28 EST William J. Reilly, Esq. http://www.sec.gov/litigation/admin/2012/34-68374.pdf 34-68374 Thu, 06 Dec 2012 15:20:09 EST Dominic O'Dierno http://www.sec.gov/litigation/admin/2012/34-68371.pdf 34-68371 Thu, 06 Dec 2012 12:30:11 EST Stephen Persad http://www.sec.gov/litigation/admin/2012/34-68370.pdf 34-68370 Thu, 06 Dec 2012 12:30:11 EST Benjamin R. Daniels http://www.sec.gov/litigation/admin/2012/34-68369.pdf 34-68369 Thu, 06 Dec 2012 12:30:11 EST Quill Industries, Inc. (n/k/a Eagle Worldwide Inc.) http://www.sec.gov/litigation/admin/2012/34-68366.pdf 34-68366 Thu, 06 Dec 2012 09:30:00 EST Adam Harrington aka Adam Rukdeschel and Adam Harrington Ruckdeschel http://www.sec.gov/litigation/admin/2012/34-68365.pdf 34-68365 Wed, 05 Dec 2012 18:32:14 EST Martin Miles Werner http://www.sec.gov/litigation/admin/2012/34-68364.pdf 34-68364 Wed, 05 Dec 2012 18:32:14 EST Castle Hill Associates, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68356.pdf 34-68356 Wed, 05 Dec 2012 09:30:00 EST Changed E-Mail, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68355.pdf 34-68355 Wed, 05 Dec 2012 09:30:00 EST Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation http://www.sec.gov/litigation/admin/2012/34-68349.pdf 34-68349 Tue, 04 Dec 2012 12:19:00 EST Joseph S. Blimline http://www.sec.gov/litigation/admin/2012/34-68347.pdf 34-68347 Tue, 04 Dec 2012 12:10:00 EST China Voice Holding Corp., et al. http://www.sec.gov/litigation/admin/2012/34-68346.pdf 34-68346 Tue, 04 Dec 2012 09:30:00 EST HealthSport, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68345.pdf 34-68345 Tue, 04 Dec 2012 09:30:00 EST BDO China Dahua CPA Co., Ltd.; Ernst and Young Hua Ming LLP; KPMG Huazhen (Special General Partnership); Deloitte Touche Tohmatsu Certified Public Accountants Ltd.; PricewaterhouseCoopers Zhong Tian CPAs Limited http://www.sec.gov/litigation/admin/2012/34-68335.pdf 34-68335 Mon, 03 Dec 2012 11:50:03 EST Arnett L. Waters http://www.sec.gov/litigation/admin/2012/34-68334.pdf 34-68334 Mon, 03 Dec 2012 10:08:57 EST China Voice Holding Corp., et al. http://www.sec.gov/litigation/admin/2012/34-68333.pdf 34-68333 Mon, 03 Dec 2012 09:30:00 EST Castle Hill Associates, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68332.pdf 34-68332 Mon, 03 Dec 2012 09:30:00 EST Caribbean Pacific Marketing, Inc. http://www.sec.gov/litigation/admin/2012/33-9371.pdf 33-9371 Mon, 03 Dec 2012 09:30:00 EST Anand Sekaran http://www.sec.gov/litigation/admin/2012/34-68331.pdf 34-68331 Fri, 30 Nov 2012 16:48:41 EST Stephen P. Amella http://www.sec.gov/litigation/admin/2012/34-68327.pdf 34-68327 Fri, 30 Nov 2012 14:08:06 EST Angelo A. Alleca http://www.sec.gov/litigation/admin/2012/34-68323.pdf 34-68323 Thu, 29 Nov 2012 17:37:06 EST China Wesen Recycling Technology, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68321.pdf 34-68321 Thu, 29 Nov 2012 12:04:00 EST Encore Clean Energy, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68315.pdf 34-68315 Thu, 29 Nov 2012 09:30:00 EST KCAP Financial, Inc., Dayl W. Pearson, Michael I. Wirth, CPA, and R. Jonathan Corless http://www.sec.gov/litigation/admin/2012/34-68307.pdf 34-68307 Wed, 28 Nov 2012 11:23:31 EST Careside, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68304.pdf 34-68304 Wed, 28 Nov 2012 09:30:00 EST Morgan Stanley & Co. Incorporated http://www.sec.gov/litigation/admin/2012/34-68299.pdf 34-68299 Tue, 27 Nov 2012 13:05:00 EST Edelweiss Financial Services Limited http://www.sec.gov/litigation/admin/2012/34-68298.pdf 34-68298 Tue, 27 Nov 2012 11:22:46 EST JM Financial Institutional Securities Private Limited http://www.sec.gov/litigation/admin/2012/34-68297.pdf 34-68297 Tue, 27 Nov 2012 11:22:46 EST Motilal Oswal Securities Limited http://www.sec.gov/litigation/admin/2012/34-68296.pdf 34-68296 Tue, 27 Nov 2012 11:22:46 EST Ambit Capital Pvt. Ltd. http://www.sec.gov/litigation/admin/2012/34-68295.pdf 34-68295 Tue, 27 Nov 2012 11:22:46 EST Vision Twenty One, Inc. http://www.sec.gov/litigation/admin/2012/34-68292.pdf 34-68292 Tue, 27 Nov 2012 09:30:00 EST Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc. http://www.sec.gov/litigation/admin/2012/34-68291.pdf 34-68291 Tue, 27 Nov 2012 09:30:00 EST John S. Morgan, et al. http://www.sec.gov/litigation/admin/2012/34-68289.pdf 34-68289 Mon, 26 Nov 2012 13:12:33 EST Florin S. Ilovici http://www.sec.gov/litigation/admin/2012/34-68285.pdf 34-68285 Fri, 23 Nov 2012 15:56:43 EST Ward K. Capstick http://www.sec.gov/litigation/admin/2012/34-68284.pdf 34-68284 Fri, 23 Nov 2012 13:19:01 EST Weizhan Tang http://www.sec.gov/litigation/admin/2012/ia-3505.pdf IA-3505 Wed, 21 Nov 2012 15:38:34 EST Diomed Holdings, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68278.pdf 34-68278 Wed, 21 Nov 2012 09:30:00 EST Gary R. Marks http://www.sec.gov/litigation/admin/2012/34-68275.pdf 34-68275 Tue, 20 Nov 2012 16:56:59 EST Evens Barthelemy and Barthelemy Group LLC http://www.sec.gov/litigation/admin/2012/ia-3503.pdf IA-3503 Tue, 20 Nov 2012 14:33:14 EST EM Capital Management, LLC and Seth Richard Freeman http://www.sec.gov/litigation/admin/2012/ia-3502.pdf IA-3502 Tue, 20 Nov 2012 14:33:14 EST Charles L. Rizzo and Gina M. Hornbogen http://www.sec.gov/litigation/admin/2012/34-68264.pdf 34-68264 Mon, 19 Nov 2012 17:56:12 EST Charles C. Slowey, Jr. http://www.sec.gov/litigation/admin/2012/34-68259.pdf 34-68259 Mon, 19 Nov 2012 15:54:14 EST Wilfred R. Blum and Alexander Lindale, LLC http://www.sec.gov/litigation/admin/2012/34-68258.pdf 34-68258 Mon, 19 Nov 2012 15:54:14 EST C.D. Acquisition Corp., Center Income Properties 2, LP, Chronodynamics, Ltd., Ciao Cucina Corp., Cintech Solutions, Inc., Compound Natural Foods, Inc., The Credit Store, Inc., and Crown Vantage, Inc. http://www.sec.gov/litigation/admin/2012/34-68256.pdf 34-68256 Mon, 19 Nov 2012 13:41:42 EST Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation http://www.sec.gov/litigation/admin/2012/33-9368.pdf 33-9368 Fri, 16 Nov 2012 13:17:13 EST Diomed Holdings, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68250.pdf 34-68250 Fri, 16 Nov 2012 09:30:00 EST Wonder Auto Technology, Inc. http://www.sec.gov/litigation/admin/2012/34-68249.pdf 34-68249 Fri, 16 Nov 2012 09:30:00 EST Changed E-Mail, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68248.pdf 34-68248 Fri, 16 Nov 2012 09:30:00 EST Massachusetts Mutual Life Insurance Company http://www.sec.gov/litigation/admin/2012/ic-30264.pdf IC-30264 Thu, 15 Nov 2012 10:48:15 EST Garth Ronald Peterson http://www.sec.gov/litigation/admin/2012/ia-3501.pdf IA-3501 Thu, 15 Nov 2012 06:42:10 EST Michael J. Southworth http://www.sec.gov/litigation/admin/2012/34-68236.pdf 34-68236 Thu, 15 Nov 2012 06:42:10 EST James S. Quay a/k/a Jim Quay, a/k/a Stephen Quay, and a/k/a Stephen Jameson http://www.sec.gov/litigation/admin/2012/34-68235.pdf 34-68235 Wed, 14 Nov 2012 15:38:36 EST James S. Quay a/k/a Jim Quay, a/k/a Stephen Quay, and a/k/a Stephen Jameson http://www.sec.gov/litigation/admin/2012/34-68234.pdf 34-68234 Wed, 14 Nov 2012 15:38:36 EST Bradford Keith Dent http://www.sec.gov/litigation/admin/2012/34-68223.pdf 34-68223 Wed, 14 Nov 2012 12:26:16 EST DIAS Holding, Inc., EarthBlock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GeM Solutions, Inc., Gold Star Tutoring Services Inc., and GPS Industries, Inc. http://www.sec.gov/litigation/admin/2012/34-68221.pdf 34-68221 Wed, 14 Nov 2012 09:30:00 EST Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC http://www.sec.gov/litigation/admin/2012/34-68208.pdf 34-68208 Fri, 9 Nov 2012 16:10:37 EST Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne F. Lipski, CPA http://www.sec.gov/litigation/admin/2012/34-68200.pdf 34-68200 Fri, 9 Nov 2012 14:14:34 EST Irwin Lipkin http://www.sec.gov/litigation/admin/2012/34-68203.pdf 34-68203 Fri, 9 Nov 2012 11:51:27 EST China Medical Technologies, Inc. http://www.sec.gov/litigation/admin/2012/34-68198.pdf 34-68198 Fri, 9 Nov 2012 09:30:00 EST Castle Hill Associates, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68184.pdf 34-68184 Thu, 8 Nov 2012 13:04:25 EST Alexander Rekeda; Xavier Capdepon and Gwen Snorteland; and Delaware Asset Advisers and Wei (Alex) Wei http://www.sec.gov/litigation/admin/2012/34-68167.pdf 34-68167 Tue, 6 Nov 2012 17:53:40 EDT Eugenio Verzili http://www.sec.gov/litigation/admin/2012/ia-3497.pdf IA-3497 Fri, 2 Nov 2012 12:31:11 EDT Diomed Holdings, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68126.pdf 34-68126 Thu, 1 Nov 2012 09:30:00 EDT Reema D. Shah http://www.sec.gov/litigation/admin/2012/ia-3496.pdf IA-3496 Wed, 31 Oct 2012 17:01:03 EDT BTS Asset Management, Inc. http://www.sec.gov/litigation/admin/2012/ia-3495.pdf IA-3495 Wed, 31 Oct 2012 17:01:03 EDT Careside, Inc., Castcity.com, Inc., Castle Corp. International, Cayenne Entertainment, Inc. (f/k/a Boeing Run, Inc.), CDT, Inc. (n/k/a CDT Acquisition, Inc.), Centurion Communications Corp., Champion American Energy Reserves, Inc., Charter Resources International, Inc., Clemmy Technologies Corp., and Cryocon, Inc. http://www.sec.gov/litigation/admin/2012/34-68125.pdf 34-68125 Wed, 31 Oct 2012 17:01:03 EDT Caribbean Pacific Marketing, Inc. http://www.sec.gov/litigation/admin/2012/33-9366.pdf 33-9366 Mon, 29 Oct 2012 14:30:00 EDT Diomed Holdings, Inc., Dominion Minerals Corp., EnerLume Energy Management Corp., EPIX Pharmaceuticals, Inc., Familymeds Group, Inc., GlycoGenesys, Inc., and Greater Atlantic Financial Corp. http://www.sec.gov/litigation/admin/2012/34-68122.pdf 34-68122 Mon, 29 Oct 2012 09:30:00 EDT Tilden Loucks & Woodnorth, LLC, Lasalle St. Securities, LLC, and Ralph B. Loucks http://www.sec.gov/litigation/admin/2012/34-68118.pdf 34-68118 Mon, 29 Oct 2012 08:34:58 EDT Charles M. Vaughn http://www.sec.gov/litigation/admin/2012/34-68106.pdf 34-68106 Thu, 25 Oct 2012 16:20:46 EDT Ryan M. Jindra http://www.sec.gov/litigation/admin/2012/ia-3493.pdf IA-3493 Thu, 25 Oct 2012 10:16:00 EDT Drucker, Inc., et al. http://www.sec.gov/litigation/admin/2012/34-68102.pdf 34-68102 Thu, 25 Oct 2012 09:30:00 EDT Jacques Nichols http://www.sec.gov/litigation/admin/2012/34-68087.pdf 34-68087 Wed, 24 Oct 2012 17:50:45 EDT Rajnish K. Das http://www.sec.gov/litigation/admin/2012/34-68098.pdf 34-68098 Wed, 24 Oct 2012 14:51:12 EDT Stormy L. Dean http://www.sec.gov/litigation/admin/2012/34-68097.pdf 34-68097 Wed, 24 Oct 2012 13:20:42 EDT China Voice Holding Corp., China Yongxin Pharmaceuticals, Inc., Creative Technologies Holdings, Inc., Crestek, Inc., Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.), CSI Computer Specialists, Inc., and CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.) http://www.sec.gov/litigation/admin/2012/34-68091.pdf 34-68091 Wed, 24 Oct 2012 09:30:00 EDT Enwin Resources, Inc. http://www.sec.gov/litigation/admin/2012/34-68090.pdf 34-68090 Wed, 24 Oct 2012 09:30:00 EDT Drucker, Inc., DynaMotive Energy Systems Corp, and Gate to Wire Solutions, Inc. http://www.sec.gov/litigation/admin/2012/34-68088.pdf 34-68088 Wed, 24 Oct 2012 09:30:00 EDT Lyman J. Bruhn http://www.sec.gov/litigation/admin/2012/ia-3492.pdf IA-3492 Tue, 23 Oct 2012 17:23:23 EDT Candice D. Campbell http://www.sec.gov/litigation/admin/2012/ia-3491.pdf IA-3491 Tue, 23 Oct 2012 17:23:23 EDT Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc. http://www.sec.gov/litigation/admin/2012/34-68083.pdf 34-68083 Tue, 23 Oct 2012 09:30:00 EDT Edward D. Jones & Co., L.P. http://www.sec.gov/litigation/admin/2012/34-68079.pdf 34-68079 Mon, 22 Oct 2012 13:33:11 EDT Marco Glisson http://www.sec.gov/litigation/admin/2012/34-68077.pdf 34-68077 Mon, 22 Oct 2012 13:33:11 EDT Carlton L. Williams http://www.sec.gov/litigation/admin/2012/34-68064.pdf 34-68064 Thu, 18 Oct 2012 10:00:14 EDT Global Pari-Mutuel Services, Inc. http://www.sec.gov/litigation/admin/2012/34-68063.pdf 34-68063 Thu, 18 Oct 2012 09:30:00 EDT Larry Michael Parrish http://www.sec.gov/litigation/admin/2012/34-68059.pdf 34-68059 Wed, 17 Oct 2012 17:35:09 EDT Rudolf Pameijer http://www.sec.gov/litigation/admin/2012/34-68062.pdf 34-68062 Wed, 17 Oct 2012 15:57:52 EDT Lindsay R. Sayer http://www.sec.gov/litigation/admin/2012/34-68061.pdf 34-68061 Wed, 17 Oct 2012 15:57:52 EDT China Agritech, Inc. http://www.sec.gov/litigation/admin/2012/34-68060.pdf 34-68060 Wed, 17 Oct 2012 09:30:00 EDT Rick Cho http://www.sec.gov/litigation/admin/2012/ia-3488.pdf IA-3488 Mon, 15 Oct 2012 15:30:13 EDT Andre J. Hayden http://www.sec.gov/litigation/admin/2012/34-68054.pdf 34-68054 Mon, 15 Oct 2012 15:30:13 EDT Scott E. Johnson http://www.sec.gov/litigation/admin/2012/ia-3487.pdf IA-3487 Mon, 15 Oct 2012 15:30:13 EDT Derek F.C. Elliott http://www.sec.gov/litigation/admin/2012/34-68050.pdf 34-68050 Fri, 12 Oct 2012 17:22:46 EDT Jody Dunn http://www.sec.gov/litigation/admin/2012/34-68048.pdf 34-68048 Fri, 12 Oct 2012 17:22:46 EDT Diomed Holdings, Inc., Dominion Minerals Corp., EnerLume Energy Management Corp., EPIX Pharmaceuticals, Inc., Familymeds Group, Inc., GlycoGenesys, Inc., and Greater Atlantic Financial Corp. (Corrected Order) http://www.sec.gov/litigation/admin/2012/34-67932a.pdf 34-67932A Fri, 12 Oct 2012 17:22:46 EDT Gregory D. Tindall http://www.sec.gov/litigation/admin/2012/ia-3486.pdf IA-3486 Fri, 12 Oct 2012 13:41:08 EDT China Medical Technologies, Inc. http://www.sec.gov/litigation/admin/2012/34-68040.pdf 34-68040 Thu, 11 Oct 2012 15:27:48 EDT Stephen B. Blankenship http://www.sec.gov/litigation/admin/2012/34-68038.pdf 34-68038 Thu, 11 Oct 2012 15:27:48 EDT Banc of America Securities LLC with Merrill Lynch, Pierce, Fenner & Smith Incorporated as Successor http://www.sec.gov/litigation/admin/2012/34-68023.pdf 34-68023 Wed, 10 Oct 2012 08:10:25 EDT OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International, Inc.), and Power Smoothie Café Franchising, Inc. http://www.sec.gov/litigation/admin/2012/34-68003.pdf 34-68003 Tue, 9 Oct 2012 09:30:00 EDT Weizhan Tang http://www.sec.gov/litigation/admin/2012/ia-3482.pdf IA-3482 Fri, 5 Oct 2012 17:36:25 EDT Gilbert Bergsman, CPA http://www.sec.gov/litigation/admin/2012/34-67988.pdf 34-67988 Thu, 4 Oct 2012 16:28:45 EDT China Mobile Media Technology, Inc. http://www.sec.gov/litigation/admin/2012/34-67975.pdf 34-67975 Thu, 4 Oct 2012 09:30:00 EDT John S. Morgan, Marian I. Morgan, and Thomas D. Woodcock, Jr. http://www.sec.gov/litigation/admin/2012/34-67974.pdf 34-67974 Wed, 3 Oct 2012 17:00:30 EDT Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry http://www.sec.gov/litigation/admin/2012/34-67972.pdf 34-67972 Wed, 3 Oct 2012 17:00:30 EDT eBX, LLC http://www.sec.gov/litigation/admin/2012/34-67969.pdf 34-67969 Wed, 3 Oct 2012 10:38:33 EDT Alliance Bancshares California, et al. http://www.sec.gov/litigation/admin/2012/34-67968.pdf 34-67968 Wed, 3 Oct 2012 09:30:00 EDT JP Turner and Company, LLC, and William L. Mello http://www.sec.gov/litigation/admin/2012/34-67958.pdf 34-67958 Tue, 2 Oct 2012 13:00:29 EDT Stars To Go, Inc. http://www.sec.gov/litigation/admin/2012/34-67950.pdf 34-67950 Mon, 1 Oct 2012 09:30:00 EDT