811-00041 0000040417 GENERAL AMERICAN INVESTORS CO INC 100 PARK AVENUE 35TH FLOOR NY NEW YORK 10017 Aug 31 2012 1:54PM N-PX 811-00179 0000018748 CENTRAL SECURITIES CORP 630 FIFTH AVENUE SUITE 820 NY NEW YORK 10111 Aug 10 2012 11:01AM 13F-HR 811-00248 0000002230 ADAMS EXPRESS CO SEVEN ST PAUL ST STE 1140 [NULL] MD BALTIMORE 21202 Aug 16 2012 3:44PM NSAR-A 811-00266 0000099614 TRI-CONTINENTAL CORP 50606 AMERIPRISE FINANCIAL CENTER H27/5228 MN MINNEAPOLIS 55474 Sep 6 2012 5:10PM 8-K 811-01639 0000032598 ENGEX INC 44 WALL ST 2ND FLOOR [NULL] NY NEW YORK 10005 Aug 16 2012 3:47PM N-PX 811-01731 0000091847 SOURCE CAPITAL INC /DE/ 11400 WEST OLYMPIC BLVD SUITE 1200 CA LOS ANGELES 90064 Aug 31 2012 9:38AM N-PX 811-02090 0000005094 Invesco Van Kampen Bond Fund 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:24AM N-PX 811-02151 0000009521 BANCROFT FUND LTD 65 MADISON AVENUE SUITE 550 NJ MORRISTOWN 7960 Sep 28 2012 6:45AM N-Q 811-02183 0000275694 BABSON CAPITAL CORPORATE INVESTORS 1500 MAIN STREET SUITE 600 MA SPRINGFIELD 1115 Sep 5 2012 10:39AM N-CSRS 811-02201 0000030125 Cutwater Select Income Fund 113 KING STREET [NULL] NY ARMONK 10508 Aug 22 2012 11:48AM N-Q 811-02264 0000059560 LINCOLN NATIONAL INCOME FUND INC /NEW/ 200 E BERRY STREET [NULL] IN FORT WAYNE 46802 Aug 31 2006 1:13PM N-PX 811-02273 0000099197 TRANSAMERICA INCOME SHARES, INC. 570 CARILLON PARKWAY [NULL] FL ST. PETERSBURG 33716 Aug 30 2012 1:00PM N-PX 811-02319 0000038188 FORT DEARBORN INCOME SECURITIES INC C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA 1 NORTH WACKER DRIVE IL CHICAGO 60606 Aug 29 2012 2:34PM N-Q 811-02328 0000102426 BOULDER GROWTH & INCOME FUND 2344 SPRUCE STREET SUITE A CO BOULDER 80302 Aug 31 2012 5:12PM N-PX 811-02340 0000067813 MONTGOMERY STREET INCOME SECURITIES, INC 225 WEST WACKER DRIVE SUITE 1200 IL CHICAGO 60606 Sep 4 2012 1:12PM N-CSRS 811-02349 0000093284 MORGAN STANLEY INCOME SECURITIES INC 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Aug 29 2012 2:43PM N-Q 811-02351 0000075398 Western Asset Income Fund 100 INTERNATIONAL DRIVE [NULL] MD BALTIMORE 21202 Aug 24 2012 1:30PM N-PX 811-02363 0000033934 CORNERSTONE TOTAL RETURN FUND INC C/O ULTIMUS FUND SOLUTIONS, LLC 350 JERICHO TURNPIKE, SUITE 206 NY JERICHO 11753 Oct 17 2012 6:00AM N-2 811-02409 0000065433 MEXICO FUND INC 1775 EYE STREET NW [NULL] DC WASHINGTON 20006-2401 Oct 5 2012 3:13PM 8-K 811-02708 0000003906 ALLIED CAPITAL CORP 1919 PENNSYLVANIA AVENUE NW [NULL] DC WASHINGTON 20006 Sep 15 2010 1:04PM 15-15D 811-02736 0000216851 PETROLEUM & RESOURCES CORP SEVEN ST PAUL ST STE 1140 MD BALTIMORE 21202 Aug 16 2012 3:46PM NSAR-A 811-02957 0000313180 KEYCO BOND FUND INC 27777 FRANKLIN RD STE 1630 MI SOUTHFIELD 48034 Jul 25 2012 1:52PM N-PX 811-03056 0000316762 TRIDAN CORP 477 MADISON AVE 9TH FL NY NEW YORK 10022 Sep 27 2012 8:29AM N-Q 811-03150 0000351786 BMC FUND INC PO BOX 500 [NULL] NC LENOIR 28645 Sep 21 2012 9:40AM N-Q 811-03572 0000706685 TENN TOM VENTURE CORP 406 THIRD AVENUE NORTH [NULL] MS COLUMBUS 39701 [NULL] [NULL] 811-03669 0000715137 HUTTON INVESTMENT PARTNERSHIP II C/O HIPCO INC ONE BATTERY PARK PLAZA NY NEW YORK 10004 [NULL] [NULL] 811-03911 0000734373 HUTTON INVESTMENT PARTNERSHIP III ONE BATTERY PARK PLAZA [NULL] NY NEW YORK 10004 [NULL] [NULL] 811-03922-01 0000725492 PB-SB 1983 INVESTMENT PARTNERSHIP IA SEVEN WORLD TRADE CENTER [NULL] NY NEW YORK 10048 Mar 9 1993 8:00AM NSAR-B 811-03922-02 0000746413 PB-SB 1984 INVESTMENT PARTNERSHIP I ONE NEW YORK PLZ [NULL] NY NEW YORK 10004 Mar 9 1993 8:00AM NSAR-B 811-04058 0000748691 KOREA FUND INC ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT 1633 BROADWAY NY NEW YORK 10019 Sep 28 2012 4:44PM DEF 14A 811-04081 0000751018 RESTRICTED SECURITIES EXCHANGE FUND INC [NULL] [NULL] [NULL] [NULL] [NULL] [NULL] [NULL] 811-04115 0000753936 STAYVEST PENNY STOCK FUND INC LLOYDS BANK BLDG 14895 E 14TH ST STE 480 CA SAN LEANDRO 94578 [NULL] [NULL] 811-04173 0000759828 JOHN HANCOCK INVESTORS TRUST C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Sep 28 2012 1:54PM N-Q 811-04186 0000759866 JOHN HANCOCK INCOME SECURITIES TRUST C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Sep 28 2012 1:51PM N-Q 811-04289 0000751414 PARTNERS GROWTH FUND 1251 AVE OF THE AMERICAS [NULL] NY NEW YORK 10020 May 22 2007 10:25AM N-8F 811-04290 0000768213 PARTNERS DEFERRAL FUND 1251 AVE OF THE AMERICAS ROOM 804 NY NEW YORK 10020 May 22 2007 10:19AM N-8F 811-04438 0000779336 ABERDEEN AUSTRALIA EQUITY FUND INC 1735 MARKET STREET 32ND FLOOR PA PHILADELPHIA 19103 Sep 26 2012 11:07AM N-Q 811-04513 0000785653 PAINEWEBBER EXECUTIVE INVESTMENTS FUND LP 1285 AVE OF THE AMERICAS C/O PAINEWEBBER INC NY NEW YORK 10019 [NULL] [NULL] 811-04537 0000786035 LIBERTY ALL STAR GROWTH FUND INC. C/O ALPS FUND SERVICES, INC. P.O. BOX 328 CO DENVER 80201-0328 Oct 15 2012 11:14AM PRE 14A 811-04605 0000790202 FIRST OPPORTUNITY FUND INC 2344 SPRUCE STREET SUITE A CO BOULDER 80302 Aug 31 2012 5:28PM N-PX 811-04611 0000790500 ABERDEEN ASIA-PACIFIC INCOME FUND INC 1735 MARKET STREET 32ND FLOOR PA PHILADELPHIA 19103 Sep 26 2012 11:08AM N-Q 811-04632 0000791718 EUROPEAN EQUITY FUND, INC / MD 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Aug 28 2012 4:07PM NSAR-A 811-04656 0000793040 ELLSWORTH FUND LTD 65 MADISON AVENUE SUITE 550 NJ MORRISTOWN 7960 Aug 29 2012 8:01AM N-Q 811-04689 0000724816 VENTURE CAPITALISTS INC 1801 E 5TH ST STE 210 [NULL] NC CHARLOTTE 28204 [NULL] [NULL] 811-04700 0000794685 GABELLI EQUITY TRUST INC ONE CORP CENTER [NULL] NY RYE 10580 Oct 4 2012 4:19PM N-23C-2 811-04710 0000795618 ASIA PACIFIC FUND INC GATEWAY CENTER THREE, 4TH FLOOR 100 MULBERRY STREET NJ NEWARK 7102 Aug 27 2012 3:53PM N-Q 811-04739 0000812090 ZWEIG FUND INC /MD/ 100 MUNSON STREET [NULL] MA GREENFIELD 1301 Sep 6 2012 1:12PM N-CSRS 811-04809 0000799195 LIBERTY ALL STAR EQUITY FUND C/O ALPS FUND SERVICES, INC. P.O. BOX 328 CO DENVER 80201-0328 Oct 15 2012 11:16AM PRE 14A 811-04841 0000801961 MFS MUNICIPAL INCOME TRUST 500 BOYLSTON ST 15TH FLOOR MA BOSTON 2116 Sep 27 2012 11:06AM N-Q 811-04875 0000804116 ROYCE VALUE TRUST INC 745 FIFTH AVENUE [NULL] NY NEW YORK 10151 Oct 10 2012 1:55PM N-23C-2 811-04889 0000805267 H&Q HEALTHCARE INVESTORS 2 LIBERTY SQUARE 9TH FLOOR MA BOSTON 2109 Aug 31 2012 3:05PM N-PX 811-04893 0000804123 TAIWAN FUND INC TWO AVENUE DE LAFAYETTE PO BOX 5049 (02206-5049) MA BOSTON 2111 Sep 21 2012 9:45AM 8-K 811-04915 0000806628 DNP SELECT INCOME FUND INC PO BOX 32760 [NULL] KY LOUISVILLE 40232 Aug 27 2012 3:17PM N-CSRS/A 811-04975 0000809173 MFS MULTIMARKET INCOME TRUST 500 BOYLSTON ST 15TH FLOOR MA BOSTON 2116 Sep 26 2012 10:37AM N-Q 811-04980 0000809559 TCW STRATEGIC INCOME FUND INC 865 S FIGUEROA ST STE 1800 [NULL] CA LOS ANGELES 90071 Oct 11 2012 4:43PM DEFA14A 811-04985 0000809708 TEMPLETON EMERGING MARKETS FUND 300 S.E. 2ND STREET [NULL] FL FORT LAUDERDALE 33301-1923 Aug 28 2012 9:37AM N-PX 811-04992 0000809844 MFS HIGH YIELD MUNICIPAL TRUST 500 BOYLSTON ST 20TH FL LEGAL DEPT. MA BOSTON 2116 Aug 28 2012 1:32PM N-PX 811-05012 0000810766 CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC ONE MADISON AVENUE [NULL] NY NEW YORK 10010 Sep 4 2012 9:12AM N-CSRS 811-05056 0000811305 FREEDOM INVESTMENT TRUST /MA/ ONE BEACON ST [NULL] MA BOSTON 2108 Sep 10 1997 8:00AM APP WD 811-05078 0000811922 MFS GOVERNMENT MARKETS INCOME TRUST 500 BOYLSTON ST 15TH FLOOR MA BOSTON 2116 Aug 28 2012 1:47PM N-PX 811-05082 0000811797 MALAYSIA FUND INC C/O MUTUAL FUNDS SERVICE CO P O BOX 2798 MA BOSTON 02208-2798 Sep 10 2012 1:16PM N-CSRS 811-05120 0000812801 NUVEEN MUNICIPAL VALUE FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 3:55PM N-Q 811-05128 0000813623 SWISS HELVETIA FUND, INC. 1270 AVENUE OF THE AMERICAS SUITE 400 NY NEW YORK 10111-0001 Aug 30 2012 10:07AM N-CSRS 811-05133 0000810943 PUTNAM HIGH INCOME SECURITIES FUND ONE POST OFFICE SQ MAILSTOP A 14 MA BOSTON 2109 Aug 8 2012 2:54PM N-PX 811-05137 0000813715 STRATEGY PORTFOLIO L P TWO WORLD TRADE CNTR 106TH FLR C/O SHEARSON LEHMAN INVESTMENT STRATEGY NY NEW YORK 10048 [NULL] [NULL] 811-05150 0000814083 CORNERSTONE STRATEGIC VALUE FUND INC ULTIMUS FUND SOLUTIONS, LLC 350 JERICHO TURNPIKE, SUITE 206 NY JERICHO 11753 Oct 17 2012 6:00AM N-2 811-05207 0000816754 ALLIANCEBERNSTEIN INCOME FUND INC ALLIANCEBERNSTEIN L P 1345 AVENUE OF THE AMERICAS NY NEW YORK 10105 Aug 30 2012 10:52AM N-CSRS 811-05235 0000818851 NUVEEN CALIFORNIA MUNICIPAL VALUE FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:44PM DEF 14A 811-05238 0000818850 NUVEEN NEW YORK MUNICIPAL VALUE FUND INC 333 W WACKER DR 32ND FL IL CHICAGO 60606 Aug 29 2012 1:39PM N-Q 811-05284 0000820239 VKM CALIFORNIA MUNICIPAL TRUST 1001 WARRENVILLE RD [NULL] IL LISLE 60532 [NULL] [NULL] 811-05291 0000820300 COLLEGE & UNIVERSITY FACILITY LOAN TRUST ONE C/O US BANK CORP TRUST DEPT ONE FEDERAL ST MA BOSTON 2110 Aug 29 2012 8:52AM N-PX 811-05348 0000822794 THAI FUND, INC. 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Sep 10 2012 1:15PM N-CSRS 811-05379 0000825202 ROYCE FOCUS TRUST INC C/O ROYCE & ASSOCIATES, LLC 745 FIFTH AVENUE NY NEW YORK 10151 Oct 10 2012 2:12PM N-23C-2 811-05399 0000825345 NEW AMERICA HIGH INCOME FUND INC 33 BROAD STREET [NULL] MA BOSTON 2109 Oct 10 2012 4:03PM N-23C-2 811-05410 0000826020 ING PRIME RATE TRUST ING PRIME RATE TRUST 7337 E. DOUBLETREE RANCH ROAD, STE 100 AZ SCOTTSDALE 85258 Oct 4 2012 10:57AM 40-17G 811-05440 0000826735 MFS INTERMEDIATE INCOME TRUST 500 BOYLSTON ST 15TH FL MA BOSTON 2116 Sep 27 2012 10:56AM N-Q 811-05452 0000827773 PUTNAM PREMIER INCOME TRUST ONE POST OFFICE SQ [NULL] MA BOSTON 2109 Sep 28 2012 9:59AM N-CSR 811-05459 0000828803 TEMPLETON GLOBAL INCOME FUND 300 S.E. 2ND STREET [NULL] FL FORT LAUDERDALE 33301-1923 Aug 28 2012 10:04AM N-PX 811-05482 0000830160 DWS HIGH INCOME TRUST 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Aug 27 2012 11:08AM N-PX 811-05488 0000830271 NUVEEN MUNICIPAL INCOME FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 3:56PM N-Q 811-05495 0000830474 BLACKROCK HIGH INCOME SHARES 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 10:12AM N-PX 811-05497 0000830487 WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Sep 26 2012 10:17AM N-Q 811-05498 0000830622 PUTNAM MASTER INTERMEDIATE INCOME TRUST ONE POST OFFICE SQ [NULL] MA BOSTON 2109 Aug 28 2012 12:52PM N-Q 811-05506 0000830977 COLLEGE & UNIVERSITY FACILITY LOAN TRUST TWO C/O US BANK CORP TRUST DEPT ONE FEDERAL ST MA BOSTON 2105 Aug 29 2012 8:53AM N-PX 811-05531 0000831655 BABSON CAPITAL PARTICIPATION INVESTORS 1500 MAIN STREET SUITE 600 MA SPRINGFIELD 1115 Sep 5 2012 10:40AM N-CSRS 811-05542 0000832327 BLACKROCK INCOME TRUST INC. 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Aug 28 2012 10:14AM N-PX 811-05567 0000833021 MFS INTERMEDIATE HIGH INCOME FUND 500 BOYLSTON ST 20TH FL LEGAL DEPT. MA BOSTON 2116 Aug 28 2012 1:10PM N-PX 811-05569 0000833040 FRANKLIN UNIVERSAL TRUST ONE FRANKLIN PARKWAY [NULL] CA SAN MATEO 94403-1906 Aug 28 2012 9:52AM N-PX 811-05570 0000833251 NUVEEN PREMIUM INCOME MUNICIPAL FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 3:56PM N-Q 811-05597 0000835333 Invesco Municipal Income Opportunities Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 10:38AM N-PX 811-05611 0000835948 BLACKROCK MUNIVEST FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 10:23AM N-PX 811-05620 0000836412 ZWEIG TOTAL RETURN FUND INC 100 MUNSON STREET [NULL] MA GREENFIELD 1301 Sep 6 2012 1:14PM N-CSRS 811-05639 0000837951 PACHOLDER HIGH YIELD FUND INC 270 PARK AVENUE [NULL] NY NEW YORK 10017 Sep 7 2012 10:45AM N-CSRS 811-05642 0000838131 AMERICAN INCOME FUND INC /VA 800 NICOLLET MALL BC- MN-H04N MN MINNEAPOLIS 55402-3804 Aug 16 2012 10:44AM N-PX 811-05652 0000839122 DREYFUS MUNICIPAL INCOME INC 200 PARK AVENUE THE DREYFUS CORPORATION NY NEW YORK 10166 Aug 27 2012 1:08PM N-Q 811-05655 0000839533 DWS MUNICIPAL INCOME TRUST 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Aug 27 2012 11:16AM N-PX 811-05688 0000842891 Invesco Municipal Premium Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-05689 0000842905 DWS MULTI-MARKET INCOME TRUST 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Aug 27 2012 11:15AM N-PX 811-05715 0000845611 GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC ONE CORPORATE CENTER [NULL] NY RYE 10580 Sep 7 2012 12:49PM N-CSRS 811-05725 0000850213 PRUDENTIAL BACHE CAPITAL PARTNERS II L P ONE SEAPORT PLAZA [NULL] NY NEW YORK 10292 [NULL] [NULL] 811-05726 0000815936 PRUDENTIAL BACHE CAPITAL PARTNERS I LP ONE SEAPORT PLZ [NULL] NY NEW YORK 10292 [NULL] [NULL] 811-05734 0000852954 DIAMOND HILL FINANCIAL TRENDS FUND, INC C/O DIAMOND HILL CAPITAL MANAGEMENT, INC 325 JOHN H MCCONNELL BLVD, SUITE 200 OH COLUMBUS 43215 Oct 3 2012 10:41AM DEF 14A 811-05739 0000844172 BLACKROCK MUNIENHANCED FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:04PM N-Q 811-05740 0000844790 PUTNAM MANAGED MUNICIPAL INCOME TRUST ONE POST OFFICE SQ MAILSTOP A14 MA BOSTON 2109 Sep 28 2012 10:21AM N-Q 811-05749 0000845379 CHINA FUND INC TWO AVENUE DE LAFAYETTE PO BOX 5049 (02206-5049) MA BOSTON 2111 Oct 3 2012 12:16PM 8-K 811-05754 0000845606 MFS HIGH INCOME MUNICIPAL TRUST 500 BOYLSTON ST [NULL] MA BOSTON 2116 Aug 28 2012 1:40PM N-PX 811-05761 0000846470 STEINHARDT FUND INC 605 THIRD AVE [NULL] NY NEW YORK 10158 [NULL] [NULL] 811-05767 0000846596 DWS STRATEGIC MUNICIPAL INCOME TRUST 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Aug 27 2012 11:20AM N-PX 811-05769 0000846671 Invesco Van Kampen High Income Trust II VAN KAMPEN INVESTMENTS INC. 522 FIFTH AVENUE NY NEW YORK 10036 Aug 24 2012 11:31AM N-PX 811-05770 0000846676 ABERDEEN CHILE FUND, INC. C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET - 32ND FLOOR PA PHILADELPHIA 19103 Oct 5 2012 4:20PM 40-17G 811-05785 0000847411 MFS INVESTMENT GRADE MUNICIPAL TRUST 500 BOYLSTON ST 20TH FL LEGAL DEPT MA BOSTON 2116 Aug 28 2012 12:54PM N-PX 811-05793 0000847593 Invesco Municipal Income Opportunities Trust II 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 10:40AM N-PX 811-05807 0000850027 EAGLE CAPITAL GROWTH FUND, INC. 205 E. WISCONSIN AVE., SUITE 120 [NULL] WI MILWAUKEE 53202 Oct 4 2012 6:00AM N-Q 811-05809 0000849998 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 333 W WACKER DR JOHN NUVEEN & CO INC IL CHICAGO 60606 Sep 28 2012 3:57PM N-Q 811-05820 0000851169 HELIOS TOTAL RETURN FUND INC THREE WORLD FINANCIAL CENTER 200 VESEY STREET, 10TH FLOOR NY NEW YORK 10281-1010 Sep 14 2012 5:10PM 497 811-05822 0000851170 MFS CHARTER INCOME TRUST 500 BOYLSTON ST 15TH FLOOR MA BOSTON 2116 Aug 28 2012 1:55PM N-PX 811-05845 0000853180 Invesco Van Kampen Senior Loan Fund 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-05851 0000853770 MFS INTERMARKET INCOME TRUST I 500 BOYLSTON ST 20TH FL LEGAL DEPT. MA BOSTON 2116 Aug 28 2012 1:18PM N-PX 811-05877 0000855887 DREYFUS STRATEGIC MUNICIPAL BOND FUND INC THE DREYFUS CORPORATION 200 PARK AVENUE NY NEW YORK 10166 Jul 31 2012 12:27PM N-CSRS 811-05898 0000854904 Invesco Prime Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:07AM N-PX 811-05901 0000855048 PUTNAM INVESTMENT GRADE MUNICIPAL TRUST ONE POST OFFICE SQUARE [NULL] MA BOSTON 2109 Aug 8 2012 2:55PM N-PX 811-05908 0000855886 JOHN HANCOCK PREMIUM DIVIDEND FUND C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Sep 28 2012 1:54PM N-Q 811-05912 0000856128 MFS SPECIAL VALUE TRUST 500 BOYLSTON ST 15TH FLOOR MA BOSTON 2110 Sep 26 2012 10:44AM N-Q 811-05921 0000856218 TURKISH INVESTMENT FUND, INC. 73 TREMONT STREET 8TH FLOOR MA BOSTON 02108-3913 Sep 28 2012 12:23PM N-Q 811-05930 0000856227 NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:45PM DEF 14A 811-05931 0000856226 NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Aug 29 2012 1:39PM N-Q 811-05957 0000857361 NUVEEN MUNICIPAL ADVANTAGE FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 3:58PM N-Q 811-05983 0000858706 NEW GERMANY FUND INC 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Aug 28 2012 4:09PM NSAR-A 811-05984 0000858707 NEW IRELAND FUND INC C/O BNY MELLON ASSET SERVICING ONE BOSTON PLACE, 34TH FLOOR MA BOSTON 2109 Sep 19 2012 10:42AM N-Q 811-05992 0000859796 JAPAN SMALLER CAPITALIZATION FUND INC 2 WORLD FINANCIAL CENTER BUILDING B, 22ND FLOOR NY NEW YORK 10281-1712 Oct 12 2012 4:32PM DEF 14A 811-06024 0000859120 ABERDEEN INDONESIA FUND, INC. ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET PA PHILADELPHIA 19103 Oct 5 2012 4:20PM 40-17G 811-06027 0000859765 KAVILCO INC/WA/ ONE UNION SQUARE SUITE 3010 WA SEATTLE 98101 Oct 5 2012 5:10PM DEF 14A 811-06038 0000860127 DRESDNER RCM INVESTMENT FUNDS INC FOUR EMBARCADERO CENTER [NULL] CA SAN FRANCISCO 94111 May 23 2001 1:15PM 40-17F2 811-06040 0000860188 NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 3:58PM N-Q 811-06041 0000860489 CENTRAL EUROPE & RUSSIA FUND, INC. 345 PARK AVENUE [NULL] NY NEW YORK 10154 Sep 27 2012 2:46PM N-Q 811-06052 0000861069 Invesco Municipal Income Opportunities Trust III 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 10:51AM N-PX 811-06053 0000861185 Invesco Value Municipal Bond Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-06062 0000861865 THAI CAPITAL FUND INC ONE EVERTRUST PLAZA- 9TH FL DAIWA SECURITIES TRUST CO NJ JERSEY CITY 07302-3051 Aug 29 2012 3:00PM N-CSRS 811-06081 0000862313 NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:43PM DEF 14A 811-06091 0000862716 NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 3:59PM N-Q 811-06094 0000862599 ABERDEEN LATIN AMERICA EQUITY FUND, INC. C/O ABREDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET - 32ND FLOOR PA PHILADELPHIA 19103 Oct 5 2012 4:20PM 40-17G 811-06111 0000863900 MEXICO EQUITY & INCOME FUND INC U.S. BANCORP FUND SERVICES, LLC 615 EAST MICHIGAN STREET, LC-2 WI MILWAUKEE 53202 Oct 9 2012 9:50AM N-CSR 811-06115 0000864415 SINGAPORE FUND INC/MD/ ONE EVERTRUST PLAZA C/O DAIWA SECURITIES TRUST CO NJ JERSEY CITY 7302 Sep 14 2012 8:37AM N-Q 811-06120 0000865277 ABERDEEN ISRAEL FUND, INC. ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET - 32ND FLOOR PA PHILADELPHIA 19103 Oct 5 2012 4:20PM 40-17G 811-06142 0000866095 JAPAN EQUITY FUND INC ONE EVERTRUST PLAZA C/O DAIWA SECURITIES TRUST CO NJ JERSEY CITY 7302 Aug 30 2012 4:19PM N-PX 811-06177 0000868440 NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:41PM DEF 14A 811-06178 0000868449 NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Oct 12 2012 5:26PM PRE 14A 811-06179 0000868578 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC 301 E COLORADO BLVD STE 720 C/O FLAHERTY & CRUMRINE INC CA PASADENA 91101 Jul 30 2012 12:44PM N-CSRS 811-06206 0000869405 NUVEEN QUALITY MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 3:59PM N-Q 811-06240 0000872064 NUVEEN SELECT QUALITY MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 4:00PM N-Q 811-06264 0000870778 NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC 333 W WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:30PM DEF 14A 811-06265 0000870780 NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND INC 333 W WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:33PM DEF 14A 811-06270 0000873388 POLAND FUND INC /NEW/ 1345 AVENUE OF THE AMERICAS [NULL] NY NEW YORK 10105 [NULL] [NULL] 811-06294 0000874142 NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:47PM DEF 14A 811-06295 0000874143 NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 12 2012 5:27PM PRE 14A 811-06300 0000874304 MONOGENESIS CORP 88 WALKER CREEK RD [NULL] WV WALKER 26180 Apr 15 2008 3:21PM NSAR-B 811-06303 0000874506 NUVEEN QUALITY INCOME MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 4:00PM N-Q 811-06342 0000876717 ABERDEEN GLOBAL INCOME FUND INC 1735 MARKET STREET 32ND FLOOR PA PHILADELPHIA 19103 Sep 26 2012 11:09AM N-Q 811-06346 0000876982 Invesco Quality Municipal Investment Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-06362 0000877463 Invesco Van Kampen Municipal Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-06364 0000877649 Invesco Van Kampen Ohio Quality Municipal Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 15 2012 3:18PM 25 811-06379 0000878242 NUVEEN MUNICIPAL OPPORTUNITY FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 4:01PM N-Q 811-06383 0000878198 NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 20 2012 3:56PM DEF 14A 811-06384 0000878201 NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND 333 W WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:34PM DEF 14A 811-06385 0000878200 NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 5 2012 12:56PM 497 811-06403 0000878929 MORGAN STANLEY EMERGING MARKETS FUND INC 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Sep 10 2012 1:17PM N-CSRS 811-06404 0000878930 AMERICAN STRATEGIC INCOME PORTFOLIO INC 800 NICOLLET MALL BC- MN-H04N MN MINNEAPOLIS 55402 Aug 16 2012 10:29AM N-PX 811-06414 0000879361 BLACKROCK MUNIYIELD FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:08PM N-Q 811-06416 0000879535 DTF TAX-FREE INCOME INC 200 SOUTH WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 19 2012 10:20AM N-Q 811-06424 0000879819 NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 12 2012 5:25PM PRE 14A 811-06425 0000879826 NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:46PM DEF 14A 811-06434 0000880161 Invesco Value Municipal Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-06443 0000880280 BLACKROCK INCOME OPPORTUNITY TRUST INC. 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT NY WILMINGTON 19809 Aug 28 2012 10:59AM N-PX 811-06445 0000880406 HERZFELD CARIBBEAN BASIN FUND INC 119 WASHINGTON AVENUE, SUITE 504 [NULL] FL MIAMI BEACH 33139 Aug 29 2012 4:13PM NSAR-B 811-06446 0000880408 CUBA FUND INC 10750 SW 98 CT C/O THOMAS J. HERZFELD FL MIAMI 33176 Apr 7 2009 2:31PM N-2/A 811-06456 0000880845 NUVEEN PREMIER MUNICIPAL INCOME FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 4:02PM N-Q 811-06457 0000880843 NUVEEN PREMIER MUNICIPAL OPPORTUNITY FUND INC 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 4:02PM N-Q 811-06460 0000880851 SELIGMAN MICHIGAN QUALITY MUNICIPAL FUND INC 100 PARK AVE [NULL] NY NEW YORK 10017 [NULL] [NULL] 811-06461 0000880850 SELIGMAN OHIO QUALITY MUNICIPAL FUND INC 100 PARK AVE [NULL] NY NEW YORK 10006 [NULL] [NULL] 811-06462 0000880849 SELIGMAN INTERMEDIATE MUNICIPAL FUND INC 100 PARK AVE [NULL] NY NEW YORK 10017 [NULL] [NULL] 811-06471 0000880892 Invesco Van Kampen Trust for Investment Grade Municipals 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:59AM N-PX 811-06472 0000880893 Invesco Van Kampen Trust for Value Municipals 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 15 2012 3:10PM 25 811-06475 0000880943 STRATEGIC GLOBAL INCOME FUND INC C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA 12TH FLOOR 1285 AVENUE OF THE AMERICAS NY NEW YORK 10019 Aug 21 2012 11:20AM N-PX 811-06478 0000880966 VENEZUELA FUND INC 1345 AVE OF THE AMERICAS [NULL] NY NEW YORK 10105 [NULL] [NULL] 811-06495 0000882071 Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC 301 E COLORADO BLVD STE 720 C/O FLAHERTY & CRUMRINE INC CA PASADENA 91101 Jul 30 2012 12:40PM N-CSRS 811-06499 0000882152 BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:29PM NSAR-B/A 811-06500 0000882150 BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:47PM NSAR-B/A 811-06501 0000882151 BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:43PM NSAR-B/A 811-06502 0000882153 BLACKROCK MUNIYIELD INVESTMENT FUND 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:34PM NSAR-B/A 811-06506 0000882300 WESTERN ASSET INTERMEDIATE MUNI FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:00PM N-PX 811-06536 0000883269 Invesco Van Kampen Trust for Investment Grade New Jersey Municipals 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 15 2012 3:16PM 25 811-06537 0000883265 Invesco Van Kampen Trust for Investment Grade New York Municipals 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:59AM N-PX 811-06540 0000883412 BLACKROCK MUNIYIELD QUALITY FUND III, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:11PM NSAR-B/A 811-06544 0000883574 SENIORS POOLED RETIREMENT FUND 3422 OLD CAPITAL TRAIL [NULL] DE WILMINGTON 19808-6192 Mar 13 1996 8:00AM 497 811-06548 0000883618 NUVEEN SELECT TAX FREE INCOME PORTFOLIO 333 W WACKER DR [NULL] IL CHICAGO 60606 Aug 29 2012 1:42PM N-Q 811-06565 0000884121 H&Q LIFE SCIENCES INVESTORS 2 LIBERTY SQUARE 9TH FLOOR MA BOSTON 2109 Aug 31 2012 3:06PM N-PX 811-06567 0000884152 Invesco Van Kampen Municipal Opportunity Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-06570 0000884216 BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:38PM NSAR-B/A 811-06574 0000884461 LATIN AMERICAN DISCOVERY FUND, INC. 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Sep 10 2012 1:17PM N-CSRS 811-06588 0000884988 SHORT TERM APPRECIATION & INCOME RETURN TRUST 101 BARCLAY ST 21ST FLR WEST NY NEW YORK 10286 Apr 24 1996 8:00AM RW 811-06590 0000885601 Invesco Value Municipal Income Trust C/O MORGAN STANLEY TRUST HARBORSIDE FINANCIAL CENTER, PLAZA TWO NJ JERSEY CITY 7311 Oct 11 2012 6:00AM N-8A/A 811-06591 0000885125 Invesco Quality Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-06619 0000885712 NUVEEN NEW YORK PREMIUM INCOME MUNICIPAL FUND INC NUVEEN INVESTMENTS 333 W WACKER DR IL CHICAGO 60606 Oct 12 2012 5:24PM PRE 14A 811-06620 0000885711 NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 May 7 2012 1:54PM N-CSR 811-06621 0000885734 NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 4:03PM N-Q 811-06622 0000885733 NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2 333 W WACKER DR [NULL] IL CHICAGO 60606 Aug 29 2012 1:42PM N-Q 811-06623 0000885732 NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO 333 W WACKER DR [NULL] IL CHICAGO 60606 Aug 29 2012 1:40PM N-Q 811-06624 0000885731 NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO 333 W WACKER DR [NULL] IL CHICAGO 60606 Aug 29 2012 1:40PM N-Q 811-06629 0000886043 WESTERN ASSET MANAGED MUNICIPALS FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 27 2012 1:12PM DEF 14A 811-06640 0000886984 AMERICAN STRATEGIC INCOME PORTFOLIO INC II 800 NICOLLET MALL BC- MN-H04N MN MINNEAPOLIS 55402 Aug 16 2012 10:22AM N-PX 811-06659 0000887398 PUTNAM TAX FREE HEALTH CARE FUND ONE POST OFFICE SQUARE [NULL] MA BOSTON 2109 Aug 8 2012 2:57PM N-PX 811-06660 0000887394 BLACKROCK MUNIYIELD QUALITY FUND II, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:05PM N-Q 811-06660 0000890196 BLACKROCK MUNIYIELD QUALITY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:06PM N-Q 811-06671 0000887590 DWS GLOBAL HIGH INCOME FUND, INC. 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Sep 27 2012 2:52PM N-Q 811-06674 0000887546 GREATER CHINA FUND INC GATEWAY CENTER THREE 100 MULBERRY STREET NJ NEWARK 7102 Sep 28 2012 5:24PM DEFA14A 811-06686 0000888137 JF CHINA REGION FUND INC 100 E PRATT ST [NULL] MD BALTIMORE 21202 Sep 7 2012 1:10PM N-CSRS 811-06692 0000888410 BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:06PM NSAR-B/A 811-06693 0000888411 NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3 333 W WACKER DR [NULL] IL CHICAGO 60606 Aug 29 2012 1:41PM N-Q 811-06708 0000824076 PARTNERS INCOME FUND C/O MCKINSEY & CO INC PARK AVE PLZ 55 E 52ND ST NY NEW YORK 10022 Apr 2 2007 6:00AM 40-6B/A 811-07056 0000890119 NUVEEN SELECT MATURITIES MUNICIPAL FUND 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 29 2012 1:43PM N-Q 811-07066 0000890340 WESTERN ASSET EMERGING MARKETS INCOME FUND INC. CITIGROUP ASSET MANAGEMENT 125 BROAD STREET, 10TH FLOOR NY NEW YORK 10004 Aug 13 2009 11:10AM N-PX 811-07080 0000890393 BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. 800 SCUDDERS MILL RD [NULL] NJ PLAINSBORO 8536 Oct 9 2012 5:06PM NSAR-B/A 811-07083 0000911308 BLACKROCK MUNIYIELD ARIZONA FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:24PM NSAR-B/A 811-07088 0000890515 Invesco Van Kampen Massachusetts Value Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 15 2012 3:19PM 25 811-07109 0000913345 Invesco Value Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-07111 0000913342 Invesco California Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 10:26AM N-PX 811-07116 0000890897 NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 20 2012 3:59PM DEF 14A 811-07118 0000890898 NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:31PM DEF 14A 811-07136 0000891038 BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 4:56PM NSAR-B/A 811-07138 0000891037 BLACKROCK MUNIYIELD NEW JERSEY QUALITY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 3 2012 2:42PM N-CSR 811-07154 0000891290 COHEN & STEERS TOTAL RETURN REALTY FUND INC 280 PARK AVENUE 10TH FLOOR NY NEW YORK 10017 Sep 4 2012 3:35PM N-CSRS 811-07156 0000891188 BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 3 2012 2:41PM N-CSR 811-07162 0000891760 WESTERN ASSET HIGH INCOME FUND INC. LEGG MASON 620 EIGHTH AVENUE, 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 12:57PM N-PX 811-07199 0000926504 GREENWICH STREET NEW YORK MUNICIPAL FUND INC C/O SMITH BARNEY INC TWO WORLD TRADE CENTER 100TH FL NY NEW YORK 10048 Aug 5 1994 8:00AM N-2/A 811-07201 0000926505 GREENWICH STREET CALIFORNIA MUNICIPAL FUND INC 125 BROAD STREET 10TH FLOOR, MF-2 NY NEW YORK 10004 Apr 29 2002 12:43PM NSAR-A 811-07278 0000892992 NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 5 2012 12:55PM 497 811-07297 0000945765 PERU FUND INC C/O DEUTSCHE ASSET MANAGEMENT ONE BEACON STREET MA BOSTON 2108 May 21 2012 3:57PM N-8F 811-07344 0000894146 Invesco California Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 10:18AM N-PX 811-07354 0000894242 BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC. 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 25 2012 3:46PM N-Q 811-07358 0000894239 DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC 200 SOUTH WACKER DRIVE SUITE 500 IL CHICAGO 60606 Aug 23 2012 1:52PM NSAR-A 811-07362 0000894351 WESTERN ASSET MUNICIPAL PARTNERS FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:04PM N-PX 811-07390 0000895422 BOULDER TOTAL RETURN FUND INC 2344 SPRUCE STREET SUITE A CO BOULDER 80302 Aug 31 2012 5:21PM N-PX 811-07396 0000895523 WESTERN ASSET MANAGED HIGH INCOME FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:01PM N-PX 811-07398 0000895528 Invesco Van Kampen Pennsylvania Value Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:52AM N-PX 811-07404 0000895531 Invesco Van Kampen California Value Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:27AM N-PX 811-07410 0000895574 Delaware Investments National Municipal Income Fund ONE COMMERCE SQUARE 2005 MARKET STREET PA PHILADELPHIA 19103 Aug 30 2012 11:27AM N-PX 811-07412 0000895577 DELAWARE INVESTMENTS ARIZONA MUNICIPAL INCOME FUND, INC ONE COMMERCE SQUARE 2005 MARKET STREET PA PHILADELPHIA 19103 Nov 29 2011 5:30PM NSAR-A 811-07420 0000895658 DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC ONE COMMERCE SQUARE 2005 MARKET STREET PA PHILADELPHIA 19103 Aug 30 2012 11:27AM N-PX 811-07432 0000896061 NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC 333 W WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 4:05PM N-Q 811-07444 0000896161 AMERICAN STRATEGIC INCOME PORTFOLIO INC III 800 NICOLLET MALL BC- MN-H04N MN MINNEAPOLIS 55402 Aug 16 2012 10:32AM N-PX 811-07456 0000896665 BLACKROCK SENIOR HIGH INCOME FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 11:57AM N-PX 811-07460 0000896923 DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC ONE COMMERCE SQUARE 2005 MARKET STREET PA PHILADELPHIA 19103 Aug 30 2012 11:27AM N-PX 811-07478 0000897269 BLACKROCK MUNIVEST FUND II, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:07PM N-Q 811-07482 0000897427 NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:33PM DEF 14A 811-07484 0000897419 NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:29PM DEF 14A 811-07486 0000897424 NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:49PM DEF 14A 811-07490 0000897421 NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:35PM DEF 14A 811-07492 0000897422 NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN 333 WEST WACKER DR [NULL] IL CHICAGO 60606 May 7 2012 1:55PM N-CSR 811-07524 0000897800 GREENWICH STREET MUNICIPAL FUND INC TWO WORLD TRADE CENTER [NULL] NY NEW YORK 10048 Mar 26 2004 6:00AM 40-17G 811-07528 0000897802 SPECIAL OPPORTUNITIES FUND, INC. C/O US BANCORP FUND SERVICES, LLC 615 EAST MICHIGAN AVENUE WI MILWAUKEE 53202 Sep 10 2012 3:08PM N-CSRS 811-07540 0000897996 GLOBAL HIGH INCOME FUND INC C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA 12TH FLOOR 1285 AVENUE OF THE AMERICAS NY NEW YORK 10019 Sep 28 2012 4:35PM N-Q 811-07560 0000898496 Invesco Quality Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 11 2012 6:00AM N-8A/A 811-07562 0000898659 Invesco New York Quality Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:01AM N-PX 811-07564 0000898618 Invesco California Quality Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 10:29AM N-PX 811-07606 0000899752 NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKAER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:47PM DEF 14A 811-07608 0000899761 NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:32PM DEF 14A 811-07614 0000899758 NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND 333 W WACKER DR [NULL] IL CHICAGO 60606 Aug 8 2012 12:46PM N-CSR 811-07616 0000899782 NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:29PM DEF 14A 811-07626 0000900422 PUTNAM MUNICIPAL OPPORTUNITIES TRUST ONE POST OFFICE SQUARE [NULL] MA BOSTON 2109 Sep 28 2012 10:21AM N-Q 811-07633 0001014743 THERMO OPPORTUNITY FUND INC 312 WALNUT ST 21ST FLOOR OH CINCINNATI 45202 Mar 5 2001 11:43AM NSAR-B 811-07634 0000900724 BLACKROCK CORPORATE HIGH YIELD FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 12:03PM N-PX 811-07642 0000901243 BLACKROCK MUNIASSETS FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:06PM N-Q 811-07660 0000901824 MASSACHUSETTS HEALTH & EDUCATION TAX EXEMPT TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 12:07PM N-PX 811-07666 0000902719 BLACKROCK INVESTMENT QUALITY MUNICIPAL INCOME TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Oct 10 2012 11:12AM N-8F/A 811-07670 0000902731 BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Oct 2 2012 7:22AM N-8F NTC 811-07672 0000902717 BLACKROCK NEW YORK INVESTMENT QUALITY MUNICIPAL TRUST INC 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Oct 2 2012 7:24AM N-8F NTC 811-07678 0000902750 AMERICAN MUNICIPAL INCOME PORTFOLIO INC 800 NICOLLET MALL BC- MN-H04N MN MINNEAPOLIS 55402-3804 Aug 16 2012 10:41AM N-PX 811-07680 0000902748 MINNESOTA MUNICIPAL INCOME PORTFOLIO INC 800 NICOLLET MALL BC- MN-H04N MN MINNEAPOLIS 55402-3804 Aug 16 2012 10:35AM N-PX 811-07686 0000902978 WESTERN ASSET EMERGING MARKETS INCOME FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 27 2012 12:38PM DEF 14A 811-07694 0000904112 MORGAN STANLEY EMERGING MARKETS DEBT FUND INC 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Sep 10 2012 1:18PM N-CSRS 811-07720 0000905000 NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:45PM DEF 14A 811-07732 0000906013 ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC 1345 AVE OF THE AMERICAS [NULL] NY NEW YORK 10105 Aug 30 2012 6:00AM N-PX 811-07740 0000906237 WESTERN ASSET 2008 WORLDWIDE DOLLAR GOVERNMENT TERM TRUST INC. CITIGROUP ASSET MANAGEMENT 125 BROAD STREET, 10TH FLOOR NY NEW YORK 10004 Aug 18 2009 3:00PM N-PX 811-07792 0000906959 NUVEEN PREMIUM INCOME MUNICIPAL OPPORTUNITY FUND 333 WEST WACKER DR [NULL] IL CHICAGO 60606 Sep 28 2012 4:09PM N-Q 811-07810 0000907573 Delaware Investments Colorado Municipal Income Fund, Inc. ONE COMMERCE SQUARE 2005 MARKET STREET PA PHILADELPHIA 19103 Aug 30 2012 11:27AM N-PX 811-07812 0000907608 WESTERN ASSET MUNICIPAL PARTNERS FUND II INC. CITIGROUP ASSET MANAGEMENT 125 BROAD STREET, 10TH FLOOR NY NEW YORK 10004 Aug 15 2008 3:29PM N-PX 811-07816 0000908187 PCM FUND, INC. 1633 BROADWAY [NULL] NY NEW YORK 10019 Aug 31 2012 4:49PM N-2 811-07838 0000908785 AMERICAN SELECT PORTFOLIO INC 800 NICOLLET MALL BC- MN-H04N MN MINNEAPOLIS 55402-3804 Aug 16 2012 10:38AM N-PX 811-07866 0000909112 TEMPLETON EMERGING MARKETS INCOME FUND 300 S.E. 2ND STREET [NULL] FL FORT LAUDERDALE 33301-1923 Aug 28 2012 11:13AM N-PX 811-07868 0000908993 Invesco Van Kampen Advantage Municipal Income Trust II 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:23AM N-PX 811-07920 0000910068 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 100018 Aug 24 2012 12:59PM N-PX 811-07994 0000911638 WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. LEGG MASON & CO, LLC 620 EIGHTH AVENUE, 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 12:55PM N-PX 811-08000 0000912022 Invesco Van Kampen Select Sector Municipal Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Oct 15 2012 3:13PM 25 811-08002 0000912023 KOREA EQUITY FUND INC 2 WORLD FINANCIAL CENTER BUILDING B, 22ND FLOOR NY NEW YORK 10038-4936 Sep 20 2012 2:17PM N-Q 811-08025 0001031235 GLOBAL INCOME FUND, INC. 11 HANOVER SQUARE [NULL] NY NEW YORK 10005 Sep 10 2012 4:53PM N-CSRS 811-08030 0000912147 ROYCE MICRO-CAP TRUST, INC /MD/ ROYCE MICRO-CAP TRUST, INC. 745 FIFTH AVENUE NY NEW YORK 10151 Oct 10 2012 2:02PM N-23C-2 811-08044 0000912734 Invesco High Yield Investments Fund, Inc. 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 10:31AM N-PX 811-08050 0000912729 ASIA TIGERS FUND INC C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET, 32ND FLOOR PA PHILADELPHIA 19103 Sep 27 2012 6:09AM N-Q 811-08063 0001034171 LEVCO ZERO COUPON PUT FUND I LP ONE ROCKEFELLER PLZ 25TH FL NY NEW YORK 10020 Jul 13 1999 11:39AM 40-8F-A 811-08076 0000913662 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND, INC. ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET - 32ND FLOOR PA PHILADELPHIA 19103 Oct 5 2012 4:21PM 40-17G 811-08081 0001034665 BLACKROCK MUNIHOLDINGS FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:05PM N-Q 811-08092 0000914035 WESTERN ASSET WORLDWIDE INCOME FUND INC. CITIGROUP ASSET MANAGEMENT 125 BROAD STREET, 10TH FLOOR NY NEW YORK 10004 Aug 24 2012 1:06PM N-PX 811-08215 0001038190 BLACKROCK MUNIHOLDINGS FUND II , INC 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:06PM N-Q 811-08216 0000916183 PIMCO STRATEGIC GLOBAL GOVERNMENT FUND INC 1633 BROADWAY [NULL] NY NEW YORK 10019 Oct 1 2012 2:29PM N-CSRS 811-08217 0001038186 BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 12:38PM N-PX 811-08238 0000916618 MORGAN STANLEY INDIA INVESTMENT FUND, INC. 522 FIFTH AVENUE 19TH FLOOR NY NEW YORK 10036 Sep 10 2012 1:16PM N-CSRS 811-08246 0000916713 DELAWARE INVESTMENTS GLOBAL DIVIDEND & INCOME FUND, INC ONE COMMERCE SQUARE 2005 MARKET STREET PA PHILADELPHIA 19103 Aug 30 2012 11:27AM N-PX 811-08266 0000917100 INDIA FUND INC C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET, 32ND FLOOR PA PHILADELPHIA 19103 Sep 5 2012 9:19AM N-CSRS 811-08338 0000918708 WESTERN ASSET EMERGING MARKETS FLOATING RATE FUND INC. CITIGROUP ASSET MANAGEMENT 125 BROAD STREET, 10TH FLOOR NY NEW YORK 10004 Aug 6 2010 11:44AM N-PX 811-08346 0000918686 MORGAN STANLEY EASTERN EUROPE FUND, INC. 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Sep 10 2012 1:16PM N-CSRS 811-08349 0001045126 BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 12:43PM N-PX 811-08382 0000919708 DWS STRATEGIC INCOME TRUST 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Aug 27 2012 11:20AM N-PX 811-08388 0000919808 MORGAN STANLEY ASIA-PACIFIC FUND, INC. MORGAN STANLEY ASIA-PACIFIC FUND, INC. 522 FIFTH AVENUE NY NEW YORK 10036 Sep 10 2012 1:17PM N-CSRS 811-08394 0000919893 TEMPLETON DRAGON FUND INC 300 S.E. 2ND STREET [NULL] FL FORT LAUDERDALE 33301-1923 Aug 30 2012 11:34AM N-CSRS 811-08463 0001046384 XYZ EXCHANGEABLE SECURITIES TRUST C/O PUGLISI & ASSOCIATES 850 LIBRARY AVE, SUITE 204 DE NEWARK 19711 Mar 11 1998 4:26PM N-2/A 811-08476 0000921671 GABELLI MULTIMEDIA TRUST INC. ONE CORPORATE CENTER [NULL] NY RYE 10580-1434 Sep 7 2012 12:48PM N-CSRS 811-08492 0000922577 PRINCIPLED EQUITY MARKET FUND C/O FL PUTNAM INVESTMENT MANAGEMENT 20 WILLIAM STREET MA WELLESLEY 2481 Aug 31 2012 10:57AM NSAR-A 811-08497 0001049549 BLACKROCK CORPORATE HIGH YIELD FUND III, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 12:46PM N-PX 811-08568 0000925683 JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Sep 28 2012 1:49PM N-Q 811-08573 0001051004 BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 9 2012 5:11PM NSAR-B/A 811-08603 0001051003 BLACKROCK DEBT STRATEGIES FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 12:52PM N-PX 811-08621 0001053988 BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 3 2012 2:41PM N-CSR 811-08637 0001054421 PACIFIC CORPORATE GROUP PRIVATE EQUITY FUND 1200 PROSPECT STREET, SUITE 200 [NULL] CA LA JOLLA 92037 Aug 31 2012 9:36AM N-30B-2 811-08703 0001057861 DREYFUS HIGH YIELD STRATEGIES FUND 200 PARK AVENUE, 8TH FLOOR THE DREYFUS CORPORATION NY NEW YORK 10166 Aug 23 2012 9:54AM N-Q 811-08707 0001058234 BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:07PM N-Q 811-08709 0001058239 WESTERN ASSET HIGH INCOME FUND II INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Sep 26 2012 10:13AM N-Q 811-08743 0001059386 Invesco Van Kampen Senior Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:47AM N-PX 811-08747 0001059213 DIVIDEND & INCOME FUND 11 HANOVER SQUARE [NULL] NY NEW YORK 10005 Sep 10 2012 4:51PM N-CSRS 811-08765 0001060392 MANAGED HIGH YIELD PLUS FUND INC C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA 12TH FLOOR 1285 AVENUE OF THE AMERICAS NY NEW YORK 10019 Aug 21 2012 11:19AM N-PX 811-08768 0000930008 GLOBAL TOTAL RETURN FUND INC C/O THE CORPORATION TRUST INC 32 SOUTH STREET MD BALTIMORE 21202 Mar 22 1999 8:00AM 40-APP 811-08777 0001061353 CREDIT SUISSE HIGH YIELD BOND FUND ONE MADISON AVENUE [NULL] NY NEW YORK 10010 Oct 16 2012 4:36PM N-2/A 811-08788 0000930828 TEMPLETON RUSSIA & EAST EUROPEAN FUND INC 300 S.E. 2ND STREET [NULL] FL FORT LAUDERDALE 33301-1923 Aug 28 2012 11:58AM N-PX 811-08795 0001062978 HELIOS HIGH YIELD FUND THREE WORLD FINANCIAL CENTER 200 VESEY STREET NY NEW YORK 10281-1010 Sep 4 2012 12:27PM N-CSR 811-08829 0001064269 SEVENTH AUTOMATIC COMMON EXCHANGE SECURITY TRUST C/O GOLDMAN SACHS & CO 85 BROAD STREET NY NEW YORK 10004 Aug 9 2012 3:05PM N-PX 811-08845 0001064014 ELK CAPITAL CORP 747 THIRD AVENUE 4TH FLOOR NY NEW YORK 10017 Jun 29 1998 3:38PM N-8A 811-08853 0001000240 ACCESS CAPITAL STRATEGIES COMMUNITY INVESTMENT FUND INC THE CORPORATION TRUST INC 32 SOUTH ST MD BALTIMORE 21202-3242 Jul 1 1998 5:23PM N-54C 811-08953 0001068200 HIGHLAND FLOATING RATE FUND TWO GALLERIA TOWER 13455 NOEL ROAD,SUITE 1300 TX DALLAS 75240 Oct 12 2012 1:57PM N-8F 811-08985 0001068963 LMP CORPORATE LOAN FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 27 2012 1:46PM N-Q 811-08991 0001068234 BLACKROCK HIGH YIELD TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Aug 28 2012 1:03PM N-PX 811-09013 0001070732 EATON VANCE SENIOR INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 28 2012 4:52PM N-2/A 811-09135 0001074769 NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND C/O JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Aug 29 2012 1:37PM N-Q 811-09138 0001004126 DECS TRUST C/O THE BANK OF NEW YORK 101 BARCLAY STREET, 8E NY NEW YORK 10286 Aug 22 2000 8:00AM 25 811-09141 0001074540 EATON VANCE MUNICIPAL INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-09143 0001074684 EATON VANCE NATIONAL MUNICIPAL INCOME TRUST THE EATON VANCE BUILDING 255 STATE STREET MA BOSTON 2109 Aug 24 2009 9:27AM N-PX 811-09145 0001074685 EATON VANCE NEW YORK MUNICIPAL INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-09147 0001074690 EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-09149 0001074686 EATON VANCE OHIO MUNICIPAL INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-09151 0001074687 EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-09153 0001074688 EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-09155 0001074691 EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-09157 0001074692 EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-09161 0001074952 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND C/O NUVEEN INVESTMENTS 333 W WACKER DRIVE IL CHICAGO 60606 Oct 16 2012 4:35PM DEF 14A 811-09164 0001037188 BCD HITS TRUST C/O PUGLISI & ASSOCIATES 850 LIBRARY AVE #204 DE NEWARK 19716 Aug 26 1999 11:52AM RW 811-09168 0001012617 BSC EMPLOYEE FUND LP 245 PARK AVE [NULL] NY NEW YORK 10167 Sep 2 2005 6:00AM 40-17G 811-09189 0001076322 ZAZOVE CONVERTIBLE SECURITIES FUND INC 1001 TAHOE BOULEVARD [NULL] NV INCLINE VILLAGE 89451 Aug 23 2012 12:13PM N-CSR 811-09191 0001071899 BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 3 2012 2:59PM N-CSR 811-09197 0001076768 TRUST ISSUED REQUIRED EQUITY EXCHANGE SECURITIES TRUST C/O WARBURG DILLON READ LLC 299 PARK AVENUE NY NEW YORK 10171 Mar 1 1999 1:11PM N-2/A 811-09205 0001076673 Advantage Advisers Xanthus Fund, L.L.C. 200 PARK AVENUE [NULL] NY NEW YORK 10016 Sep 5 2012 12:16PM N-CSRS 811-09243 0001080720 GABELLI UTILITY TRUST 1 CORPORATE CENTER [NULL] NY RYE 10580 Sep 7 2012 12:53PM N-CSRS 811-09261 0001068897 FOXBY CORP. 11 HANOVER SQUARE [NULL] NY NEW YORK 10005 Oct 9 2012 9:47AM DEFA14A 811-09297 0001083839 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO 333 W WACKER DR IL CHICAGO 60606 Sep 28 2012 4:05PM N-Q 811-09325 0001084206 METS TRUST C/O BT ALEX BROWN INC 1 SOUTH ST MD BALTIMORE 21202 Aug 19 1999 8:00AM 40-6C/A 811-09401 0001089094 BLACKROCK STRATEGIC MUNICIPAL TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 25 2012 3:47PM N-Q 811-09417 0001089821 BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 25 2012 3:46PM N-Q 811-09423 0001089822 MUTUAL FUND MASTER INVESTMENT TRUST 1 CHASE MANHATTAN PLAZA [NULL] NY NEW YORK 10081 Feb 28 2002 4:26PM NSAR-B 811-09425 0001089876 Advantage Advisers Whistler Fund, L.L.C. 200 PARK AVENUE [NULL] NY NEW YORK 10166 Aug 22 2012 1:14PM N-Q 811-09429 0001089917 TWELFTH AUTOMATIC COMMON EXCHANGE SECURITY TRUST C/O GOLDMAN SACHS & CO 85 BROAD STREET NY NEW YORK 10004 Aug 9 2012 3:07PM N-PX 811-09433 0001089915 MANDATORILY EXCHANGEABLE SECURITIES TRUST C/O GOLDMAN SACHS & CO 85 BROAD STREET NY NEW YORK 10004 Aug 9 2012 3:09PM N-PX 811-09449 0001090117 NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 May 7 2012 1:59PM N-CSR 811-09451 0001090120 NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Oct 16 2012 4:28PM DEF 14A 811-09453 0001087785 NUVEEN MICHIGAN DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO 333 W WACKER DR IL CHICAGO 60606 Aug 29 2012 6:55AM N-PX 811-09455 0001087786 NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO 333 W WACKER DR IL CHICAGO 60606 Oct 16 2012 4:30PM DEF 14A 811-09457 0001087787 NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO 333 W WACKER DR IL CHICAGO 60606 Oct 16 2012 4:32PM DEF 14A 811-09459 0001087783 NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO 333 W WACKER DR IL CHICAGO 60606 Aug 29 2012 6:50AM N-PX 811-09461 0001090121 NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Aug 8 2012 12:50PM N-CSR 811-09463 0001087788 NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO 333 W WACKER DR IL CHICAGO 60606 Aug 29 2012 6:54AM N-PX 811-09465 0001090118 NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Aug 8 2012 12:40PM N-CSR 811-09469 0001090122 NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Aug 29 2012 6:52AM N-PX 811-09471 0001090119 NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Aug 29 2012 6:51AM N-PX 811-09473 0001090123 NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND NUVEEN INVESTMENTS, INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Oct 12 2012 5:27PM PRE 14A 811-09475 0001090116 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND NUVEEN INVESTMENTS 333 WEST WACKER DRIVE IL CHICAGO 60606 Sep 28 2012 4:07PM N-Q 811-09537 0001092896 MFS CALIFORNIA MUNICIPAL FUND 500 BOYLSTON STREET 20TH FL LEGAL DEPT. MA BOSTON 2116 Aug 28 2012 2:02PM N-PX 811-09571 0001093428 NUVEEN SENIOR INCOME FUND JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Oct 16 2012 4:31PM DEF 14A 811-09583 0001094647 UBS EUCALYPTUS FUND LLC 1285 AVE OF THE AMERICAS [NULL] NY NEW YORK 10019 Sep 5 2012 3:26PM N-CSRS 811-09709 0001093062 HIGHLAND FLOATING RATE ADVANTAGE FUND TWO GALLERIA TOWER 13455 NOEL ROAD, SUITE 1300 TX DALLAS 75240 Oct 12 2012 1:55PM N-8F 811-09841 0001106258 UBS WILLOW FUND, L.L.C. 1285 AVENUE OF THE AMERICAS [NULL] NY NEW YORK 10018 Sep 5 2012 3:31PM N-CSRS 811-10005 0001114846 HANCOCK JOHN VENTURE TECHNOLOGY FUND 101 HUNTINGTON AVE [NULL] MA BOSTON 2199 Dec 5 2001 4:54PM RW 811-10083 0001119896 EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS MASTER FUND LLC US TRUST HEDGE FUND MANAGEMENT INC. 225 HIGH RIDGE ROAD CT STAMFORD 6905 Oct 15 2012 5:22PM N-14 8C 811-10113 0001123218 UBS JUNIPER CROSSOVER FUND LLC 1285 AVENUE OF THE AMERICAS [NULL] NY NEW YORK 10019 Sep 5 2012 2:58PM N-CSRS 811-10197 0001127706 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 C/O JOHN NUVEEN & CO INC 333 W. WACKER DR. IL CHICAGO 60606 Oct 16 2012 4:37PM DEF 14A 811-10223 0001124959 ING SENIOR INCOME FUND ING SENIOR INCOME FUND 7337 E. DOUBLETREE RANCH ROAD, STE 100 AZ SCOTTSDALE 85258 Oct 1 2012 6:00AM N-23C3A 811-10253 0001131063 NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 JOHN NUVEEN & CO 333 W WACKER DR IL CHICAGO 60606 Aug 29 2012 1:36PM N-Q 811-10255 0001131062 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 JOHN NUVEEN & CO 333 W WACKER DR IL CHICAGO 60606 Sep 28 2012 4:08PM N-Q 811-10331 0001137391 BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Oct 9 2012 5:01PM NSAR-B/A 811-10333 0001137392 BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Oct 3 2012 2:54PM N-CSR 811-10335 0001137440 BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Oct 9 2012 4:35PM NSAR-B/A 811-10337 0001137390 BLACKROCK NEW YORK MUNICIPAL INCOME TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Oct 9 2012 4:08PM NSAR-B/A 811-10339 0001137393 BLACKROCK MUNICIPAL INCOME TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 25 2012 3:44PM N-Q 811-10345 0001137887 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 28 2012 4:08PM N-Q 811-10347 0001137888 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:39PM DEF 14A 811-10349 0001137885 NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 29 2012 6:55AM N-PX 811-10351 0001097668 NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND JOHN NUVEEN & CO INC 333 WEST WACKER DRIVE IL CHICAGO 60606 Aug 8 2012 12:47PM N-CSR 811-10377 0001140392 PIMCO MUNICIPAL INCOME FUND 1633 BROADWAY [NULL] NY NEW YORK 10019 Sep 25 2012 4:58PM N-Q 811-10379 0001140411 PIMCO CALIFORNIA MUNICIPAL INCOME FUND 1633 BROADWAY [NULL] NY NEW YORK 10019 Sep 25 2012 4:18PM N-Q 811-10381 0001140410 PIMCO NEW YORK MUNICIPAL INCOME FUND 1633 BROADWAY [NULL] NY NEW YORK 10019 Sep 25 2012 4:20PM N-Q 811-10415 0001141766 LAZARD ALTERNATIVE STRATEGIES FUND, L.L.C. 30 ROCKEFELLER PLAZA [NULL] NY NEW YORK 10112 Aug 27 2012 2:06PM N-Q 811-10445 0001145728 NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 W. WACKER DR. [NULL] IL CHICAGO 60606 Aug 29 2012 6:56AM N-PX 811-10479 0001156202 O'Connor Fund of Funds: Event LLC C/O UBS ALT. & QUANTIT. INVESTMENTS LLC 677 WASHINGTON BOULEVARD CT STAMFORD 6901 Sep 5 2012 3:12PM N-CSRS 811-10481 0001157842 COHEN & STEERS QUALITY INCOME REALTY FUND INC 280 PARK AVENUE 10TH FLOOR NY NEW YORK 10017 Sep 4 2012 3:34PM N-CSRS 811-10491 0001158289 NUVEEN REAL ESTATE INCOME FUND 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:19PM N-CSRS 811-10499 0001159038 BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 4 2012 1:52PM N-CSRS 811-10501 0001159040 BLACKROCK MUNICIPAL 2018 TERM TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 4 2012 1:51PM N-CSRS 811-10503 0001159039 BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 4 2012 1:52PM N-CSRS 811-10521 0001160469 BLACKROCK CORPORATE HIGH YIELD FUND V, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:04PM N-PX 811-10523 0001158728 NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 29 2012 6:56AM N-PX 811-10525 0001158730 NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 8 2012 12:51PM N-CSR 811-10527 0001157957 O'Connor Fund of Funds: Equity Opportunity LLC C/O UBS ALT. & QUANTIT. INVESTMENTS LLC 677 WASHINGTON BOULEVARD CT STAMFORD 6901 Sep 5 2012 3:28PM N-CSRS 811-10543 0001160864 BLACKROCK CORE BOND TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Aug 28 2012 2:07PM N-PX 811-10549 0001158729 NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:33PM DEF 14A 811-10551 0001161070 NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:30PM DEF 14A 811-10553 0001161069 NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 29 2012 6:57AM N-PX 811-10555 0001160990 PIMCO CORPORATE & INCOME STRATEGY FUND 1633 BROADWAY [NULL] NY NEW YORK 10019 Sep 19 2012 2:59PM N-Q 811-10573 0001162027 ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND ALLIANCEBERNSTEIN LP 1345 AVENUE OF THE AMERICAS NY NEW YORK 10105 Sep 27 2012 5:19PM N-Q 811-10575 0001162028 ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND ALLIANCEBERNSTEIN LP 1345 AVE OF THE AMERICAS NY NEW YORK 10105 Sep 27 2012 5:20PM N-Q 811-10577 0001162030 ALLIANCE NEW YORK MUNICIPAL INCOME FUND ALLIANCEBERNSTEIN LP 1345 AVE OF THE AMERICAS NY NEW YORK 10105 Sep 27 2012 5:19PM N-Q 811-10593 0001161973 MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP ONE TOWER BRIDGE [NULL] PA WEST CONSHOHOCKEN 19428 Sep 7 2012 10:20AM N-CSRS 811-10603 0001163792 WESTERN ASSET PREMIER BOND FUND 385 EAST COLORADO BLVD [NULL] CA PASADENA 91101 Aug 24 2012 1:34PM N-PX 811-10623 0001164690 DECS TRUST IX C/O THE BANK OF NEW YORK 100 CHURCH ST. NY NEW YORK 10007 Feb 16 2005 6:00AM 25 811-10635 0001165216 BLACKROCK STRATEGIC BOND TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Aug 28 2012 2:18PM N-PX 811-10637 0001165383 NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 333 W. WACKER DR. [NULL] IL CHICAGO 60606 Aug 29 2012 6:58AM N-PX 811-21031 0001166203 ACP STRATEGIC OPPORTUNITIES FUND II LLC 150 N. RADNOR CHESTER RD. SUITE C-220 PA RADNOR 19087 Aug 17 2012 2:44PM NSAR-A 811-21033 0001166572 NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 W WACKER DR [NULL] IL CHICAGO 60606 Aug 8 2012 12:41PM N-CSR 811-21036 0001167467 BLACKROCK MUNICIPAL BOND TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:20PM N-PX 811-21037 0001167470 BLACKROCK NEW YORK MUNICIPAL BOND TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:22PM N-PX 811-21043 0001166258 PIONEER HIGH INCOME TRUST 60 STATE ST. 13TH FL. MA BOSTON 2109 Sep 18 2012 12:00PM DEFA14A 811-21050 0001169031 BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:31PM N-PX 811-21051 0001169029 BLACKROCK MARYLAND MUNICIPAL BOND TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:33PM N-PX 811-21053 0001169034 BLACKROCK VIRGINIA MUNICIPAL BOND TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Aug 28 2012 2:36PM N-PX 811-21054 0001169028 BLACKROCK MUNICIPAL BOND INVESTMENT TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:38PM N-PX 811-21058 0001169583 AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC CLIFFORD CHANCE ROGER & WELLS 200 PARK AVENUE NY NEW YORK 10166 Sep 28 2012 10:21AM 497AD 811-21059 0001169578 AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC CLIFFORD CHANCE ROGER & WELLS 200 PARK AVENUE NY NEW YORK 10166 Sep 28 2012 10:19AM 497AD 811-21061 0001169580 AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC CLIFFORD CHANCE ROGER & WELLS 200 PARK AVENUE NY NEW YORK 10166 Sep 28 2012 10:23AM 497AD 811-21076 0001170299 PIMCO MUNICIPAL INCOME FUND II 1633 BROADWAY [NULL] NY NEW YORK 10019 Oct 17 2012 10:41AM N-Q 811-21077 0001170300 PIMCO CALIFORNIA MUNICIPAL INCOME FUND II 1633 BROADWAY [NULL] NY NEW YORK 10019 Oct 17 2012 11:09AM N-Q 811-21078 0001170311 PIMCO NEW YORK MUNICIPAL INCOME FUND II 1633 BROADWAY [NULL] NY NEW YORK 10019 Oct 17 2012 10:49AM N-Q 811-21080 0001171471 CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 2020 CALAMOS COURT C/O CALAMOS ADVISORS LLC IL NAPERVILLE 60653 Sep 18 2012 3:49PM N-Q 811-21082 0001172168 NUVEEN QUALITY PREFERRED INCOME FUND 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 5 2012 11:57AM N-CSR 811-21098 0001173557 LMP REAL ESTATE INCOME FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 27 2012 3:42PM NSAR-A 811-21100 0001172054 875 TRUST CO 850 LIBRARY AVE STE 204 DE NEWARK 19715 Jul 22 2002 5:03PM N-2/A 811-21102 0001173788 HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. THREE WORLD FINANCIAL CENTER 200 VESEY STREET, 10TH FLOOR NY NEW YORK 10281-1010 Aug 31 2012 10:41AM N-PX 811-21117 0001174281 O'Connor Fund of Funds: Long/Short Credit Strategies LLC C/O UBS ALT. AND QUANT. INVESTMENTS LLC 677 WASHINGTON BOULEVARD DE STAMFORD 6901 Sep 5 2012 3:17PM N-CSRS 811-21124 0001176197 BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:40PM N-PX 811-21126 0001176194 BLACKROCK MUNICIPAL INCOME TRUST II 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:44PM N-PX 811-21129 0001174164 Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC 301 E COLORADO BLVD STE 720 C/O FLAHERTY & CRUMRINE INC CA PASADENA 91101 Jul 30 2012 12:37PM N-CSRS 811-21131 0001176199 JOHN HANCOCK PREFERRED INCOME FUND C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Oct 4 2012 4:46PM N-CSR 811-21134 0001176342 BERGER ENHANCED PORTFOLIO TRUST 210 UNIVERSITY BLVD SUITE 300 CO DENVER 80206 Jul 1 2002 8:00AM N-1A 811-21137 0001176433 NUVEEN QUALITY PREFERRED INCOME FUND 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 5 2012 11:57AM N-CSR 811-21142 0001176984 EATON VANCE MUNICIPAL BOND FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 27 2012 4:45PM N-Q 811-21147 0001177161 EATON VANCE CALIFORNIA MUNICIPAL BOND FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 27 2012 4:53PM N-Q 811-21148 0001177162 EATON VANCE NEW YORK MUNICIPAL BOND FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 27 2012 4:22PM N-Q 811-21152 0001177219 NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:48PM DEF 14A 811-21153 0001177214 NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 29 2012 7:00AM N-PX 811-21154 0001177218 NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 8 2012 12:42PM N-CSR 811-21157 0001177212 NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 29 2012 6:59AM N-PX 811-21158 0001177216 NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 8 2012 12:52PM N-CSR 811-21161 0001176366 OTC OPP FUND LLC 6041 S. SYRACUSE WAY SUITE 305 CO ENGLEWOOD 80111 Jul 13 2007 12:10PM N-2 811-21165 0001176736 ART Absolute Return Fund, Inc. 1725 I STREET NW SUITE 300 DC WASHINGTON 20006 Aug 19 2008 4:36PM N-2/A 811-21167 0001178840 NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC 605 THIRD AVE 2ND FLOOR NY NEW YORK 10158-0180 Sep 28 2012 4:40PM N-Q 811-21168 0001178839 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC 605 THIRD AVENUE 2ND FLOOR NY NEW YORK 10158-0180 Sep 28 2012 4:43PM N-Q 811-21169 0001178841 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC 605 THIRD AVE 2ND FLOOR NY NEW YORK 10158-0180 Sep 28 2012 4:49PM N-Q 811-21178 0001181187 BLACKROCK MUNICIPAL INCOME QUALITY TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:47PM N-PX 811-21179 0001181024 BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Aug 28 2012 2:48PM N-PX 811-21180 0001181026 BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 2:51PM N-PX 811-21181 0001181250 BLACKROCK MUNICIPAL 2020 TERM TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 3:45PM N-Q 811-21184 0001181249 BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 3 2012 2:55PM N-CSR 811-21187 0001181506 PIMCO MUNICIPAL INCOME FUND III 1633 BROADWAY [NULL] NY NEW YORK 10019 Aug 27 2012 11:27AM N-PX 811-21188 0001181504 PIMCO CALIFORNIA MUNICIPAL INCOME FUND III 1633 BROADWAY [NULL] NY NEW YORK 10019 Aug 27 2012 10:22AM N-PX 811-21189 0001181505 PIMCO NEW YORK MUNICIPAL INCOME FUND III 1633 BROADWAY [NULL] NY NEW YORK 10019 Aug 27 2012 11:40AM N-PX 811-21190 0001181848 SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC SKYBRIDGE CAPITAL 527 MADISON AVENUE, 16TH FLOOR NY NEW YORK 10022 Aug 23 2012 12:25PM N-Q 811-21193 0001183829 FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INC 800 NICOLLET MALL BC- MN-H04N MN MINNEAPOLIS 55402-3804 Aug 16 2012 10:26AM N-PX 811-21195 0001186641 O'Connor Fund of Funds: Long/Short Strategies LLC C/O UBS ALT. & QUANTIT. INVESTMENTS LLC 677 WASHINGTON BOULEVARD CT STAMFORD 6901 Sep 5 2012 3:09PM N-CSRS 811-21200 0001187520 DENALI FUND INC. 2344 SPRUCE STREET SUITE A CO BOULDER 80302 Sep 28 2012 12:07PM N-Q 811-21201 0001186643 O'Connor Fund of Funds: Technology LLC C/O UBS ALT. & QUANTIT. INVESTMENTS LLC 677 WASHINGTON BOULEVARD CT STAMFORD 6901 Sep 5 2012 3:04PM N-CSRS 811-21202 0001189740 JOHN HANCOCK PREFERRED INCOME FUND II C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Oct 4 2012 4:49PM N-CSR 811-21211 0001195739 NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 31 2012 5:29PM N-14 8C 811-21212 0001195738 NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND 333 WEST WACKER DR. [NULL] IL CHICAGO 60606 Oct 16 2012 4:33PM DEF 14A 811-21213 0001195737 NUVEEN AMT-FREE MUNICIPAL INCOME FUND NUVEEN INVESTMENTS, INC. 333 WEST WACKER DRIVE IL CHICAGO 60606 Sep 28 2012 4:06PM N-Q 811-21216 0001196366 NUVEEN MASSACHUSETTS AMT-FREE MUNICIPAL INCOME FUND 333 W WACKER DR [NULL] IL CHICAGO 60606 Oct 16 2012 4:28PM DEF 14A 811-21217 0001196869 EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 27 2012 12:18PM N-Q 811-21218 0001196875 EATON VANCE NEW YORK MUNICIPAL BOND FUND II TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 27 2012 12:15PM N-Q 811-21219 0001196867 EATON VANCE MUNICIPAL BOND FUND II TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 27 2012 12:17PM N-Q 811-21224 0001196872 EATON VANCE MICHIGAN MUNICIPAL BOND FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 2:52PM N-Q 811-21225 0001196871 EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 2:49PM N-Q 811-21226 0001196876 EATON VANCE OHIO MUNICIPAL BOND FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 2:51PM N-Q 811-21227 0001196877 EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 2:52PM N-Q 811-21229 0001196874 EATON VANCE NEW JERSEY MUNICIPAL BOND FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 27 2012 12:19PM N-Q 811-21235 0001199004 FEDERATED PREMIER MUNICIPAL INCOME FUND 4000 ERICSSON DRIVE [NULL] PA WARRENDALE 15086-7561 Aug 22 2012 5:04PM N-PX 811-21238 0001190935 PIMCO CORPORATE & INCOME OPPORTUNITY FUND 1633 BROADWAY [NULL] NY NEW YORK 10019 Aug 27 2012 10:37AM N-PX 811-21239 0001199923 INTERNATIONAL ASSET GROUP INC 101 MARIETTA ST STE 1070 [NULL] GA ATLANTA 30303 Oct 24 2002 11:52AM N-8A 811-21242 0001200446 NUVEEN QUALITY PREFERRED INCOME FUND 3 [NULL] [NULL] [NULL] [NULL] [NULL] Oct 5 2012 11:58AM N-CSR 811-21249 0001202806 FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND 4000 ERICSSON DRIVE [NULL] PA WARRENDALE 15086-7561 Aug 22 2012 5:07PM N-PX 811-21259 0001207528 GMAM ABSOLUTE RETURN STRATEGIES FUND, LLC 767 FIFTH AVE 15TH FLOOR [NULL] NY NEW YORK 10153 Aug 27 2012 5:04PM N-Q 811-21269 0001210123 WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND 200 BERKELEY STREET [NULL] MA BOSTON 2116 Sep 26 2012 2:55PM N-Q 811-21272 0001211994 FLAGSTAFF FUNDS LLC 55 OLD POST ROAD #2 [NULL] CT GREENWICH 6830 Dec 27 2002 2:47PM N-2 811-21274 0001212030 GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC 900 NORTH MICHIGAN AVENUE SUITE 1100 IL CHICAGO 60611 Aug 28 2012 3:58PM N-Q 811-21280 0001213169 BLACKROCK CREDIT ALLOCATION INCOME TRUST III 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 25 2012 3:48PM N-Q 811-21283 0001213980 EXCELSIOR BUYOUT INVESTORS LLC [NULL] [NULL] [NULL] [NULL] [NULL] Aug 29 2012 2:00PM N-Q 811-21284 0001214935 AGIC Convertible & Income Fund C/O ALLIANZ GLOBAL INVESTORS FUND MGMT 1633 BROADWAY NY NEW YORK 10019 Sep 25 2012 6:04AM N-2 811-21286 0001215664 BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 3:47PM N-Q 811-21287 0001215913 JOHN HANCOCK PREFERRED INCOME FUND III C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Oct 4 2012 4:50PM N-CSR 811-21293 0001216583 Nuveen Preferred Income Opportunities Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:20PM N-CSRS 811-21306 0001217951 FRANKLIN MUTUAL RECOVERY FUND ONE FRANKLIN PARKWAY [NULL] CA SAN MATEO 94403-1906 Sep 4 2012 1:09PM N-23C3B 811-21309 0001219120 ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Sep 28 2012 3:54PM DEF 14A 811-21311 0001219360 PIMCO HIGH INCOME FUND 1633 BROADWAY [NULL] NY NEW YORK 10019 Aug 27 2012 11:01AM N-PX 811-21318 0001222401 BLACKROCK CORPORATE HIGH YIELD FUND VI, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 3:45PM N-PX 811-21319 0001222719 CALAMOS CONVERTIBLE & HIGH INCOME FUND 2020 CALAMOS COURT C/O CALAMOS ADVISORS LLC IL NAPERVILLE 60563 Sep 18 2012 3:22PM N-Q 811-21321 0001223026 PIONEER MUNICIPAL HIGH INCOME TRUST 60 STATE STREET 19TH FLOOR MA BOSTON 2109 Sep 28 2012 9:59AM N-Q 811-21323 0001222922 EATON VANCE LTD DURATION INCOME FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 2:49PM N-Q 811-21324 0001205686 ACP FUNDS TRUST 150 N. RAADNOR CHESTER RD SUITE C-220 PA RADNOR 193087 Aug 27 2012 3:30PM NSAR-A 811-21326 0001224450 COHEN & STEERS REIT & PREFERRED INCOME FUND INC 280 PARK AVENUE 10TH FLOOR NY NEW YORK 10017 Sep 4 2012 3:37PM N-CSRS 811-21331 0001227073 WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND 200 BERKELEY STREET [NULL] MA BOSTON 2116 Sep 26 2012 3:16PM N-Q 811-21332 0001227122 HELIOS HIGH INCOME FUND, INC BROOKFIELD INVESTMENT MANAGEMENT INC 3 WFC, 200 VESEY STREET, 10TH FLOOR NY NEW YORK 10281-1010 Aug 31 2012 10:43AM N-PX 811-21333 0001227476 Nuveen Credit Strategies Income Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:21PM N-CSRS 811-21337 0001228509 WESTERN ASSET GLOBAL HIGH INCOME FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 27 2012 12:34PM DEF 14A 811-21338 0001227857 AGIC Convertible & Income Fund II C/O ALLIANZ GLOBAL INVESTORS FUND MGMT 1633 BROADWAY NY NEW YORK 10019 Oct 2 2012 6:00AM N-2 811-21341 0001229876 BLACKROCK CREDIT ALLOCATION INCOME TRUST I, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 3:47PM N-Q 811-21343 0001227862 WESTERN ASSET EMERGING MARKETS DEBT FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 12:53PM N-PX 811-21346 0001232863 BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 3 2012 2:45PM N-CSR 811-21348 0001232860 BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:07PM N-Q 811-21349 0001233681 BLACKROCK LTD DURATION INCOME TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Aug 28 2012 3:54PM N-PX 811-21356 0001234315 ABACUS MUTUAL FUNDS INC [NULL] [NULL] [NULL] [NULL] [NULL] Nov 26 2003 4:50PM N-1A/A 811-21357 0001233087 FRANKLIN TEMPLETON LTD DURATION INCOME TRUST ONE FRANKLIN PARKWAY [NULL] CA SAN MATEO 94403 Aug 28 2012 9:43AM N-PX 811-21359 0001235511 MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Oct 10 2012 5:29PM DEF 14A 811-21374 0001244183 PIMCO INCOME STRATEGY FUND 1633 BROADWAY [NULL] NY NEW YORK 10019 Oct 1 2012 10:49AM N-CSR 811-21380 0001245648 FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC 301 E COLORADO BLVD STE 720 C/O FLAHERTY & CRUMRINE INC CA PASADENA 91101 Jul 30 2012 12:34PM N-CSRS 811-21382 0001245986 GARTMORE VARIABLE INSURANCE TRUST III [NULL] [NULL] [NULL] [NULL] [NULL] Oct 7 2003 5:14PM RW 811-21383 0001246323 LEHMAN BROTHERS LIQUID ASSETS TRUST 399 PARK AVENUE [NULL] NY NEW YORK 10022 Jun 25 2003 4:48PM N-1A 811-21400 0001253327 EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-21403 0001254370 WESTERN ASSET/CLAYMORE INFLATION-LINKED SECURITIES & INCOME FUND 385 EAST COLORADO BLVD [NULL] CA PASADENA 91101 Aug 27 2012 4:17PM NSAR-A 811-21407 0001255821 NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:20PM N-CSRS 811-21409 0001258943 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST [NULL] [NULL] [NULL] [NULL] [NULL] Aug 28 2012 2:31PM N-Q 811-21411 0001258623 EATON VANCE SENIOR FLOATING RATE TRUST TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 28 2012 4:55PM N-2/A 811-21413 0001259708 BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 15 2012 5:02PM POS EX 811-21416 0001260041 JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Sep 28 2012 1:55PM N-Q 811-21417 0001260563 NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND 1633 BROADWAY [NULL] NY NEW YORK 10019 Oct 1 2012 4:47PM N-CSRS 811-21421 0001261166 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC 605 THIRD AVE 2ND FL. NY NEW YORK 10158 Sep 28 2012 4:37PM N-Q 811-21423 0001260729 GABELLI DIVIDEND & INCOME TRUST ONE CORPORATE CENTER [NULL] NY RYE 10580 Sep 7 2012 12:51PM N-CSRS 811-21432 0001263994 REAVES UTILITY INCOME FUND C/O ALPS FUND SERVICES, INC. P.O. BOX 328 CO DENVER 80201-0328 Sep 28 2012 4:19PM N-Q 811-21449 0001266585 NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND [NULL] [NULL] [NULL] [NULL] [NULL] Sep 28 2012 4:06PM N-Q 811-21455 0001267890 GUGGENHEIM ENHANCED EQUITY STRATEGY FUND 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Sep 26 2012 3:29PM N-Q 811-21462 0001268533 TORTOISE ENERGY INFRASTRUCTURE CORP 11550 ASH STREET, SUITE 300 [NULL] KS LEAWOOD 66211 Aug 28 2012 11:20AM N-PX 811-21464 0001269143 BLACKROCK FLOATING RATE INCOME STRATEGIES FUND II, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 4:09PM N-PX 811-21465 0001268884 CBRE CLARION GLOBAL REAL ESTATE INCOME FUND 201 KING OF PRUSSIA ROAD [NULL] PA RADNOR 19087 Oct 1 2012 11:18AM 40-17G 811-21467 0001270131 LMP CAPITAL & INCOME FUND INC. C/O LEGG MASON & CO. LLC 620 EIGHTH AVE., 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:07PM N-PX 811-21470 0001270523 EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 27 2012 6:00AM N-Q 811-21471 0001265708 NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:19PM N-CSRS 811-21472 0001267994 ARDEN SAGE TRITON FUND LLC 375 PARK AVENUE 32 FLOOR NY NEW YORK 10152 Aug 29 2012 3:28PM N-PX 811-21477 0001267902 WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND 385 EAST COLORADO BLVD. [NULL] CA PASADENA 91101 Aug 24 2012 2:17PM N-PX 811-21479 0001273906 MADISON HARBOR BALANCED STRATEGIES INC 405 LEXINGTON AVENUE 47TH FLOOR NY NEW YORK 10174 Aug 17 2012 10:03AM N-Q 811-21484 0001275214 CALAMOS STRATEGIC TOTAL RETURN FUND 2020 CALAMOS COURT C/O CALAMOS ADVISORS LLC IL NAPERVILLE 60653 Sep 18 2012 3:22PM N-Q 811-21485 0001275617 COHEN & STEERS INFRASTRUCTURE FUND INC 280 PARK AVENUE 10TH FLOOR NY NEW YORK 10017 Sep 4 2012 3:36PM N-CSRS 811-21487 0001275902 HELIOS STRATEGIC INCOME FUND, INC BROOKFIELD INVESTMENT MANAGEMENT INC 3 WFC, 200 VESEY STREET, 10TH FLOOR NY NEW YORK 10281-1010 Aug 31 2012 10:42AM N-PX 811-21494 0001276533 NUVEEN FLOATING RATE INCOME FUND [NULL] [NULL] [NULL] [NULL] [NULL] Oct 16 2012 4:29PM DEF 14A 811-21496 0001276469 MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 IL WHEATON 60187 Aug 6 2012 4:47PM 8-K 811-21504 0001278460 ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Sep 26 2012 3:28PM N-Q 811-21506 0001278895 BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 3:53PM N-Q 811-21507 0001279014 WELLS FARGO ADVANTAGE UTILITIES & HIGH INCOME FUND 200 BERKELEY STREET [NULL] MA BOSTON 2116 Aug 15 2012 11:50AM N-PX 811-21511 0001278211 LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC 30 ROCKEFELLER PLAZA [NULL] NY NEW YORK 10112 Sep 10 2012 2:16PM N-CSRS 811-21516 0001279038 O'Connor Fund of Funds: Aggregated Alpha Strategies LLC C/O UBS ALT. AND QUANT. INVESTMENTS LLC 677 WASHINGTON BOULEVARD CT STAMFORD 6901 Sep 5 2012 3:16PM N-CSRS 811-21519 0001281926 Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 27 2012 6:00AM N-Q 811-21522 0001280936 BLACKROCK S&P QUALITY RANKINGS GLOBAL EQUITY MANAGED TRUST 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 25 2012 4:10PM N-Q 811-21527 0001279392 ENDOWMENT MASTER FUND L P 4265 SAN FELIPE 8TH FLOOR TX HOUSTON 77027 Sep 7 2012 4:18PM N-CSRS 811-21528 0001279394 ENDOWMENT REGISTERED FUND L P 4265 SAN FELIPE 8TH FLOOR TX HOUSTON 77027 Sep 7 2012 4:16PM N-CSRS 811-21529 0001282957 GABELLI GLOBAL UTILITY & INCOME TRUST ONE CORPORATE CENTER [NULL] NY RYE 10580 Sep 7 2012 12:44PM N-CSRS 811-21533 0001283721 WESTERN ASSET INFLATION MANAGEMENT FUND INC. 125 BROAD STREET C/O SALOMON BROTHERS ASSET MANGE NY NEW YORK 10004 Aug 24 2012 12:59PM N-PX 811-21539 0001282850 FIRST TRUST SENIOR FLOATING RATE INCOME FUND II 120 EAST LIBERTY DRIVE SUITE 400 IL WHEATON 60187 Sep 28 2012 4:34PM N-2 811-21547 0001285650 CALAMOS GLOBAL TOTAL RETURN FUND 2020 CALAMOS COURT C/O CALAMOS ADVISORS LLC IL NAPERVILLE 60563 Sep 18 2012 3:21PM N-Q 811-21548 0001285155 GENERATION HEDGE STRATEGIES FUND LLC 400 ANDREWS STREET SUITE 720 NY ROCHESTER 14604 Apr 3 2006 11:21AM 497 811-21549 0001284940 FIRST TRUST ENERGY INCOME & GROWTH FUND 187 DANBURY ROAD [NULL] CT WILTON 6897 Aug 2 2012 11:22AM N-PX 811-21552 0001286410 JP MORGAN ACCESS MULTI-STRATEGY FUND LLC 270 PARK AVENUE FLOOR 3 NY NEW YORK 10017 Oct 5 2012 4:24PM N-CSR/A 811-21553 0001285890 ING GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND 7337 EAST DOUBLETREE RANCH RD, STE 100 [NULL] AZ SCOTTSDALE 85258 Aug 24 2012 6:00AM N-PX 811-21563 0001287498 Eaton Vance Short Duration Diversified Income Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 26 2012 12:46PM N-Q 811-21564 0001286086 BLUE ROCK MARKET NEUTRAL FUND, LLC 445 EAST LAKE STREET, SUITE 120 [NULL] MN WAYZATA 55391 Aug 28 2012 5:01PM N-Q 811-21566 0001287480 BLACKROCK FLOATING RATE INCOME TRUST 40 EAST 52ND STREET [NULL] NY NEW YORK 10022 Sep 26 2012 10:45AM N-Q 811-21574 0001288992 Eaton Vance Floating-Rate Income Trust TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 28 2012 4:49PM N-2/A 811-21579 0001289213 Nuveen Floating Rate Income Opportunity Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:30PM DEF 14A 811-21582 0001289868 Madison/Claymore Covered Call & Equity Strategy Fund 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Sep 21 2012 2:43PM DEFA14A 811-21583 0001288795 Clough Global Allocation Fund P.O. BOX 328 [NULL] CO DENVER 80200-0328 Aug 27 2012 12:10PM N-Q 811-21586 0001291334 FIRST TRUST ENHANCED EQUITY INCOME FUND C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 IL WHEATON 60187 Aug 24 2012 10:56AM N-CSRS 811-21593 0001293613 Kayne Anderson MLP Investment CO 717 TEXAS AVENUE - SUITE 3100 [NULL] TX HOUSTON 77002 Oct 9 2012 9:35AM 40-17G 811-21601 0001296250 PIMCO Income Strategy Fund II 1633 BROADWAY [NULL] NY NEW YORK 10019 Oct 1 2012 10:50AM N-CSR 811-21603 0001280948 SPECIAL VALUE OPPORTUNITIES FUND LLC C/O TENNENBAUM CAPITAL PARTNERS LLC 2951 28TH STREET, SUITE 1000 CA SANTA MONICA 90405 Sep 10 2012 4:56PM N-CSRS 811-21609 0001299393 WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:05PM N-PX 811-21614 0001300391 Eaton Vance Enhanced Equity Income Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 2:51PM N-Q 811-21619 0001298699 Nuveen Equity Premium Income Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:22PM N-CSRS 811-21629 0001301253 Special Value Expansion Fund, LLC C/O TENNENBAUM CAPITAL PARTNERS, LLC 2951 28TH STREET, SUITE 1000 CA SANTA MONICA 90405 Sep 10 2012 4:54PM N-30B-2 811-21630 0001301483 NT Alpha Strategies Fund 50 SOUTH LA SALLE STREET [NULL] IL CHICAGO 60603 Aug 29 2012 3:15PM N-PX 811-21631 0001302246 HELIOS ADVANTAGE INCOME FUND, INC. BROOKFIELD INVESTMENT MANAGEMENT INC 3 WFC, 200 VESEY STREET, 10TH FLOOR NY NEW YORK 10281-1010 Aug 31 2012 10:40AM N-PX 811-21633 0001302868 Cohen & Steers Dividend Majors Fund, Inc. 280 PARK AVENUE 10TH FLOOR NY NEW YORK 10017 Sep 4 2012 3:34PM N-CSRS 811-21636 0001302624 FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Aug 30 2012 10:16AM N-CSRS 811-21637 0001303649 BlackRock Diversified Income Strategies Fund, Inc. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 4:19PM N-PX 811-21650 0001230869 ASA Gold & Precious Metals Ltd 400 S. EL CAMINO REAL SUITE 710 CA SAN MATEO 94402 Aug 14 2012 1:20PM N-PX 811-21652 0001305197 FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Aug 13 2012 1:32PM 497 811-21654 0001305767 Pioneer Floating Rate Trust 60 STATE STREET [NULL] MA BOSTON 2109 Sep 18 2012 12:06PM DEFA14A 811-21656 0001306550 BlackRock Energy & Resources Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:08PM N-Q 811-21662 0001307259 Capstone Church Capital Fund 3700 WEST SAM HOUSTON PARKWAY SOUTH SUITE 250 TX HOUSTON 77042 Oct 12 2012 12:51PM 486APOS 811-21665 0001307688 Hatteras Core Alternatives TEI Fund, L.P. 8540 COLONNADE CENTER DRIVE, SUITE 401 [NULL] NC RALEIGH 27615 Aug 30 2012 5:11PM N-PX 811-21666 0001307689 Hatteras Master Fund, L.P. 8540 COLONNADE CENTER DRIVE, SUITE 401 [NULL] NC RALEIGH 27615 Aug 30 2012 5:14PM N-PX 811-21670 0001308335 Eaton Vance Enhanced Equity Income Fund II TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 3:03PM NSAR-A 811-21674 0001308658 Nuveen Equity Premium Opportunity Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:22PM N-CSRS 811-21676 0001308927 Eaton Vance Tax-Managed Buy-Write Income Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 3:32PM NSAR-A 811-21680 0001310445 Virtus Total Return Fund 101 MUNSON STREET [NULL] MA GREENFIELD 1301 Sep 6 2012 1:08PM N-CSRS 811-21681 0001310709 Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund) C/O GUGGENHEIM FUNDS 2455 CORPORATE WEST DRIVE IL LISLE 60532-3622 Sep 5 2012 5:23PM N-CSRS 811-21685 0001310192 Hatteras Core Alternatives Fund, L.P. 8540 COLONNADE CENTER DRIVE, SUITE 401 [NULL] NC RALEIGH 27615 Aug 30 2012 5:13PM N-PX 811-21694 0001312483 Mellon Optima L/S Strategy Fund, LLC ONE BOSTON PLACE 024-0071 MA BOSTON 2108 Aug 29 2012 2:00PM N-Q 811-21698 0001313510 GAMCO Global Gold, Natural Resources & Income Trust by Gabelli ONE CORPORATE CENTER [NULL] NY RYE 10580-1422 Sep 7 2012 12:29PM N-CSRS 811-21700 0001314104 TORTOISE NORTH AMERICAN ENERGY CORP 11550 ASH STREET, SUITE 300 [NULL] KS LEAWOOD 66211 Aug 28 2012 11:23AM N-PX 811-21702 0001314966 BlackRock Health Sciences Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:09PM N-Q 811-21705 0001313259 Nuveen Tax-Advantaged Floating Rate Fund 333 WEST WACKER DRIVE 32ND FLOOR IL CHICAGO 60606 Sep 28 2012 11:53AM N-PX 811-21708 0001314128 Dow 30 Premium & Dividend Income Fund Inc. 333 WEST WACKER DR. [NULL] IL CHICAGO 60632 Sep 7 2012 3:25PM N-CSRS 811-21712 0001316463 Clough Global Equity Fund P.O. BOX 328 [NULL] CO DENVER 80201-0328 Aug 27 2012 12:09PM N-Q 811-21713 0001317080 Madison Strategic Sector Premium Fund 550 SCIENCE DRIVE [NULL] WI MADISON 53711 Aug 27 2012 4:53PM N-CSRS 811-21724 0001319332 AGIC International & Premium Strategy Fund C/O ALLIANZ GLOBAL INVESTORS FUND MGMT 1633 BROADWAY NY NEW YORK 10019 Aug 27 2012 12:11PM N-PX 811-21725 0001319869 TORTOISE ENERGY CAPITAL CORP 11550 ASH STREET, SUITE 300 [NULL] KS LEAWOOD 66211 Aug 28 2012 11:30AM N-PX 811-21727 0001319183 FIRST TRUST MORTGAGE INCOME FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Sep 27 2012 4:56PM N-Q/A 811-21729 0001320375 BlackRock Global Opportunities Equity Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:08PM N-Q 811-21730 0001320688 Endowment TEI Fund, L.P. 4265 SAN FELIPE 8TH FLOOR TX HOUSTON 77027 Sep 7 2012 4:17PM N-CSRS 811-21731 0001320492 Nuveen Equity Premium Advantage Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:22PM N-CSRS 811-21734 0001318025 PIMCO Global StocksPLUS & Income Fund 1633 BROADWAY [NULL] NY NEW YORK 10019 Aug 28 2012 8:58AM N-Q 811-21735 0001322436 Eaton Vance Tax-Managed Buy-Write Opportunities Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 3:35PM NSAR-A 811-21745 0001322435 Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 29 2012 6:00AM NSAR-A 811-21750 0001322652 Kayne Anderson Energy Total Return Fund, Inc. 717 TEXAS AVENUE - SUITE 3100 [NULL] TX HOUSTON 77002 Sep 25 2012 5:24PM 497 811-21751 0001323206 Lazard World Dividend & Income Fund, Inc. 30 ROCKEFELLER PLAZA [NULL] NY NEW YORK 10112 Sep 10 2012 2:16PM N-CSRS 811-21765 0001326390 Macquarie Global Infrastructure Total Return Fund Inc. C/O MACQUARIE FUND ADVISER, LLC 125 WEST 55TH STREET NY NEW YORK 10019 Oct 17 2012 6:00AM 8-K 811-21767 0001327228 Alternative Investment Partners Absolute Return Fund ONE TOWER BRIDGE, 100 FRONT STREET [NULL] PA WEST CONSHOHOCKEN 19428-2881 Sep 7 2012 10:30AM N-CSRS 811-21769 0001325483 Pyxis Special Situations Fund 13455 NOEL ROAD SUITE 800 TX DALLAS 75240 Sep 7 2012 3:22PM N-CSRS 811-21778 0001329992 Arden Sage Multi-Strategy Fund, L.L.C. 909 THIRD AVENUE, 28TH FLOOR [NULL] NY NEW YORK 10022 Aug 29 2012 3:23PM N-PX 811-21784 0001332283 BlackRock Enhanced Equity Dividend Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:08PM N-Q 811-21786 0001332943 ING Global Advantage & Premium Opportunity Fund 7337 EAST DOUBLETREE RANCH ROAD STE 100 AZ SCOTTSDALE 85258 Oct 15 2012 4:04PM DEF 14A 811-21791 0001334510 Global Income & Currency Fund Inc. 333 WEST WACKER DR. [NULL] IL CHICAGO 60632 Sep 7 2012 4:44PM N-CSRS 811-21793 0001336050 BlackRock Enhanced Government Fund, Inc. 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 4 2012 1:54PM N-CSRS 811-21797 0001336538 MassMutual High Income Investors Fund 1500 MAIN STREET [NULL] MA SPRINGFIELD 1115 Nov 2 2006 4:47PM N-2/A 811-21799 0001336593 Evergreen International Balanced Income Fund 200 BERKELEY STREET [NULL] MA BOSTON 02116-5034 Jun 9 2011 5:04PM NSAR-B 811-21803 0001336519 Campbell Multi-Strategy Trust 2850 QUARRY LAKE DRIVE [NULL] MD BALTIMORE 21209 Sep 10 2012 1:48PM N-CSRS 811-21809 0001338561 Nuveen Equity Premium & Growth Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:23PM N-CSRS 811-21831 0001343668 Alternative Investment Partners Absolute Return Fund STS ONE TOWER BRIDGE, 100 FRONT STREET SUITE 1100 PA WEST CONSHOHOCKEN 19428-2881 Sep 7 2012 10:28AM N-CSRS 811-21832 0001340736 Eaton Vance Tax-Managed Diversified Equity Income Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 26 2012 12:53PM N-Q 811-21833 0001343602 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. BROOKFIELD INVESTMENT MANAGEMENT INC 3 WFC, 200 VESEY STREET, 10TH FLOOR NY NEW YORK 10281-1010 Aug 31 2012 10:41AM N-PX 811-21835 0001343793 BlackRock Long-Term Municipal Advantage Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 3:47PM N-Q 811-21842 0001329388 FIRST TRUST STRATEGIC HIGH INCOME FUND II 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Sep 25 2012 12:31PM N-Q 811-21846 0001350869 Clough Global Opportunities Fund P.O. BOX 328 [NULL] CO DENVER 80201-0328 Aug 27 2012 12:08PM N-Q 811-21869 0001356115 NexPoint Credit Strategies Fund TWO GALLERIA TOWER 13455 NOEL ROAD, SUITE 800 TX DALLAS 75240 Sep 7 2012 3:33PM N-CSRS 811-21893 0001359816 Nuveen Global Income Opportunities Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:23PM N-CSRS 811-21901 0001362481 ALPINE GLOBAL DYNAMIC DIVIDEND FUND 2500 WESTCHESTER AVENUE SUITE 215 NY PURCHASE 10577 Oct 1 2012 4:46PM N-Q 811-21903 0001363421 Nuveen Global Value Opportunities Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:21PM N-CSRS 811-21905 0001363438 FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Sep 6 2012 3:03PM N-CSRS 811-21926 0001368493 Morgan Stanley China A Share Fund, Inc. 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Sep 10 2012 1:15PM N-CSRS 811-21931 0001368893 BlackRock Real Asset Equity Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:09PM N-Q 811-21938 0001372117 ING Risk Managed Natural Resources Fund 7337 E. DOUBLETREE RANCH ROAD, STE 100 [NULL] AZ SCOTTSDALE 85258 Aug 24 2012 6:00AM N-PX 811-21943 0001373925 Cantor Opportunistic Alternatives Fund, LLC 149 FIFTH AVENUE 15TH FLOOR NY NEW YORK 10010 Sep 25 2012 5:20PM POS AMI 811-21946 0001374317 Old Field Fund, LLC 733 THIRD AVENUE 11TH FLOOR NY NEW YORK 10017 Oct 9 2012 3:40PM 40-17G 811-21947 0001374318 Old Field Master Fund, LLC 733 THIRD AVENUE 11TH FLOOR NY NEW YORK 10017 Aug 23 2012 12:22PM N-Q 811-21948 0001375340 Cohen & Steers Closed-End Opportunity Fund, Inc. 280 PARK AVENUE [NULL] NY NEW YORK 10017 Sep 4 2012 3:36PM N-CSRS 811-21949 0001375387 DWS High Income Opportunities Fund, Inc. 345 PARK AVENUE [NULL] NY NEW YORK 10154-0004 Aug 27 2012 12:35PM N-Q 811-21950 0001375382 Swank Energy Income Fund of North America, Inc. 3300 OAK LAWN AVENUE SUITE 650 TX DALLAS 75219 Oct 19 2006 4:09PM 8-A12B 811-21960 0001377269 Tennenbaum Opportunities Fund V, LLC 2951 28TH STREET SUITE 1000 CA SANTA MONICA 90405 Sep 10 2012 4:58PM N-CSRS 811-21963 0001378032 Rochdale Core Alternative Strategies Master Fund LLC 570 LEXINGTON AVENUE 9TH FLOOR NY NEW YORK 10022 Aug 27 2012 5:23PM N-Q 811-21964 0001377955 Rochdale Core Alternative Strategies Fund TEI LLC 570 LEXINGTON AVENUE 9TH FLOOR NY NEW YORK 10022 Aug 27 2012 5:25PM N-Q 811-21965 0001377954 Rochdale Core Alternative Strategies Fund LLC 570 LEXINGTON AVENUE 9TH FLOOR NY NEW YORK 10022 Aug 27 2012 5:24PM N-Q 811-21969 0001378701 GDL FUND ONE CORPORATE CENTER [NULL] NY RYE 10580 Sep 7 2012 1:02PM N-CSRS 811-21972 0001379384 BLACKROCK CREDIT ALLOCATION INCOME TRUST IV 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT DE WILMINGTON 19809 Sep 26 2012 10:46AM N-Q 811-21973 0001379438 Eaton Vance Tax-Managed Global Diversified Equity Income Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 26 2012 12:56PM N-Q 811-21980 0001379400 ALPINE TOTAL DYNAMIC DIVIDEND FUND 2500 WESTCHESTER AVE., SUITE 215 [NULL] NY PURCHASE 10577 Oct 1 2012 4:53PM N-Q 811-21982 0001380936 GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Oct 11 2012 11:47AM 497 811-21983 0001381186 NASDAQ Premium Income & Growth Fund Inc. 333 WEST WACKER DR. [NULL] IL CHICAGO 60632 Sep 7 2012 3:25PM N-CSRS 811-21984 0001381962 Central Park Group Multi-Event Fund 805 THIRD AVENUE, 18TH FLOOR [NULL] NY NEW YORK 10022 Oct 1 2012 9:59AM N-Q 811-21985 0001382142 Hatteras Core Alternatives TEI Institutional Fund, L.P. 8540 COLONNADE CENTER DRIVE, SUITE 401 [NULL] NC RALEIGH 27615 Aug 30 2012 5:12PM N-PX 811-21986 0001382143 Hatteras Core Alternatives Institutional Fund, L.P. 8540 COLONNADE CENTER DRIVE, SUITE 401 [NULL] NC RALEIGH 27615 Aug 30 2012 5:11PM N-PX 811-21989 0001383441 AGIC Equity & Convertible Income Fund C/O ALLIANZ GLOBAL INVESTORS FUND MGMT 1633 BROADWAY NY NEW YORK 10019 Oct 1 2012 4:27PM N-CSRS 811-21992 0001383812 Tennenbaum Opportunities Partners V, LP 2951 28TH STREET SUITE 1000 CA SANTA MONICA 90405 Sep 10 2012 4:59PM N-CSRS 811-22003 0001385763 Nuveen Core Equity Alpha Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:21PM N-CSRS 811-22004 0001385632 ING Asia Pacific High Dividend Equity Income Fund 7337 E. DOUBLETREE RANCH ROAD STE 100 AZ SCOTTSDALE 85258 Aug 24 2012 6:00AM N-PX 811-22005 0001386067 WELLS FARGO ADVANTAGE GLOBAL DIVIDEND OPPORTUNITY FUND 200 BERKELEY STREET [NULL] MA BOSTON 2116 Sep 26 2012 2:54PM N-Q 811-22011 0001388141 Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Sep 28 2012 12:24PM N-Q 811-22014 0001388126 Pioneer Diversified High Income Trust 60 STATE STREET [NULL] MA BOSTON 2109 Sep 28 2012 9:55AM N-Q 811-22016 0001390195 ALPINE GLOBAL PREMIER PROPERTIES FUND 2500 WESTCHESTER AVENUE SUITE 215 NY PURCHASE 10577 Oct 1 2012 4:49PM N-Q 811-22018 0001390109 Nuveen Diversified Currency Opportunities Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 12 2012 10:00PM EFFECT 811-22021 0001391437 Gabelli Healthcare & WellnessRx Trust ONE CORPORATE CENTER [NULL] NY RYE 10580-1422 Sep 7 2012 12:35PM N-CSRS 811-22022 0001391461 Advent Claymore Convertible Securities & Income Fund II 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Sep 26 2012 5:14PM N-Q 811-22029 0001390840 Dow 30 Enhanced Premium & Income Fund Inc. 333 WEST WACKER DR. [NULL] IL CHICAGO 60632 Sep 7 2012 3:25PM N-CSRS 811-22031 0001392577 RiverSource LaSalle International Real Estate Fund, Inc. 50606 AMERIPRISE FINANCIAL CENTER H27/5228 MN MINNEAPOLIS 55474 Aug 29 2011 10:05AM N-PX 811-22032 0001393299 BlackRock International Growth & Income Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:09PM N-Q 811-22035 0001391975 Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC 225 HIGH RIDGE ROAD [NULL] CT STAMFORD 6905 Aug 29 2012 3:34PM N-PX 811-22036 0001391976 Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC 225 HIGH RIDGE ROAD [NULL] CT STAMFORD 6905 Aug 29 2012 3:34PM N-PX 811-22039 0001392994 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Aug 6 2012 6:00AM N-CSRS 811-22040 0001389611 MLP & Strategic Equity Fund Inc. 333 WEST WACKER DR. [NULL] IL CHICAGO 60632 Aug 29 2012 7:05AM N-PX 811-22043 0001393662 Invesco Van Kampen Dynamic Credit Opportunities Fund 1555 PEACHTREE STREET, N.E. SUITE 1800 2Q ATLANTA 30309 Aug 24 2012 11:28AM N-PX 811-22044 0001395325 Eaton Vance Risk-Managed Diversified Equity Income Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 3:31PM NSAR-A 811-22047 0001396277 Calamos Global Dynamic Income Fund 2020 CALAMOS COURT C/O CALAMOS ADVISORS LLC IL NAPERVILLE 60563 Sep 18 2012 3:48PM N-Q 811-22050 0001396167 Delaware Enhanced Global Dividend & Income Fund ONE COMMERCE SQUARE 2005 MARKET STREET PA PHILADELPHIA 19103 Aug 30 2012 11:28AM N-PX 811-22051 0001395627 ING International High Dividend Equity Income Fund 7337 E. DOUBLETREE RANCH ROAD [NULL] AZ SCOTTSDALE 85258 Aug 24 2012 6:00AM N-PX 811-22056 0001396502 John Hancock Tax-Advantaged Global Shareholder Yield Fund JOHN HANCOCK FUNDS 601 CONGRESS STREET MA BOSTON 2210 Sep 28 2012 1:56PM N-Q 811-22057 0001395057 Cohen & Steers Global Income Builder, Inc 280 PARK AVENUE [NULL] NY NEW YORK 10017 Sep 4 2012 3:35PM N-CSRS 811-22058 0001397173 Nuveen Tax-Advantaged Dividend Growth Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60438 Sep 7 2012 3:20PM N-CSRS 811-22065 0001398953 Kayne Anderson Energy/Infrastructure Fund, Inc 717 TEXAS AVENUE SUITE 3100 TX HOUSTON 77002 Oct 9 2012 3:09PM N-8F/A 811-22066 0001399186 CORNERSTONE PROGRESSIVE RETURN FUND C/O ULTIMUS FUND SOLUTIONS, LLC 350 JERICHO TURNPIKE, SUITE 206 NY JERICHO 11753 Sep 4 2012 4:03PM N-CSRS 811-22067 0001398481 AGIC Global Equity & Convertible Income Fund C/O ALLIANZ GLOBAL INVESTORS FUND MGMT 1633 BROADWAY NY NEW YORK 10019 Aug 27 2012 12:20PM N-PX 811-22069 0001399793 UST Global Private Markets Fund, LLC 225 HIGH RIDGE ROAD [NULL] CT STAMFORD 6905 Aug 29 2012 2:33PM N-Q 811-22072 0001400897 Cushing MLP Total Return Fund 8117 PRESTON ROAD SUITE 440 TX DALLAS 75225 Aug 28 2012 5:19PM N-PX 811-22080 0001403275 FIRST TRUST ACTIVE DIVIDEND INCOME FUND C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 IL WHEATON 60187 Aug 1 2012 11:22AM N-CSRS 811-22081 0001123440 CHINA FINANCE, INC. 1330 AVE OF AMERICAS 21ST FLOOR NY NEW YORK 10019 Jun 5 2009 12:31PM N-Q 811-22082 0001403238 BlackRock EcoSolutions Investment Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:07PM N-Q 811-22086 0001403617 Old Mutual Tax-Advantaged Equity Income Fund ONE INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Jun 29 2007 4:43PM N-2 811-22088 0001404871 Claymore Emerging Markets Opportunities Fund 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Sep 22 2011 11:23AM N-PX 811-22094 0001406731 Morgan Stanley Global Long/Short Fund A ONE TOWER BRIDGE 100 FRONT ST., SUITE 1100 PA WEST CONSHOHOCKEN 19428 Sep 7 2012 10:23AM N-CSRS 811-22095 0001406732 Morgan Stanley Global Long/Short Fund P ONE TOWER BRIDGE 100 FRONT ST., SUITE 1100 PA WEST CONSHOHOCKEN 19428 Sep 7 2012 10:30AM N-CSRS 811-22098 0001406591 Federated Enhanced Treasury Income Fund 5800 CORPORATE DRIVE [NULL] PA PITTSBURGH 15237-7000 Aug 23 2012 1:41PM N-PX 811-22101 0001406286 HIGHLAND EVENT DRIVEN FUND 300 CRESCENT COURT SUITE 700 TX DALLAS 75201 Oct 10 2012 9:00AM N-8F 811-22104 0001407956 Eaton Vance Risk-Managed Equity Income Opportunities Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Jul 27 2007 6:00AM N-2 811-22106 0001408201 TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC 11550 ASH STREET, SUITE 300 [NULL] KS LEAWOOD 66211 Aug 28 2012 3:46PM N-PX/A 811-22107 0001407736 SEI Structured Credit Fund, LP ONE FREEDOM VALLEY DRIVE [NULL] PA OAKS 19456 Sep 6 2012 2:13PM N-CSRS 811-22115 0001409953 PIMCO High Yield Municipal Opportunity Fund ONE INTERNATIONAL PLACE C/O ROPES & GRAY LLP MA BOSTON 2110 Apr 2 2009 6:00AM RW 811-22121 0001412350 PIMCO Income Opportunity Fund C/O ALLIANZ GLOBAL INVESTORS FUND MANAGE 1633 BROADWAY NY NEW YORK 10019 Sep 24 2012 2:01PM N-Q 811-22123 0001412495 Nuveen Municipal High Income Opportunity Fund 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 28 2012 4:15PM N-Q 811-22124 0001412500 Claymore China Strategy Fund 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Sep 22 2011 11:21AM N-PX 811-22126 0001412914 BlackRock Defined Opportunity Credit Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Aug 28 2012 5:03PM N-PX 811-22134 0001414222 Van Kampen Global Equity Dividend & Income Fund 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Oct 18 2007 4:29PM N-2 811-22141 0001417060 ALPINE RISING DYNAMIC DIVIDEND FUND C/O ALPS FUND SERVICES, INC. 1290 BROADWAY, SUITE 1100 CO DENVER 80203 Nov 7 2007 2:41PM N-2 811-22144 0001417802 ING Infrastructure, Industrials & Materials Fund 7337 E. DOUBLETREE RANCH ROAD STE 100 AZ SCOTTSDALE 85258 Aug 24 2012 6:00AM N-PX 811-22155 0001418568 GLOBAL REAL ESTATE OPPORTUNITY TRUST 8400 EAST CRESCENT PARKWAY SUITE 600 CO GREENWOOD VILLAGE 80111 Aug 9 2012 1:06PM N-PX 811-22156 0001358656 Millennium India Acquisition CO Inc. 330 EAST 38TH STREET SUITE 40H NY NEW YORK 10016 Oct 4 2012 11:29AM 25 811-22170 0001423836 Pertuity Funds 2 GATEWAY CENTER, 603 STANWIX STREET SUITE 300 PA PITTSBURGH 15222 Aug 28 2008 2:02PM RW 811-22184 0001427697 FIRST TRUST/STONECASTLE BANK SELECT INCOME FUND C/O FIRST TRUST ADVISORS L.P. 1001 WARRENVILLE ROAD, SUITE 300 IL LISLE 60532 May 5 2008 5:21PM N-2/A 811-22192 0001428690 AIP Multi-Strategy Fund A 100 FRONT STREET [NULL] PA WEST CONSHOHOCKEN 19428 Sep 7 2012 10:13AM N-CSRS 811-22193 0001428688 AIP Multi-Strategy Fund P 100 FRONT STREET [NULL] PA WEST CONSHOHOCKEN 19428 Sep 7 2012 10:16AM N-CSRS 811-22198 0001431329 National Retail Fund II 2 GATEWAY CENTER, 603 STANWIX STREET SUITE 300 PA PITTSBURGH 15222 Jul 20 2009 5:21PM N-PX 811-22199 0001431328 National Retail Fund III 2 GATEWAY CENTER, 603 STANWIX STREET SUITE 300 PA PITTSBURGH 15222 Sep 29 2009 9:57AM NSAR-BT 811-22202 0001434130 Morgan Stanley Frontier Emerging Markets Fund, Inc. 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Sep 28 2012 12:26PM N-Q 811-22204 0001435962 TCW Commodity Strategy & Income Fund, Inc. 865 SOUTH FIGUEROA STREET 18TH FLOOR CA LOS ANGELES 90017 May 23 2008 5:02PM N-2 811-22206 0001437203 Highland Special Situations Fund II TWO GALLERIA TOWER 13455 NOEL ROAD, SUITE 800 TX DALLAS 75240 Aug 30 2012 11:53AM N-PX 811-22210 0001438089 Partners Group Private Equity, LLC 1114 AVENUE OF THE AMERICAS 37TH FLOOR NY NEW YORK 10036 Aug 29 2012 3:27PM N-Q 811-22214 0001332649 ADVANCED EQUITIES LATE STAGE OPPORTUNITIES FUND I LLC 311 SOUTH WACKER DRIVE SUITE 1650 IL CHICAGO 60606 Aug 31 2012 3:20PM N-CSRS 811-22216 0001438893 GAMCO Natural Resources, Gold & Income Trust by Gabelli ONE CORPORATE CENTER [NULL] NY RYE 10580 Sep 7 2012 12:56PM N-CSRS 811-22219 0001439167 ASGI Mesirow Insight TEI Fund I, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET NC CHARLOTTE 28202 Oct 2 2012 7:27AM N-8F NTC 811-22220 0001439169 ASGI Mesirow Insight Fund I, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET NC CHARLOTTE 28202 Oct 2 2012 7:28AM N-8F NTC 811-22221 0001439166 ASGI Mesirow Insight Fund, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET NC CHARLOTTE 28202 Aug 27 2012 2:21PM N-Q 811-22223 0001441465 Arden Sage Multi-Strategy Master Fund, L.L.C. 375 PARK AVENUE 32ND FLOOR NY NEW YORK 10152 Aug 29 2012 3:26PM N-PX 811-22224 0001441464 Arden Sage Multi-Strategy Institutional Fund, L.L.C. 375 PARK AVENUE 32ND FLOOR NY NEW YORK 10152 Aug 29 2012 3:24PM N-PX 811-22225 0001441466 Arden Sage Multi-Strategy TEI Institutional Fund, L.L.C. 375 PARK AVENUE 32ND FLOOR NY NEW YORK 10152 Aug 29 2012 3:30PM N-PX 811-22226 0001441883 Highland/U.S. Global Infrastructure Fund TWO GALLERIA TOWER 13455 NOEL ROAD, SUITE 800 TX DALLAS 75240 Oct 10 2012 9:00AM N-8F 811-22228 0001438246 PNMAC Mortgage Opportunity Fund LP 6101 CONDOR DRIVE [NULL] CA MOORPARK 93021 Sep 7 2012 10:24AM N-CSRS 811-22229 0001438050 PNMAC Mortgage Opportunity Fund, LLC 6101 CONDOR DRIVE [NULL] CA MOORPARK 93021 Oct 4 2012 4:35PM N-CSRS/A 811-22239 0001446767 Evolution U.S. Government Guaranteed Floating Rate Loan Fund a series of Evolution Investment Trust 21 WATERWAY AVENUE SUITE 300 TX THE WOODLANDS 77380 Aug 12 2009 10:33AM RW 811-22240 0001447246 Partners Group Private Equity (Institutional), LLC 1114 AVENUE OF THE AMERICAS 37TH FLOOR NY NEW YORK 10036 Aug 29 2012 3:27PM N-Q 811-22241 0001447247 Partners Group Private Equity (Master Fund), LLC 1114 AVENUE OF THE AMERICAS 37TH FLOOR NY NEW YORK 10036 Aug 29 2012 3:28PM N-Q 811-22248 0001448614 Goldman Sachs Municipal Opportunity Fund 71 SOUTH WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 24 2008 3:34PM N-2 811-22251 0001450150 Hatteras VC Co-Investment Fund II, LLC 8540 COLONNADE CENTER DRIVE, SUITE 401 [NULL] NC RALEIGH 27615 Aug 30 2012 5:14PM N-PX 811-22252 0001450337 BlackRock Fixed Income Value Opportunities 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 4 2012 1:59PM N-CSRS 811-22253 0001450445 Nuveen AMT-Free Municipal Value Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 28 2012 4:16PM N-Q 811-22257 0001450148 Hatteras Global Private Equity Partners Institutional, LLC 8540 COLONNADE CENTER DRIVE, SUITE 401 [NULL] NC RALEIGH 27615 Aug 31 2012 6:00AM N-PX 811-22258 0001450091 Sovereign Emerging Biomedical Fund Inc 205 WORTH AVENUE SUITE 201 FL PALM BEACH 33480 Dec 5 2008 4:16PM N-2 811-22260 0001452477 RMR Real Estate Income Fund TWO NEWTON PLACE 255 WASHINGTON STREET, SUITE 300 MA NEWTON 2458 Aug 27 2012 2:30PM NSAR-A 811-22265 0001454021 Western Asset Municipal Defined Opportunity Trust Inc. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:03PM N-PX 811-22267 0001454567 FIRST TRUST MUNICIPAL TARGET TERM TRUST 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Jan 23 2009 4:27PM N-2 811-22269 0001454741 Eaton Vance National Municipal Opportunities Trust TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 27 2012 12:14PM N-Q 811-22271 0001454981 Nuveen New York Municipal Value Fund 2 333 WEST WACKER DR. [NULL] IL CHICAGO 60606 Aug 29 2012 1:33PM N-Q 811-22272 0001454979 Nuveen California Municipal Value Fund 2 333 WEST WACKER DR. [NULL] IL CHICAGO 60606 Oct 16 2012 4:44PM DEF 14A 811-22273 0001454978 Nuveen Pennsylvania Municipal Value Fund 333 WEST WACKER DR. [NULL] IL CHICAGO 60606 Oct 16 2012 4:34PM DEF 14A 811-22274 0001454980 Nuveen New Jersey Municipal Value Fund 333 WEST WACKER DR. [NULL] IL CHICAGO 60606 Oct 16 2012 4:31PM DEF 14A 811-22275 0001454839 PHL Variable Accumulation Account III PHOENIX ONE AMERICAN ROW CT HARTFORD 06102-5056 Jan 26 2012 4:49PM N-2 811-22278 0001455937 Federated Tax-Free Term Trust 4000 ERICSSON DRIVE [NULL] PA WARRENDALE 15086 Sep 1 2009 6:00AM N-PX 811-22280 0001457200 Goldman Sachs Credit Strategies Fund 71 SOUTH WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 14 2012 4:25PM 497 811-22281 0001458125 DWS CREDIT OPPORTUNITY FUND, INC. 345 PARK AVENUE [NULL] NY NEW YORK 10154 May 15 2012 2:03PM N-8F 811-22294 0001462586 Western Asset Investment Grade Defined Opportunity Trust Inc. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:00PM N-PX 811-22296 0001463969 Van Kampen Debt Opportunity Fund 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 May 14 2009 11:56AM N-2 811-22299 0000919567 RENN Global Entrepreneurs Fund, Inc. 8080 N CENTRAL EXPRWY STE 210 LB59 TX DALLAS 75206 Sep 7 2012 4:45PM N-CSR 811-22300 0001464988 Multi-Manager Portfolio, LLC 150 SOUTH US HWY 1 SUITE 400 FL JUPITER 33477 Aug 28 2012 3:28PM N-Q 811-22301 0001464989 Multi-Manager TEI Portfolio, LLC 150 SOUTH US HWY 1 SUITE 400 FL JUPITER 33477 Aug 28 2012 3:29PM N-Q 811-22302 0001464987 Multi-Manager Master Portfolio, LLC 150 SOUTH US HWY 1 SUITE 400 FL JUPITER 33477 Aug 28 2012 3:26PM N-Q 811-22308 0001465814 Van Kampen Municipal Opportunity High Income Fund 522 FIFTH AVENUE [NULL] NY NEW YORK 10036 Aug 14 2009 3:00PM N-2/A 811-22312 0001467631 ACAP Strategic Fund 350 MADISON AVENUE [NULL] NY NEW YORK 10017 Oct 1 2012 10:39AM N-Q 811-22315 0001468797 FIRST TRUST GLOBAL CREDIT STRATEGIES FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Dec 29 2009 5:14PM N-2/A 811-22317 0001469121 EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC 225 HIGH RIDGE ROAD [NULL] CT STAMFORD 6905 Aug 29 2012 3:35PM N-PX 811-22318 0001469120 Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLC 225 HIGH RIDGE ROAD [NULL] CT STAMFORD 6905 Aug 29 2012 3:35PM N-PX 811-22323 0001469392 Nuveen Enhanced Municipal Value Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 28 2012 4:17PM N-Q 811-22327 0001471278 Aberdeen Global High Yield Fund, Inc. 1735 MARKET STREET 32ND FLOOR PA PHILADELPHIA 19103 Dec 6 2010 5:26PM N-2/A 811-22328 0001471420 Columbia Seligman Premium Technology Growth Fund, Inc. 50606 AMERIPRISE FINANCIAL CENTER H27/5228 MN MINNEAPOLIS 55474 Aug 30 2012 9:33AM N-CSRS 811-22329 0001472215 Nuveen Mortgage Opportunity Term Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:24PM N-CSRS 811-22331 0001472516 POWERSHARES COMMODITIES OPPORTUNITY ACCE FUND 301 WEST ROOSEVELT ROAD [NULL] IL WHEATON 60187 Sep 18 2009 3:58PM N-2 811-22332 0001472515 POWERSHARES BANK LOAN OPPORTUNITY ACCE FUND 301 WEST ROOSEVELT ROAD [NULL] IL WHEATON 60187 Sep 18 2009 4:40PM N-2 811-22333 0001472517 POWERSHARES PREFERRED ACCE FUND 301 WEST ROOSEVELT ROAD [NULL] IL WHEATON 60187 Sep 18 2009 5:01PM N-2 811-22334 0001472341 WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Sep 26 2012 6:00AM N-Q 811-22342 0001474977 2009 Dole Food Automatic Common Exchange Security Trust 85 BROAD STREET C/O JASON LEE NY NEW YORK 10004 Sep 7 2012 2:36PM 40-17G 811-22343 0001475069 GUGGENHEIM Ltd DURATION TOTAL RETURN TRUST 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Aug 7 2012 9:07AM N-PX 811-22344 0001475764 Grubb & Ellis AGA U.S. Realty Income Fund 400 S. EL CAMINO REAL, SUITE 1250 [NULL] CA SAN MATEO 94402 Nov 22 2010 4:03PM N-2/A 811-22345 0001475763 Grubb & Ellis AGA Worldwide Realty Fund 400 S. EL CAMINO REAL, SUITE 1250 [NULL] CA SAN MATEO 94402 Nov 22 2010 4:08PM N-2/A 811-22347 0001476723 eUNITs (TM) 2 Year International Equity Market Participation Trust: Enhanced Upside to Cap / Buffered Downside TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 20 2010 3:31PM N-2/A 811-22348 0001476721 eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered Downside TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Sep 25 2012 8:40AM DEF 14A 811-22352 0001475457 GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC 900 NORTH MICHIGAN AVENUE SUITE 1100 IL CHICAGO 60611 Aug 28 2012 3:56PM N-Q 811-22353 0001475456 GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC 900 NORTH MICHIGAN AVENUE SUITE 1100 IL CHICAGO 60611 Aug 28 2012 4:01PM N-Q 811-22354 0001475455 GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLC 900 NORTH MICHIGAN AVENUE SUITE 1100 IL CHICAGO 60611 Aug 28 2012 4:09PM N-Q 811-22358 0001477289 Rochdale Structured Claims Fixed Income Fund LLC 570 LEXINGTON AVENUE [NULL] NY NEW YORK 10022 Aug 27 2012 3:17PM N-Q 811-22367 0001478268 Endowment Institutional Fund, L.P. 4265 SAN FELIPE 8TH FLOOR TX HOUSTON 77027 Sep 7 2012 4:19PM N-CSRS 811-22369 0001478102 Western Asset Mortgage Defined Opportunity Fund Inc. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:02PM N-PX 811-22374 0001479238 Nuveen Mortgage Opportunity Term Fund 2 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Sep 7 2012 3:24PM N-CSRS 811-22379 0001480506 Partners Group Private Equity (TEI), LLC 1114 AVENUE OF THE AMERICAS 37TH FLOOR NY NEW YORK 10036 Aug 29 2012 3:27PM N-Q 811-22380 0001480999 Eaton Vance Tax-Advantaged Bond & Option Strategies Fund TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Aug 28 2012 3:39PM NSAR-A 811-22381 0001480786 JHW Pan Asia Strategies TE Fund, LLC 711 FIFTH AVENUE, SUITE 410 [NULL] NY NEW YORK 10022 Jun 19 2012 2:18PM N-8F 811-22382 0001480784 JHW Pan Asia Strategies Fund, LLC 711 FIFTH AVENUE, SUITE 410 [NULL] NY NEW YORK 10022 Jun 19 2012 2:17PM N-8F 811-22383 0001480785 JHW Pan Asia Strategies Master Fund, LLC 711 FIFTH AVENUE, SUITE 410 [NULL] NY NEW YORK 10022 Jun 19 2012 2:15PM N-8F 811-22386 0001103076 EXCELSIOR VENTURE PARTNERS III LLC C/O UNITED STATES TRUST CO OF NEW YORK 114 WEST 47TH ST NY NEW YORK 10036-1532 Sep 28 2012 2:02PM N-Q 811-22387 0001482209 Salient Alternative Strategies Master Fund 4265 SAN FELIPE ROAD 8TH FLOOR TX HOUSTON 77027 Sep 7 2012 4:20PM N-CSRS 811-22388 0001482074 Salient Alternative Strategies Fund 4265 SAN FELIPE ROAD 8TH FLOOR TX HOUSTON 77027 Sep 7 2012 4:20PM N-CSRS 811-22389 0001482208 Salient Alternative Strategies I Fund 4265 SAN FELIPE ROAD 8THFLOOR TX HOUSTON 77027 Sep 7 2012 4:20PM N-CSRS 811-22390 0001483423 Pyxis Premium Long/Short Equity Fund NEXBANK TOWER 13455 NOEL ROAD, SUITE 800 TX DALLAS 75240 Aug 30 2012 11:59AM N-PX 811-22391 0001478888 Nuveen Build America Bond Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 29 2012 1:43PM N-Q 811-22393 0001486298 Blackstone / GSO Senior Floating Rate Term Fund 280 PARK AVENUE 11TH FLOOR NY NEW YORK 10017 Oct 10 2012 5:09PM 40-17G 811-22396 0001487610 Neuberger Berman High Yield Strategies Fund Inc. 605 THIRD AVENUE 2ND FLOOR NY NEW YORK 10158-0180 Sep 28 2012 4:42PM N-Q 811-22403 0001489018 SCS Hedged Opportunities Master Fund, LLC ONE WINTHROP SQUARE [NULL] MA BOSTON 2110 Aug 29 2012 11:53AM N-Q 811-22404 0001489019 SCS Hedged Opportunities Fund, LLC ONE WINTHROP SQUARE [NULL] MA BOSTON 2110 Aug 29 2012 11:47AM N-Q 811-22405 0001488775 ClearBridge Energy MLP Fund Inc. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:04PM N-PX 811-22408 0001489999 Center Coast MLP Fund 1100 LOUISIANA STREET SUITE 4550 TX HOUSTON 77002 Apr 21 2010 2:41PM N-2 811-22409 0001490286 TORTOISE MLP FUND, INC. 11550 ASH STREET, SUITE 300 [NULL] KS LEAWOOD 66211 Aug 28 2012 11:16AM N-PX 811-22411 0001491089 Gottex Multi-Alternatives Fund - I 28 STATE STREET, 40TH FLOOR [NULL] MA BOSTON 2109 Aug 15 2012 12:33PM N-PX 811-22412 0001491091 Gottex Multi-Asset Endowment Fund - II 28 STATE STREET, 40TH FLOOR [NULL] MA BOSTON 2109 Aug 29 2012 10:47AM N-Q 811-22413 0001491092 Gottex Multi-Asset Endowment Fund - I 28 STATE STREET, 40TH FLOOR [NULL] MA BOSTON 2109 Aug 29 2012 10:44AM N-Q 811-22414 0001491088 Gottex Multi-Alternatives Fund - II 28 STATE STREET, 40TH FLOOR [NULL] MA BOSTON 2109 Aug 15 2012 12:34PM N-PX 811-22415 0001491090 Gottex Multi-Asset Endowment Master Fund 28 STATE STREET, 40TH FLOOR [NULL] MA BOSTON 2109 Aug 29 2012 10:41AM N-Q 811-22416 0001491087 Gottex Multi-Alternatives Master Fund 28 STATE STREET, 40TH FLOOR [NULL] MA BOSTON 2109 Aug 15 2012 12:32PM N-PX 811-22418 0001492614 ASGI Mesirow Insight Fund A, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET NC CHARLOTTE 28202 Oct 2 2012 7:33AM N-8F NTC 811-22419 0001492615 ASGI Mesirow Insight TEI Fund A, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET NC CHARLOTTE 28202 Oct 2 2012 7:35AM N-8F NTC 811-22422 0001493549 DWS FLOATING RATE OPPORTUNITIES FUND, INC. 345 PARK AVENUE [NULL] NY NEW YORK 10154 May 15 2012 2:04PM N-8F 811-22425 0001493523 Nuveen Build America Bond Opportunity Fund 333 WEST WACKER DR. [NULL] IL CHICAGO 60606 Aug 29 2012 1:44PM N-Q 811-22426 0001493683 BlackRock Build America Bond Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Oct 3 2012 2:52PM N-CSR 811-22430 0001492872 Man Long Short Fund 123 N. WACKER DRIVE 28TH FLOOR IL CHICAGO 60606 Aug 28 2012 3:03PM N-Q 811-22432 0001495222 Oxford Lane Capital Corp. 8 SOUND SHORE DRIVE SUITE 255 CT GREENWICH 6830 Oct 10 2012 10:00PM EFFECT 811-22433 0001495027 Destra U.S. Liquidity Alpha & Income Fund 2 S. 406 SENECA DRIVE [NULL] IL WHEATON 60189 Jun 28 2010 11:47AM N-2 811-22435 0001363890 KAYNE ANDERSON ENERGY DEVELOPMENT CO 717 TEXAS AVENUE - SUITE 3100 [NULL] TX HOUSTON 77002 Oct 9 2012 9:34AM 40-17G 811-22437 0001495825 Guggenheim Build America Bonds Managed Duration Trust 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Aug 8 2012 5:03PM N-CSR 811-22438 0001496292 ING Emerging Markets High Dividend Equity Fund 7337 EAST DOUBLETREE RANCH ROAD STE 100 AZ SCOTTSDALE 85258 Aug 24 2012 6:00AM N-PX 811-22440 0001496254 Ladenburg Thalmann Alternative Strategies Fund 520 MADISON AVENUE [NULL] NY NEW YORK 10022 Sep 25 2012 10:38AM N-23C3A 811-22441 0001496749 John Hancock Hedged Equity & Income Fund 601 CONGRESS STREET [NULL] MA BOSTON 2210 Sep 28 2012 1:50PM N-Q 811-22442 0001494530 FIRST TRUST HIGH INCOME LONG/SHORT FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Sep 25 2012 6:00AM N-Q 811-22443 0001492958 Partners Group Private Equity (Institutional TEI), LLC 1114 AVENUE OF THE AMERICAS 37TH FLOOR NY NEW YORK 10036 Aug 29 2012 3:27PM N-Q 811-22444 0001497186 Western Asset High Yield Defined Opportunity Fund Inc. 55 WATER STREET [NULL] NY NEW YORK 10041 Aug 24 2012 12:58PM N-PX 811-22446 0001498178 CPG JPMorgan Alternative Strategies Fund, LLC 805 THIRD AVENUE 18TH FLOOR NY NEW YORK 10022 Sep 18 2012 2:25PM D 811-22450 0001497845 Cohen & Steers MLP Fund, Inc. 280 PARK AVENUE [NULL] NY NEW YORK 10017 Aug 24 2012 10:07AM N-PX 811-22451 0001498578 SteelPath Energy Infrastructure Investment Co 2100 MCKINNEY AVE, SUITE 1401 [NULL] TX DALLAS 75201 Oct 5 2010 12:09PM AW 811-22453 0001498273 Federated Trade Finance Income Fund 4000 ERICSSON DRIVE [NULL] PA WARRENDALE 15086-7561 Aug 22 2012 3:01PM N-PX 811-22454 0001432122 FEG ABSOLUTE ACCESS FUND LLC C/O FEG INVESTORS LLC 201 E FIFTH STREET, SUITE 1600 OH CINCINNATI 45202 Aug 28 2012 5:00PM N-Q 811-22455 0001498612 Cohen & Steers Select Preferred & Income Fund, Inc. 280 PARK AVENUE [NULL] NY NEW YORK 10017 Sep 4 2012 3:36PM N-CSRS 811-22456 0001498258 SCA Absolute Return Fund 7191 WAGNER WAY NW SUITE 302 WA GIG HARBOR 98335 Aug 23 2010 12:40PM N-2 811-22457 0001277878 PERSIMMON GROWTH PARTNERS FUND LP 1777 SENTRY PARKWAY GWYNEDD HALL, SUITE 102 PA BLUE BELL 19422 Sep 5 2012 5:25PM POS AMI 811-22458 0001499658 PERSIMMON GROWTH PARTNERS INVESTOR FUND 1777 SENTRY PARKWAY WEST GWYNEDD HALL, STE 102 PA BLUE BELL 19422 Sep 5 2012 5:24PM POS AMI 811-22459 0001499859 Global Equity Long/Short Master Fund 301 WEST BARBEE CHAPEL ROAD SUITE 200 NC CHAPEL HILL 27517 Aug 22 2012 10:47AM N-Q 811-22460 0001499858 Morgan Creek Global Equity Long/Short Fund 301 WEST BARBEE CHAPEL ROAD SUITE 200 NC CHAPEL HILL 27517 Oct 12 2012 1:01PM 40-17G 811-22461 0001499857 Morgan Creek Global Equity Long/Short Institutional Fund 301 WEST BARBEE CHAPEL ROAD SUITE 200 NC CHAPEL HILL 27517 Aug 22 2012 10:50AM N-Q 811-22462 0001500207 SCS Hedged Opportunities (TE) Fund, LLC ONE WINTHROP SQUARE [NULL] MA BOSTON 2110 Oct 11 2012 2:42PM D/A 811-22463 0001500233 Ironwood Institutional Multi-Strategy Fund LLC ONE MARKET PL STEUART TWR STE2500 [NULL] CA SAN FRANCISCO 94105 Sep 28 2012 2:55PM N-Q 811-22464 0001500234 Ironwood Multi-Strategy Fund LLC ONE MARKET PL STEUART TWR STE2500 [NULL] CA SAN FRANCISCO 94105 Sep 28 2012 2:54PM N-Q 811-22465 0001493234 Endowment Institutional TEI Fund W, L.P. 4265 SAN FELIPE 8TH FLOOR TX HOUSTON 77027 Sep 7 2012 4:19PM N-CSRS 811-22466 0001499947 ASGI Agility Income Fund C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 SOUTH TRYON STREET NC CHARLOTTE 28202 Aug 27 2012 2:19PM N-Q 811-22467 0001500096 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. 717 TEXAS AVENUE SUITE 3100 TX HOUSTON 77002 Aug 20 2012 4:42PM N-PX 811-22469 0001500331 Pioneer Multi Asset Floating Rate Trust 60 STATE STREET [NULL] MA BOSTON 2109 Sep 8 2010 1:38PM N-2 811-22470 0001498259 SCA Directional Fund 7191 WAGNER WAY NW SUITE 302 WA GIG HARBOR 98335 Dec 7 2010 2:14PM N-2/A 811-22471 0001494703 Buttonwood Life Settlement Fund 716 EAST GREENVILLE STREET [NULL] SC ANDERSON 29621 Feb 7 2012 2:03PM RW 811-22472 0001501072 RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. 325 NORTH LASALLE STREET SUITE 645 IL CHICAGO 60654 Sep 14 2011 11:48AM N-2/A 811-22473 0001501103 Stone Harbor Emerging Markets Income Fund C/O STONE HARBOR INVESTMENT PARTNERS LP 31 WEST 52ND STREET, 16TH FLOOR NY NEW YORK 10019 Aug 30 2012 10:27AM N-PX 811-22474 0001501378 Excelsior Private Markets Fund II (TE), LLC 100 FEDERAL STREET [NULL] MA BOSTON 2110 Aug 29 2012 5:18PM N-Q 811-22475 0001501377 Excelsior Private Markets Fund II (TI), LLC 100 FEDERAL STREET [NULL] MA BOSTON 2110 Aug 29 2012 5:22PM N-Q 811-22476 0001501376 Excelsior Private Markets Fund II (Master), LLC 100 FEDERAL STREET [NULL] MA BOSTON 2110 Aug 29 2012 5:15PM N-Q 811-22481 0001502573 Apollo Senior Floating Rate Fund Inc. 9 WEST 57TH STREET 43RD FLOOR NY NEW YORK 10019 Aug 30 2012 10:52AM N-CSRS 811-22482 0001502711 Nuveen Energy MLP Total Return Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Aug 29 2012 6:34AM N-PX 811-22485 0001503290 Avenue Income Credit Strategies Fund 399 PARK AVENUE, 6TH FLOOR [NULL] NY NEW YORK 10022 Sep 28 2012 4:59PM N-Q 811-22488 0001504234 Blackstone / GSO Long-Short Credit Income Fund 280 PARK AVENUE, 11TH FLOOR [NULL] NY NEW YORK 10017 Oct 10 2012 5:08PM 40-17G 811-22491 0001504545 Legg Mason BW Global Income Opportunities Fund Inc. 55 WATER STREET [NULL] NY NEW YORK 10041 Sep 25 2012 5:26PM N-Q 811-22493 0001505289 Ramius IDF Master Fund LLC RAMIUS ALTERNATIVE SOLUTIONS LLC 599 LEXINGTON AVENUE, 19TH FLOOR NY NEW YORK 10022 Aug 15 2012 3:17PM N-Q 811-22494 0001505288 Ramius IDF LLC RAMIUS ALTERNATIVE SOLUTIONS LLC 599 LEXINGTON AVENUE, 19TH FLOOR NY NEW YORK 10022 Aug 15 2012 3:16PM N-Q 811-22499 0001506488 Cushing Renaissance Fund 8117 PRESTON ROAD SUITE 440 TX DALLAS 75225 Sep 27 2012 8:54AM 497 811-22500 0001506707 O'Connor Fund of Funds: Multi-Strategy C/O UBS ALT. & QUANTIT. INVESTMENTS LLC 677 WASHINGTON BOULEVARD CT STAMFORD 6901 Aug 28 2012 12:05PM N-PX 811-22501 0001506289 BlackRock Resources & Commodities Strategy Trust 100 BELLEVUE PARKWAY [NULL] DE WILMINGTON 19809 Sep 25 2012 4:10PM N-Q 811-22502 0001505999 Eaton Vance Diversified Emerging Markets Local Income Fund, Inc. C/O EATON VANCE MANAGEMENT 2 INTERNATIONAL PLACE MA BOSTON 2110 Dec 7 2010 6:00AM N-2 811-22503 0001507024 Rochdale Alternative Total Return Fund LLC 570 LEXINGTON AVENUE 9TH FLOOR NY NEW YORK 10022 Aug 27 2012 3:18PM N-Q 811-22505 0001506826 ING Emerging Markets Local Bond Fund 7337 E DOUBLETREE RANCH RD, STE 100 [NULL] AZ SCOTTSDALE 85258 Dec 16 2010 6:00AM N-2 811-22506 0001508372 2010 Swift Mandatory Common Exchange Security Trust [NULL] [NULL] [NULL] [NULL] [NULL] Aug 29 2012 9:34AM N-CSRS 811-22508 0001507593 Aberdeen Emerging Markets Debt Local Currency Fund, Inc. C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET - 32ND FLOOR PA PHILADELPHIA 19103 Dec 22 2010 2:55PM N-2 811-22510 0001508386 FIRST TRUST SENIOR LOAN PLUS FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Dec 22 2010 5:02PM N-2 811-22511 0001508815 Invesco Floating Rate Corporate Credit Fund 1555 PEACHTREE STREET, N.E. SUITE 1800 GA ATLANTA 30309 Aug 20 2012 5:12PM RW 811-22516 0001508781 ASGI Aurora Opportunities Fund, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET NC CHARLOTTE 28288-1157 Aug 27 2012 2:27PM N-Q 811-22517 0001508782 ASGI Corbin Multi-Strategy Fund, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET NC CHARLOTTE 28288-1157 Aug 27 2012 2:29PM N-Q 811-22518 0001509253 Nuveen Short Duration Credit Opportunities Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 16 2012 4:32PM DEF 14A 811-22521 0001509664 Neuberger Berman Flexible High Income Fund Inc. C/O NEUBERGER BERMAN MANAGEMENT LLC 605 THIRD AVENUE NY NEW YORK 10158 Jan 21 2011 5:25PM N-2 811-22526 0001510836 Stone Harbor Hedged Duration Global Opportunity Fund C/O STONE HARBOR INVESTMENT PARTNERS LP 31 WEST 52ND ST, 16TH FLOOR NY NEW YORK 10019 Mar 29 2011 4:56PM N-2/A 811-22527 0001512152 FEG ABSOLUTE ACCESS TEI FUND LLC 201 EAST FIFTH STREET SUITE 1600 [NULL] OH CINCINNATI 45202 Aug 28 2012 5:02PM N-Q 811-22528 0001513789 FIRST TRUST ENERGY INFRASTRUCTURE FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Aug 2 2012 11:27AM N-PX 811-22529 0001514405 Eaton Vance Preferred Dividend Income Trust TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Mar 8 2011 6:00AM N-2 811-22530 0001513970 Salient MLP & Energy Infrastructure Fund 4265 SAN FELIPE SUITE 800 TX HOUSTON 77027 Aug 30 2012 6:00AM N-2 811-22532 0001514490 ROYCE GLOBAL VALUE TRUST, INC. 745 FIFTH AVENUE [NULL] NY NEW YORK 10151 May 22 2012 1:52PM 40-APP/A 811-22533 0001515671 Duff & Phelps Global Utility Income Fund Inc. 200 SOUTH WACKER DRIVE SUITE 500 IL CHICAGO 60606 Sep 18 2012 3:20PM N-Q 811-22534 0001515001 Versus Capital Multi-Manager Real Estate Income Fund LLC 7100 E BELLEVIEW AVE, SUITE 306 [NULL] CO GREENWOOD VILLAGE 80111-1632 Sep 28 2012 11:02AM N-23C3A 811-22535 0001515324 Ares Dynamic Credit Allocation Fund, Inc. 2000 AVENUE OF THE STARS 12TH FLOOR CA LOS ANGELES 90067 Oct 3 2012 6:00AM N-2/A 811-22536 0001516005 Eaton Vance Structured Emerging Markets Premium Income Trust TWO INTERNATIONAL PLACE [NULL] MA BOSTON 2110 Mar 22 2011 3:58PM N-2 811-22537 0001515610 LEGG MASON PERMAL GLOBAL ALTERNATIVES FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Oct 7 2011 1:12PM N-2/A 811-22541 0001516855 Blackstone / GSO Floating Rate High Income Fund 280 PARK AVENUE, 11TH FLOOR [NULL] NY NEW YORK 10017 Aug 5 2011 5:22PM N-2/A 811-22543 0001515940 KKR Global Credit Opportunities Fund 555 CALIFORNIA STREET 50TH FLOOR CA SAN FRANCISCO 94104 Apr 1 2011 5:04PM N-2 811-22546 0001517518 ClearBridge Energy MLP Opportunity Fund Inc. 620 EIGHTH AVENUE 49TH FLOOR NY NEW YORK 10018 Aug 24 2012 1:05PM N-PX 811-22550 0001517462 BlackRock Preferred Partners LLC 55 EAST 52ND STREET [NULL] NY NEW YORK 10055 Sep 20 2012 11:46AM APP ORDR 811-22551 0001518557 MainStay DefinedTerm Municipal Opportunities Fund 51 MADISON AVENUE [NULL] NY NEW YORK 10010 Aug 30 2012 3:52PM N-PX 811-22552 0001519021 Rochdale International Trade Fixed Income Fund 570 LEXINGTON AVENUE [NULL] X1 NEW YORK 10222 Sep 7 2012 5:10PM N-CSR 811-22553 0001519505 MILLER/HOWARD HIGH DIVIDEND FUND 324 UPPER BYRDCLIFFE ROAD [NULL] NY WOODSTOCK 12498 Jul 29 2011 5:08PM N-2/A 811-22554 0001517767 Vertical Capital Income Fund 450 WIRELESS BLVD [NULL] NY HAUPPAUGE 11788 Sep 18 2012 6:00AM N-23C3A 811-22561 0001520568 Skybridge G II Fund, LLC C/O SKYBRIDGE CAPITAL II, LLC 527 MADISON AVENUE, 16TH FLOOR NY NEW YORK 10022 Oct 27 2011 10:00PM EFFECT 811-22562 0001521404 BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND C/O BABSON CAPITAL MANAGEMENT LLC 201 SOUTH COLLEGE STREET, STE. 2400 NC CHARLOTTE 28244 Oct 15 2012 12:18PM 8-A12B 811-22565 0001521971 Center Coast Core MLP Fund I, LLC 125 MAIDEN LANE [NULL] NY NEW YORK 10038 Aug 10 2012 3:43PM 40-17G 811-22566 0001521972 Center Coast Core MLP Fund II, LLC 125 MAIDEN LANE [NULL] NY NEW YORK 10038 Aug 10 2012 3:44PM 40-17G 811-22567 0001521256 Eaton Vance Inflation-Linked Income Credit Trust C/O EATON VANCE MANAGEMENT TWO INTERNATIONAL PLACE MA BOSTON 2110 Jun 1 2011 4:41PM N-2 811-22570 0001522807 Brookfield Global Listed Infrastructure Income Fund Inc. THREE WORLD FINANCIAL CENTER, 200 VESEY STREET NY NEW YORK 10281 Sep 7 2012 2:24PM NSAR-A/A 811-22571 0001521945 Triton Pacific Investment Corporation, Inc. 10877 WILSHIRE BLVD., 12TH FLOOR [NULL] CA LOS ANGELES 90024 Sep 5 2012 7:54AM 497 811-22572 0001523289 Multi-Strategy Growth & Income Fund 450 WIRELESS BLVD. [NULL] NY HAUPPAUGE 11788 Sep 20 2012 3:42PM N-23C3A 811-22573 0001521451 Peerless Value Opportunity Fund 300 ATLANTIC STREET SUITE 301 CT STAMFORD 6901 Jul 29 2011 5:25PM N-2 811-22575 0001524115 J.P. Morgan Access Multi-Strategy Fund II 270 PARK AVENUE [NULL] NY NEW YORK 10017 Oct 5 2012 4:28PM N-CSR/A 811-22577 0001525091 Invesco Total Property Market Income Fund 1555 PEACHTREE STREET, N.E., SUITE 1800 [NULL] GA ATLANTA 30309 Jun 21 2012 2:00PM APP ORDR 811-22579 0001524021 Paramount Access Fund MILLENNIUM TOWER, SUITE 1200 15455 N. DALLAS PARKWAY TX ADDISON 75001 Aug 30 2012 10:49AM N-PX 811-22580 0001524020 Paramount Institutional Access Fund MILLENNIUM TOWER, SUITE 1200 15455 N. DALLAS PARKWAY TX ADDISON 75001 Aug 30 2012 10:50AM N-PX 811-22582 0001525355 Western Asset Middle Market & High Yield Fund Inc. 620 EIGHTH AVENUE, 49TH FLOOR [NULL] NY NEW YORK 10018 Sep 13 2011 5:04PM N-2/A 811-22584 0001526104 Guggenheim Equal Weight Enhanced Equity Income Fund 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Sep 6 2012 4:47PM N-CSR 811-22585 0001526329 TORTOISE PIPELINE & ENERGY FUND, INC. 11550 ASH STREET, SUITE 300 [NULL] KS LEAWOOD 66211 Aug 28 2012 11:28AM N-PX 811-22586 0001525541 John Hancock Emerging Markets Income Fund 601 CONGRESS STREET [NULL] MA BOSTON 2210 Jan 30 2012 6:00AM 40-17G 811-22587 0001526322 John Hancock Flexible Income Opportunities Fund 601 CONGRESS STREET [NULL] MA BOSTON 2210 Jan 30 2012 6:00AM 40-17G 811-22590 0001525873 LAZARD ALTERNATIVE STRATEGIES 1099 FUND 30 ROCKEFELLER PLAZA [NULL] NY NEW YORK 10112-6300 Aug 27 2012 2:08PM N-Q 811-22591 0001526697 Apollo Credit Fund Inc. 9 WEST 57TH STREET [NULL] NY NEW YORK 10019 Jul 27 2011 5:28PM N-2 811-22592 0001525201 DoubleLine Opportunistic Credit Fund C/O DOUBLELINE CAPITAL LP 333 SOUTH GRAND AVENUE, 18TH FLOOR CA LOS ANGELES 90071 Aug 28 2012 2:19PM N-Q 811-22593 0001526629 Cushing Royalty & Income Fund C/O SWANK CAPITAL, LLC 8117 PRESTON ROAD, SUITE 440 TX DALLAS 75225 Aug 28 2012 5:16PM N-PX 811-22594 0001525830 Hatteras GPEP Fund II, LLC 8540 COLONNADE CENTER DRIVE, SUITE 401 [NULL] NC RALEIGH 27615 Aug 30 2012 5:14PM N-PX 811-22595 0001527413 FSI Low Beta Absolute Return Fund, TEI 3205 SOUTH BOSTON SUITE 1130 OK TULSA 74103 Sep 21 2012 4:05PM N-2/A 811-22598 0001527672 Cohen & Steers Global Power & Utility Fund, Inc. 280 PARK AVENUE [NULL] NY NEW YORK 10017 Aug 11 2011 3:55PM N-2 811-22599 0001516406 American Realty Capital Real Estate Income Fund 450 WIRELESS BOULEVARD [NULL] NY HAUPPAUGE 11788 Aug 6 2012 3:02PM 40-APP 811-22600 0001527994 Partners Group Private RE, LLC 1114 AVENUE OF THE AMERICAS 37TH FLOOR NY NEW YORK 10036 Aug 21 2012 1:08PM N-PX 811-22601 0001527993 Partners Group Private RE (Institutional), LLC 1114 AVENUE OF THE AMERICAS 37TH FLOOR NY NEW YORK 10036 Aug 21 2012 1:09PM N-PX 811-22603 0001528437 BlackRock Municipal Target Term Trust 55 EAST 52ND STREET [NULL] NY NEW YORK 10055 Aug 29 2012 4:40PM 497 811-22606 0001528988 BlackRock Utility & Infrastructure Trust 55 EAST 52ND STREET [NULL] NY NEW YORK 10055 Sep 25 2012 4:11PM N-Q 811-22607 0001528838 DIVIDEND Fund Inc. by Gabelli ONE CORPORATE CENTER [NULL] NY RYE 10580 May 9 2012 1:47PM N-2/A 811-22608 0001528811 Virtus Global Multi-Sector Income Fund 100 PEARL STREET [NULL] CT HARTFORD 6103 Sep 6 2012 1:09PM N-CSRS 811-22611 0001531134 NT Equity Long/Short Strategies Fund 50 SOUTH LA SALLE STREET [NULL] IL CHICAGO 60603 Aug 29 2012 3:19PM N-PX 811-22614 0001532713 Hatteras Sector Select Fund 8540 COLONNADE CENTER DRIVE SUITE 401 NC RALEIGH 27615 Aug 21 2012 3:37PM N-8F 811-22615 0001532743 Hatteras Sector Select Institutional Fund 8540 COLONNADE CENTER DRIVE SUITE 401 NC RALEIGH 27615 Aug 21 2012 3:38PM N-8F 811-22616 0001532716 GL Beyond Income Fund 400 FIFTH AVE SUITE 600 MA WALTHAM 2451 Oct 11 2012 4:20PM N-CSRS 811-22617 0001531015 Global Chartist Fund, LLC 200 PARK AVENUE, 24TH FLOOR [NULL] NY NEW YORK 10166 Sep 5 2012 12:18PM N-CSRS 811-22625 0001534052 Highland Premium Dividend Fund C/O HIGHLAND CAPITAL MANAGEMENT, L.P. NEXBANK TOWER, 13455 NOEL ROAD, STE 800 TX DALLAS 75240 Aug 30 2012 11:33AM N-PX 811-22626 0001534293 Salient Midstream & MLP Fund 4265 SAN FELIPE SUITE 800 TX HOUSTON 77027 Aug 6 2012 11:24AM N-PX 811-22627 0001534370 FIRST TRUST GLOBAL EQUITY DIVIDEND FUND 120 EAST LIBERTY STREET, SUITE 400 [NULL] IL WHEATON 60187 Nov 10 2011 5:09PM N-2 811-22628 0001534643 Permal Hedge Strategies Fund 55 WATER STREET FLOOR 32 NY NEW YORK 10041 Oct 15 2012 5:19PM POS 8C 811-22629 0001534369 FIRST TRUST STRATEGIC ALLOCATION FUND 120 EAST LIBERTY STREET, SUITE 400 [NULL] IL WHEATON 60187 Mar 28 2012 4:21PM N-2/A 811-22630 0001534368 FIRST TRUST GLOBAL RESOURCE SOLUTION FUND 120 EAST LIBERTY STREET, SUITE 400 [NULL] IL WHEATON 60187 Nov 14 2011 4:20PM N-2 811-22632 0001534880 Prudential Short Duration High Yield Fund, Inc. 100 MULBERRY STREET GATEWAY CENTER THREE NJ NEWARK 7102 Oct 15 2012 11:16AM APP ORDR 811-22633 0001534978 Reaves Global Utility & Energy Income Fund 1290 BROADWAY SUITE 1100 CO DENVER 80203 Nov 21 2011 1:32PM N-2 811-22634 0001535091 Blackstone Alternative Alpha Fund 345 PARK AVENUE, 16TH FLOOR [NULL] NY NEW YORK 10154 Sep 19 2012 5:27PM 40-APP/A 811-22635 0001535092 Blackstone Alternative Alpha Master Fund 345 PARK AVENUE, 16TH FLOOR [NULL] NY NEW YORK 10154 Aug 27 2012 3:48PM N-PX 811-22637 0001535273 TRIANGLE FUND LLC 745 SEVENTH AVENUE [NULL] NY NEW YORK 10019 Sep 18 2012 11:15AM N-8F 811-22639 0001533536 Endowment Institutional TEI Fund, L.P. 4265 SAN FELIPE, 8TH FLOOR [NULL] TX HOUSTON 77027 Aug 6 2012 12:09PM N-PX 811-22640 0001527995 Partners Group Private RE (Master), LLC 1114 AVENUE OF THE AMERICAS 37TH FLOOR NY NEW YORK 10036 Aug 21 2012 1:10PM N-PX 811-22642 0001529142 BlackRock Alternatives Allocation Portfolio LLC 55 EAST 52ND STREET [NULL] NY NEW YORK 10055 Aug 28 2012 5:15PM N-PX 811-22643 0001529140 BlackRock Alternatives Allocation FB Portfolio LLC 55 EAST 52ND STREET [NULL] NY NEW YORK 10055 Aug 28 2012 5:16PM N-PX 811-22644 0001529141 BlackRock Alternatives Allocation TEI Portfolio LLC 55 EAST 52ND STREET [NULL] NY NEW YORK 10055 Aug 28 2012 5:17PM N-PX 811-22645 0001529139 BlackRock Alternatives Allocation FB TEI Portfolio LLC 55 EAST 52ND STREET [NULL] NY NEW YORK 10055 Aug 28 2012 5:19PM N-PX 811-22646 0001536886 PRIVATE ADVISORS ALTERNATIVE STRATEGIES MASTER FUND 51 MADISON AVENUE [NULL] NY NEW YORK 10010 Aug 30 2012 3:45PM N-PX 811-22647 0001536887 PRIVATE ADVISORS ALTERNATIVE STRATEGIES FUND 51 MADISON AVENUE [NULL] NY NEW YORK 10010 Aug 30 2012 3:47PM N-PX 811-22650 0001536470 Highland Premium Long/Short Healthcare Fund 13455 NOEL RD. STE 900 TX DALLAS 75240 Aug 30 2012 11:43AM N-PX 811-22654 0001537610 Putnam Mortgage Recovery Fund ONE POST OFFICE SQUARE [NULL] MA BOSTON 2109 Aug 8 2012 2:57PM N-PX 811-22658 0001539337 Nuveen Real Asset Income & Growth Fund 333 W. WACKER DR. [NULL] IL CHICAGO 60606 Sep 7 2012 3:26PM N-CSRS 811-22663 0001541133 eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside C/O EATON VANCE MANAGEMENT TWO INTERNATIONAL PLACE MA BOSTON 2110 Aug 7 2012 2:44PM N-PX 811-22664 0001541132 eUnits(TM) 2 Year U.S. Market Participation Trust 3: Upside to Cap / Buffered Downside C/O EATON VANCE MANAGEMENT TWO INTERNATIONAL PLACE MA BOSTON 2110 Mar 19 2012 5:26PM N-2/A 811-22665 0001541163 eUnits(TM) 2 Year U.S. Market Participation Trust 4: Upside to Cap / Buffered Downside C/O EATON VANCE MANAGEMENT TWO INTERNATIONAL PLACE MA BOSTON 2110 Mar 19 2012 5:26PM N-2/A 811-22666 0001541156 eUnits(TM) 2 Year U.S. Market Participation Trust 5: Upside to Cap / Buffered Downside C/O EATON VANCE MANAGEMENT TWO INTERNATIONAL PLACE MA BOSTON 2110 Mar 19 2012 5:25PM N-2/A 811-22667 0001541096 eUnits(TM) 2 Year U.S. Market Participation Trust 6: Upside to Cap / Buffered Downside C/O EATON VANCE MANAGEMENT TWO INTERNATIONAL PLACE MA BOSTON 2110 Mar 19 2012 5:25PM N-2/A 811-22671 0001543188 AllianceBernstein Multi-Manager Alternative Fund ALLIANCEBERNSTEIN LP 1345 AVENUE OF THE AMERICAS NY NEW YORK 10105 Jul 16 2012 5:26PM 497 811-22672 0001529138 BlackRock Alternatives Allocation Master Portfolio LLC 55 EAST 52ND STREET [NULL] NY NEW YORK 10055 Aug 28 2012 5:22PM N-PX 811-22673 0001510599 PIMCO Dynamic Income Fund C/O ROPES & GRAY LLP PRUDENTIAL TOWER, 800 BOYLSTON STREET MA BOSTON 2199 Aug 27 2012 12:24PM N-PX 811-22675 0001543936 John Hancock Strategic Diversified Income Fund 601 CONGRESS STREET [NULL] MA BOSTON 2210 Mar 7 2012 5:27PM N-2 811-22676 0001544228 Blackstone / GSO Short Duration High Yield Fund 345 PARK AVENUE 31ST FLOOR NY NEW YORK 10154 Mar 9 2012 5:04PM N-2 811-22681 0001544841 ING Global Strategic Income Fund 7337 E. DOUBLETREE RANCH ROAD SUITE 100 AZ SCOTTSDALE 85258 Mar 26 2012 4:35PM N-2 811-22682 0001544317 AIP Macro Registered Fund A 100 FRONT STREET SUITE 400 PA WEST CONSHOHOCKEN 19428-2881 Sep 7 2012 10:17AM N-CSRS 811-22683 0001544318 AIP Macro Registered Fund P 100 FRONT STREET SUITE 400 PA WEST CONSHOHOCKEN 19428-2881 Sep 7 2012 10:09AM N-CSRS 811-22684 0000027367 DAXOR CORP 350 FIFTH AVENUE SUITE 7120 NY NEW YORK 10118 Sep 4 2012 10:06AM N-CSR 811-22685 0001489471 FEG Equity Access Fund LLC 201 EAST FIFTH STREET, SUITE 1600 [NULL] OH CINCINNATI 45202 Aug 28 2012 5:05PM N-Q 811-22686 0001546429 Blackstone / GSO Strategic Credit Fund 345 PARK AVENUE 31ST FLOOR NY NEW YORK 10154 Oct 10 2012 5:07PM 40-17G 811-22688 0001546631 Nuveen Active Allocation Real Return Fund 333 WEST WACKER DR. [NULL] IL CHICAGO 60606 Jul 13 2012 5:18PM N-2 811-22690 0001547158 TORTOISE ENERGY INDEPENDENCE FUND, INC. 11550 ASH STREET, SUITE 300 [NULL] KS LEAWOOD 66211 Aug 3 2012 2:39PM 40-17G 811-22693 0001547341 ClearBridge Energy MLP Total Return Fund Inc. 620 EIGHTH AVENUE [NULL] NY NEW YORK 10018 Aug 24 2012 1:08PM N-PX 811-22695 0001546931 RMR Preferred Income Fund TWO NEWTON PLACE 255 WASHINGTON STREET MA NEWTON 2458 Oct 5 2012 2:00PM N-2/A 811-22697 0001547775 SCS Hedged Opportunities (1099) Fund, LLC ONE WINTHROP SQUARE [NULL] MA BOSTON 2110 Aug 31 2012 2:57PM N-2/A 811-22699 0001547994 Nuveen Preferred & Income Term Fund 333 WEST WACKER DRIVE [NULL] IL CHICAGO 60606 Oct 5 2012 11:59AM N-CSR 811-22702 0001547624 Arden Macro Fund, L.L.C. 375 PARK AVENUE, 32 FLOOR [NULL] NY NEW YORK 10152 Apr 23 2012 2:36PM N-2 811-22703 0001547626 Arden Macro Master Fund, L.L.C. 375 PARK AVENUE, 32 FLOOR [NULL] NY NEW YORK 10152 Apr 23 2012 2:35PM N-2 811-22707 0001548717 Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. 280 PARK AVENUE FLOOR 10 NY NEW YORK 10017 Jul 27 2012 2:16PM 497 811-22710 0001551047 Total Income (plus) Real Estate Fund 450 WIRELESS BLVD. [NULL] NY HAUPPAUGE 11788 Oct 2 2012 5:18PM 497 811-22713 0001552250 AETNA MULTI-STRATEGY 1099 FUND C/O UMB FUND SERVICES 803 WEST MICHIGAN STREET WI MILWAUKEE 53201 Aug 22 2012 5:20PM POS AMI 811-22715 0001551949 Guggenheim Dynamic Opportunities Fund 2455 CORPORATE WEST DRIVE [NULL] IL LISLE 60532 Aug 7 2012 2:05PM N-PX 811-22716 0001551040 Stone Harbor Emerging Markets Total Income Fund C/O STONE HARBOR INVESTMENT PARTNERS LP 31 WEST 52ND STREET, 16TH FLOOR NY NEW YORK 10019 Oct 4 2012 10:45AM 8-A12B 811-22721 0001554496 KKR Alternative Corporate Opportunities Fund C/O KKR ASSET MANAGEMENT LLC 555 CALIFORNIA ST., 50TH FLOOR CA SAN FRANCISCO 94104 Sep 20 2012 6:00AM N-2/A 811-22722 0001554497 KKR Alternative Corporate Opportunities Fund P C/O KKR ASSET MANAGEMENT LLC 555 CALIFORNIA ST., 50TH FLOOR CA SAN FRANCISCO 94104 Sep 20 2012 6:00AM N-2/A 811-22724 0001554697 Prudential Global Short Duration High Yield Fund, Inc. 100 MULBERRY ST GATEWAY CENTER 3 NJ NEWARK 7102 Oct 5 2012 5:19PM N-2/A 811-22725 0001554625 Priority Senior Secured Income Fund, Inc. 10 EAST 40TH STREET 44TH FLOOR NY NEW YORK 10016 Sep 12 2012 5:26PM N-2/A 811-22727 0001498753 Cushing MLP Infrastructure Fund 8117 PRESTON ROAD SUITE 440 TX DALLAS 75225 Aug 6 2012 2:57PM 40-17G 811-22731 0001555457 Market Vectors Double Tax-Free Municipal Income Fund 335 MADISON AVENUE [NULL] NY NEW YORK 10017 Aug 3 2012 5:26PM N-2 811-22734 0001555085 Western Asset Middle Market Debt Fund Inc. 620 EIGHTH AVENUE, 49TH FLOOR [NULL] NY NEW YORK 10018 Oct 4 2012 11:13AM N-2/A 811-22735 0001556297 Pioneer Multi-Asset Credit Trust 60 STATE STREET [NULL] MA BOSTON 2109 Aug 16 2012 1:01PM N-2 811-22738 0001556336 FIRST TRUST MLP GROWTH & INCOME FUND 120 E. LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Oct 4 2012 6:00AM N-2/A 811-22740 0001555626 Duff & Phelps Diversified Income Fund Inc. 200 SOUTH WACKER DRIVE SUITE 500 IL CHICAGO 60606 Aug 23 2012 10:09AM N-2 811-22742 0001557523 Principal Commercial Mortgage Backed Securities Income Fund 1290 BROADWAY SUITE 1100 CO DENVER 80203 Sep 7 2012 5:16PM N-2 811-22749 0001557725 Resource Real Estate Diversified Income Fund 2005 MARKET STREET [NULL] PA PHILADELPHIA 19103 Sep 19 2012 3:22PM N-2 811-22751 0001556782 FIRST TRUST DIVERSIFIED SHORT DURATION FUND 120 EAST LIBERTY DRIVE, SUITE 400 [NULL] IL WHEATON 60187 Sep 20 2012 6:00AM N-2 811-22752 0001557915 Nuveen Intermediate Duration Municipal Term Fund 333 WEST WACKER DR. [NULL] IL CHICAGO 60606 Sep 21 2012 4:32PM N-2 811-22758 0001558629 PIMCO Dynamic Credit Income Fund 1633 BROADWAY [NULL] NY NEW YORK 10019 Oct 4 2012 4:11PM N-2 811-22759 0001557265 SharesPost 100 Fund LLC 1150 BAYHILL DRIVE [NULL] CA SAN BRUNO 94066 Oct 10 2012 5:04PM N-2