<root>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-61234</url><release_number>34-61234</release_number>
<release_date>Dec. 23, 2009</release_date>
<respondents>Chris G. Gunderson, Esq.</respondents>
</commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/33-9088a</url><release_number>33-9088A</release_number>
<release_date>Dec. 15, 2009</release_date>
<respondents>Gregory O. Trautman</respondents>
</commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-61162</url><release_number>34-61162</release_number>
<release_date>Dec. 14, 2009</release_date>
<respondents>Kevin Hall, CPA and Rosemary Meyer, CPA</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/33-9085</url><release_number>33-9085</release_number>
<release_date>Dec. 11, 2009</release_date>
<respondents>Guy P. Riordan</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-61135</url><release_number>34-61135</release_number>
<release_date>Dec. 10, 2009</release_date>
<respondents>Kirlin Securities, Inc. Anthony Kirincic and Andrew Israel</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-61134</url><release_number>34-61134</release_number>
<release_date>Dec. 10, 2009</release_date>
<respondents>James Gerard O'Callaghan</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-61120</url><release_number>34-61120</release_number>
<release_date>Dec. 7, 2009</release_date>
<respondents>Scott Mathis</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-61039a</url><release_number>34-61039A</release_number>
<release_date>Nov. 20, 2009</release_date>
<respondents>Joseph John VanCook</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60937</url><release_number>34-60937</release_number>
<release_date>Nov. 4, 2009</release_date>
<respondents>Kevin M. Glodek</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/33-9076</url><release_number>33-9076</release_number>
<release_date>Oct. 23, 2009</release_date>
<respondents>Rodney R. Schoemann</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60772</url><release_number>34-60772</release_number>
<release_date>Oct. 2, 2009</release_date>
<respondents>Fannie Mae Securities Litigation (Order Denying Petition for Review)</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/33-9068</url><release_number>33-9068</release_number>
<release_date>Sep. 29, 2009</release_date>
<respondents>Thomas C. Bridge, James D. Edge and Jeffrey K. Robles</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/ia-2926</url><release_number>IA-2926</release_number>
<release_date>Sep. 17, 2009</release_date>
<respondents>Martin A. Armstrong</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60506</url><release_number>34-60506</release_number>
<release_date>Aug. 14, 2009</release_date>
<respondents>Andrew P. Gonchar and Polyvios T. Polyviou</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60505</url><release_number>34-60505</release_number>
<release_date>Aug. 14, 2009</release_date>
<respondents>North Woodward Financial Corp. and Douglas A. Troszak</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60361</url><release_number>34-60361</release_number>
<release_date>Jul. 22, 2009</release_date>
<respondents>Gregory W. Gray, Jr.</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60346</url><release_number>34-60346</release_number>
<release_date>Jul. 20, 2009</release_date>
<respondents>Kevin Hall, CPA and Rosemary Meyer, CPA</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60328</url><release_number>34-60328</release_number>
<release_date>Jul. 17, 2009</release_date>
<respondents>Timothy H. Emerson, Jr.</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/ia-2901</url><release_number>IA-2901</release_number>
<release_date>Jul. 16, 2009</release_date>
<respondents>Mitchell M. Maynard and Dorice A. Maynard (Order Denying Motion for Reconsideration)</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60180</url><release_number>34-60180</release_number>
<release_date>Jun. 26, 2009</release_date>
<respondents>Husky Trading LLC, Eugene O'Brien, Michael Inemer, and Stephen Floirendo</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-60000</url><release_number>34-60000</release_number>
<release_date>May 29, 2009</release_date>
<respondents>Maria T. Giesige</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/ia-2875</url><release_number>IA-2875</release_number>
<release_date>May 15, 2009</release_date>
<respondents>Mitchell M. Maynard and Dorice A. Maynard</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59927</url><release_number>34-59927</release_number>
<release_date>May 14, 2009</release_date>
<respondents>Boston Options Exchange Group, LLC (Order Dismissing Application for Review)
</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59874</url><release_number>34-59874</release_number>
<release_date>May 6, 2009</release_date>
<respondents>William D. Shovers (Order Denying Motion to Lift Temporary Suspension and Directing Hearing)</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59729</url><release_number>34-59729</release_number>
<release_date>Apr. 8, 2009</release_date>
<respondents>Scott B. Gann</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59577</url><release_number>34-59577</release_number>
<release_date>Mar. 13, 2009</release_date>
<respondents>Richard B. Feinberg</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59550</url><release_number>34-59550</release_number>
<release_date>Mar. 10, 2009</release_date>
<respondents>Joseph John VanCook (Order Denying Request for Extension of Time, Postponement, or Adjournment)</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/aljdec/2009/34-59476</url><release_number>34-59476</release_number>
<release_date>Feb. 27, 2009</release_date>
<respondents>Markland Technologies, Inc.</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59404</url><release_number>34-59404</release_number>
<release_date>Feb. 13, 2009</release_date>
<respondents>Luis Miguel Cespedes</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59403</url><release_number>34-59403</release_number>
<release_date>Feb. 13, 2009</release_date>
<respondents>Gary M. Kornman</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59328</url><release_number>34-59328</release_number>
<release_date>Jan. 30, 2009</release_date>
<respondents>Scott Epstein</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59326</url><release_number>34-59326</release_number>
<release_date>Jan. 30, 2009</release_date>
<respondents>Michael Stegawski</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59325</url><release_number>34-59325</release_number>
<release_date>Jan. 30, 2009</release_date>
<respondents>CMG Institutional Trading, LLC and Shawn D. Baldwin</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59268</url><release_number>34-59268</release_number>
<release_date>Jan. 21, 2009</release_date>
<respondents>Nature's Sunshine Products, Inc.</respondents></commission_opinion_order>

<commission_opinion_order>
<url>http://www.sec.gov/litigation/opinions/2009/34-59223</url><release_number>34-59223</release_number>
<release_date>Jan. 9, 2009</release_date>
<respondents>Thomas W. Heath, III</respondents></commission_opinion_order>

</root>