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	<company>
		<file_number> 814-00637                 </file_number>
		<cik> 0001090870 </cik>
		<registrant_name> 21ST CENTURY TECHNOLOGIES INC                                                                                                                          </registrant_name>
		<address_1> 2700 W. SAHARA BOULEVARD                 </address_1>
		<address_2> SUITE 440                                </address_2>
		<city> LAS VEGAS                      </city>
		<state> NV    </state>
		<zip_code>89102</zip_code>
		<last_filling_date> 05/16/12 </last_filling_date>
		<last_filling_type> REVOKED    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00873                 </file_number>
		<cik> 0001514534 </cik>
		<registrant_name> ALDA CAPITAL Corp                                                                                                                                      </registrant_name>
		<address_1> 233 S, WACKER DRIVE                      </address_1>
		<address_2> SUITE 9330                               </address_2>
		<city> CHICAGO                        </city>
		<state> IL    </state>
		<zip_code>60606</zip_code>
		<last_filling_date> 06/30/11 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00161                 </file_number>
		<cik> 0000941661 </cik>
		<registrant_name> ALLIED CAPITAL FINANCIAL CORP                                                                                                                          </registrant_name>
		<address_1> 1919 PENNSYLVANIA AVE., NW               </address_1>
		<address_2> NULL                                     </address_2>
		<city> WASHINGTON                     </city>
		<state> DC    </state>
		<zip_code>20006</zip_code>
		<last_filling_date> 03/28/03 </last_filling_date>
		<last_filling_type> 40-17F2    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00149                 </file_number>
		<cik> 0000817473 </cik>
		<registrant_name> AMERICAN CAPITAL, LTD                                                                                                                                  </registrant_name>
		<address_1> 2 BETHESDA METRO CENTER                  </address_1>
		<address_2> 14TH FL, ATT  TREASURY, CASH AND BANKING </address_2>
		<city> BETHESDA                       </city>
		<state> MD    </state>
		<zip_code>20814</zip_code>
		<last_filling_date> 05/10/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00125                 </file_number>
		<cik> 0000924977 </cik>
		<registrant_name> AMERICAN GROWTH FUND I LP                                                                                                                              </registrant_name>
		<address_1> 1455 E TROPICANA AVE SUITE 100           </address_1>
		<address_2> NULL                                     </address_2>
		<city> LAS VEGAS                      </city>
		<state> NV    </state>
		<zip_code>89119</zip_code>
		<last_filling_date> 04/01/96 </last_filling_date>
		<last_filling_type> N-54A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00193                 </file_number>
		<cik> 0001064015 </cik>
		<registrant_name> AMERITRANS CAPITAL CORP                                                                                                                                </registrant_name>
		<address_1> 50 JERICHO QUADRANGLE                    </address_1>
		<address_2> SUITE 109                                </address_2>
		<city> JERICHO                        </city>
		<state> NY    </state>
		<zip_code>11753</zip_code>
		<last_filling_date> 06/05/13 </last_filling_date>
		<last_filling_type> SC 13D/A   </last_filling_type>
	</company>
	<company>
		<file_number> 814-00646                 </file_number>
		<cik> 0001278752 </cik>
		<registrant_name> APOLLO INVESTMENT CORP                                                                                                                                 </registrant_name>
		<address_1> NULL                                     </address_1>
		<address_2> NULL                                     </address_2>
		<city> NULL                           </city>
		<state> NULL  </state>
		<zip_code> NULL       </zip_code>
		<last_filling_date> 06/10/13 </last_filling_date>
		<last_filling_type> POS EX     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00663                 </file_number>
		<cik> 0001287750 </cik>
		<registrant_name> ARES CAPITAL CORP                                                                                                                                      </registrant_name>
		<address_1> 245 PARK AVENUE, 44TH FLOOR              </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10167</zip_code>
		<last_filling_date> 06/05/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00625                 </file_number>
		<cik> 0001204619 </cik>
		<registrant_name> BELLWETHER VENTURE CAPITAL FUND I, INC.                                                                                                                </registrant_name>
		<address_1> 1330 POST OAK BLVD.                      </address_1>
		<address_2> SUITE 1600                               </address_2>
		<city> HOUSTON                        </city>
		<state> TX    </state>
		<zip_code>77056</zip_code>
		<last_filling_date> 10/30/06 </last_filling_date>
		<last_filling_type> ID-PASSUPD </last_filling_type>
	</company>
	<company>
		<file_number> 814-00952                 </file_number>
		<cik> 0001524542 </cik>
		<registrant_name> Benefit Street Partners BDC, Inc.                                                                                                                      </registrant_name>
		<address_1> 9 WEST 57TH STREET                       </address_1>
		<address_2> 47TH FLOOR                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10019</zip_code>
		<last_filling_date> 02/25/13 </last_filling_date>
		<last_filling_type> 40-APP     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00223                 </file_number>
		<cik> 0001117427 </cik>
		<registrant_name> BERTHEL GROWTH TRUST II                                                                                                                                </registrant_name>
		<address_1> PO BOX 609                               </address_1>
		<address_2> NULL                                     </address_2>
		<city> MARION                         </city>
		<state> IA    </state>
		<zip_code> 52302-0609 </zip_code>
		<last_filling_date> 09/28/01 </last_filling_date>
		<last_filling_type> POS 8C     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00623                 </file_number>
		<cik> 0001047557 </cik>
		<registrant_name> BERTHEL SBIC LLC                                                                                                                                       </registrant_name>
		<address_1> 701 TAMA ST                              </address_1>
		<address_2> BLDG B                                   </address_2>
		<city> MARION                         </city>
		<state> IA    </state>
		<zip_code>52302</zip_code>
		<last_filling_date> 05/05/09 </last_filling_date>
		<last_filling_type> NO ACT     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00678                 </file_number>
		<cik> 0001294345 </cik>
		<registrant_name> BLACKHAWK CAPITAL GROUP BDC INC                                                                                                                        </registrant_name>
		<address_1> 14 WALL STREET 11TH FLOOR                </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10005</zip_code>
		<last_filling_date> 01/28/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00656                 </file_number>
		<cik> 0001286848 </cik>
		<registrant_name> BLACKRIDGE INVESTMENT CORP                                                                                                                             </registrant_name>
		<address_1> NULL                                     </address_1>
		<address_2> NULL                                     </address_2>
		<city> NULL                           </city>
		<state> NULL  </state>
		<zip_code> NULL       </zip_code>
		<last_filling_date> 07/21/04 </last_filling_date>
		<last_filling_type> APP WD     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00712                 </file_number>
		<cik> 0001326003 </cik>
		<registrant_name> BlackRock Kelso Capital CORP                                                                                                                           </registrant_name>
		<address_1> 40 EAST 52ND STREET                      </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 05/31/13 </last_filling_date>
		<last_filling_type> POS 8C     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00880                 </file_number>
		<cik> 0001516970 </cik>
		<registrant_name> BLUECREST CAPITAL FINANCE CORP.                                                                                                                        </registrant_name>
		<address_1> 225 W. WASHINGTON STREET                 </address_1>
		<address_2> 2ND FLOOR                                </address_2>
		<city> CHICAGO                        </city>
		<state> IL    </state>
		<zip_code>60606</zip_code>
		<last_filling_date> 02/23/12 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00175                 </file_number>
		<cik> 0000748268 </cik>
		<registrant_name> BROADLEAF CAPITAL PARTNERS INC                                                                                                                         </registrant_name>
		<address_1> 3887 PACIFIC STREET                      </address_1>
		<address_2> NULL                                     </address_2>
		<city> LAS VEGAS                      </city>
		<state> NV    </state>
		<zip_code>89121</zip_code>
		<last_filling_date> 05/14/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00821                 </file_number>
		<cik> 0001490927 </cik>
		<registrant_name> Business Development Corp of America                                                                                                                   </registrant_name>
		<address_1> 405 PARK AVENUE, 15TH FLOOR              </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 05/23/13 </last_filling_date>
		<last_filling_type> DEF 14A    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00753                 </file_number>
		<cik> 0001415857 </cik>
		<registrant_name> Calvert Street Capital CORP                                                                                                                            </registrant_name>
		<address_1> 111 SOUTH CALVERT STREET                 </address_1>
		<address_2> SUITE 1800                               </address_2>
		<city> BALTIMORE                      </city>
		<state> MD    </state>
		<zip_code>21202</zip_code>
		<last_filling_date> 11/18/08 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00061                 </file_number>
		<cik> 0000017313 </cik>
		<registrant_name> CAPITAL SOUTHWEST CORP                                                                                                                                 </registrant_name>
		<address_1> 12900 PRESTON RD STE 700                 </address_1>
		<address_2> NULL                                     </address_2>
		<city> DALLAS                         </city>
		<state> TX    </state>
		<zip_code>75230</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> DEF 14A    </last_filling_type>
	</company>
	<company>
		<file_number> 814-01022                 </file_number>
		<cik> 0001571329 </cik>
		<registrant_name> Capitala Finance Corp.                                                                                                                                 </registrant_name>
		<address_1> 4201 CONGRESS STREET, SUITE 360          </address_1>
		<address_2> NULL                                     </address_2>
		<city> CHARLOTTE                      </city>
		<state> NC    </state>
		<zip_code>28209</zip_code>
		<last_filling_date> 05/30/13 </last_filling_date>
		<last_filling_type> N-2        </last_filling_type>
	</company>
	<company>
		<file_number> 814-01021                 </file_number>
		<cik> 0001221483 </cik>
		<registrant_name> CAPITALSOUTH PARTNERS FUND II LP                                                                                                                       </registrant_name>
		<address_1> 1011 E MOREHEAD ST                       </address_1>
		<address_2> SUITE 150                                </address_2>
		<city> CHARLOTTE                      </city>
		<state> NC    </state>
		<zip_code>28204</zip_code>
		<last_filling_date> 05/30/13 </last_filling_date>
		<last_filling_type> N-2        </last_filling_type>
	</company>
	<company>
		<file_number> 814-01023                 </file_number>
		<cik> 0001462441 </cik>
		<registrant_name> CapitalSouth Partners SBIC Fund III, L.P.                                                                                                              </registrant_name>
		<address_1> 1011 E. MOREHEAD ST.                     </address_1>
		<address_2> SUITE 150                                </address_2>
		<city> CHARLOTTE                      </city>
		<state> NC    </state>
		<zip_code>28204</zip_code>
		<last_filling_date> 05/30/13 </last_filling_date>
		<last_filling_type> N-2        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00995                 </file_number>
		<cik> 0001544206 </cik>
		<registrant_name> Carlyle GMS Finance, Inc.                                                                                                                              </registrant_name>
		<address_1> 520 MADISON AVENUE                       </address_1>
		<address_2> 41ST FLOOR                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> SC 13G     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00876                 </file_number>
		<cik> 0001511948 </cik>
		<registrant_name> Centre Lane Investment Corp.                                                                                                                           </registrant_name>
		<address_1> ONE GRAND CENTRAL PLACE                  </address_1>
		<address_2> 60 E. 42ND STREET, SUITE 1400            </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10165</zip_code>
		<last_filling_date> 06/20/11 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00858                 </file_number>
		<cik> 0001508626 </cik>
		<registrant_name> Chanticleer Dividend Fund, Inc.                                                                                                                        </registrant_name>
		<address_1> 11220 ELM LANE                           </address_1>
		<address_2> SUITE 203                                </address_2>
		<city> CHARLOTTE                      </city>
		<state> NC    </state>
		<zip_code>28277</zip_code>
		<last_filling_date> 04/27/11 </last_filling_date>
		<last_filling_type> N-6F/A     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00884                 </file_number>
		<cik> 0001517366 </cik>
		<registrant_name> Churchill Financial BDC Inc.                                                                                                                           </registrant_name>
		<address_1> 400 PARK AVENUE                          </address_1>
		<address_2> SUITE 1150                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 11/22/11 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00941                 </file_number>
		<cik> 0001534254 </cik>
		<registrant_name> CION Investment Corp                                                                                                                                   </registrant_name>
		<address_1> 3 PARK AVENUE                            </address_1>
		<address_2> 36TH FLOOR                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10016</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00958                 </file_number>
		<cik> 0001547533 </cik>
		<registrant_name> CONNECTOR CAPITAL Corp                                                                                                                                 </registrant_name>
		<address_1> 970 WEST BROADWAY                        </address_1>
		<address_2> PMB 402 POB 30 000                       </address_2>
		<city> JACKSON                        </city>
		<state> WY    </state>
		<zip_code>83002</zip_code>
		<last_filling_date> 07/20/12 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00904                 </file_number>
		<cik> 0001522617 </cik>
		<registrant_name> COR Business Development Co LLC                                                                                                                        </registrant_name>
		<address_1> 233 WILSHIRE BOULEVARD, SUITE 830        </address_1>
		<address_2> NULL                                     </address_2>
		<city> SANTA MONICA                   </city>
		<state> CA    </state>
		<zip_code>90401</zip_code>
		<last_filling_date> 11/19/12 </last_filling_date>
		<last_filling_type> N-6F/A     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00827                 </file_number>
		<cik> 0001494538 </cik>
		<registrant_name> Corporate Capital Trust, Inc.                                                                                                                          </registrant_name>
		<address_1> 450 S. ORANGE AVENUE                     </address_1>
		<address_2> NULL                                     </address_2>
		<city> ORLANDO                        </city>
		<state> FL    </state>
		<zip_code>32801</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00869                 </file_number>
		<cik> 0001513858 </cik>
		<registrant_name> Crescent Capital Finance Group, Inc.                                                                                                                   </registrant_name>
		<address_1> 11100 SANTA MONICA BOULEVARD             </address_1>
		<address_2> SUITE 2000                               </address_2>
		<city> LOS ANGELES                    </city>
		<state> CA    </state>
		<zip_code>90025</zip_code>
		<last_filling_date> 03/05/12 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00152                 </file_number>
		<cik> 0000926242 </cik>
		<registrant_name> EDVEST ENTREPRENEURIAL GROWTH FUND INC                                                                                                                 </registrant_name>
		<address_1> 3800 W 80TH ST                           </address_1>
		<address_2> STE 1400                                 </address_2>
		<city> MINNEAPOLIS                    </city>
		<state> MN    </state>
		<zip_code>55431</zip_code>
		<last_filling_date> 06/02/95 </last_filling_date>
		<last_filling_type> POS AMI    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00177                 </file_number>
		<cik> 0000723108 </cik>
		<registrant_name> ELK ASSOCIATES FUNDING CORP                                                                                                                            </registrant_name>
		<address_1> 747 THIRD AVE                            </address_1>
		<address_2> 4TH FLOOR                                </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10017</zip_code>
		<last_filling_date> 09/28/00 </last_filling_date>
		<last_filling_type> 10-K       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00739                 </file_number>
		<cik> 0001389255 </cik>
		<registrant_name> Energy Independence Fund Inc                                                                                                                           </registrant_name>
		<address_1> 1100 Ridgefield Blvd                     </address_1>
		<address_2> Suite 100-F                              </address_2>
		<city> Asheville                      </city>
		<state> NC    </state>
		<zip_code> 28806-6210 </zip_code>
		<last_filling_date> 02/22/07 </last_filling_date>
		<last_filling_type> COUPDAT    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00094                 </file_number>
		<cik> 0000869682 </cik>
		<registrant_name> EQUUS INVESTMENTS INCORPORATED                                                                                                                         </registrant_name>
		<address_1> 2929 ALLEN PKWY STE 2500                 </address_1>
		<address_2> NULL                                     </address_2>
		<city> HOUSTON TEXAS                  </city>
		<state> TX    </state>
		<zip_code>77019</zip_code>
		<last_filling_date> 05/23/01 </last_filling_date>
		<last_filling_type> 424B       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00098                 </file_number>
		<cik> 0000878932 </cik>
		<registrant_name> EQUUS TOTAL RETURN, INC.                                                                                                                               </registrant_name>
		<address_1> EIGHT GREENWAY PLAZA                     </address_1>
		<address_2> SUITE 930                                </address_2>
		<city> HOUSTON                        </city>
		<state> TX    </state>
		<zip_code>77046</zip_code>
		<last_filling_date> 05/17/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00655                 </file_number>
		<cik> 0001286685 </cik>
		<registrant_name> EVERCORE INVESTMENT CORP                                                                                                                               </registrant_name>
		<address_1> 100 WILSHIRE BLVD                        </address_1>
		<address_2> SUITE 1230                               </address_2>
		<city> SANTA MONICA                   </city>
		<state> CA    </state>
		<zip_code>90401</zip_code>
		<last_filling_date> 08/23/04 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00861                 </file_number>
		<cik> 0001513363 </cik>
		<registrant_name> FIDUS INVESTMENT Corp                                                                                                                                  </registrant_name>
		<address_1> 1603 ORRINGTON AVENUE                    </address_1>
		<address_2> SUITE 820                                </address_2>
		<city> EVANSTON                       </city>
		<state> IL    </state>
		<zip_code>60201</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00862                 </file_number>
		<cik> 0001404641 </cik>
		<registrant_name> FIDUS MEZZANINE CAPITAL LP                                                                                                                             </registrant_name>
		<address_1> 190 S. LASALLE STREET                    </address_1>
		<address_2> SUITE 2140                               </address_2>
		<city> CHICAGO                        </city>
		<state> IL    </state>
		<zip_code>60603</zip_code>
		<last_filling_date> 05/15/13 </last_filling_date>
		<last_filling_type> 40-APP     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00755                 </file_number>
		<cik> 0001414932 </cik>
		<registrant_name> Fifth Street Finance Corp                                                                                                                              </registrant_name>
		<address_1> 10 BANK STREET                           </address_1>
		<address_2> SUITE 1210                               </address_2>
		<city> WHITE PLAINS                   </city>
		<state> NY    </state>
		<zip_code>10601</zip_code>
		<last_filling_date> 05/08/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-01013                 </file_number>
		<cik> 0001577791 </cik>
		<registrant_name> Fifth Street Senior Floating Rate Corp.                                                                                                                </registrant_name>
		<address_1> 10 BANK STREET                           </address_1>
		<address_2> 12TH FLOOR                               </address_2>
		<city> WHITE PLAINS                   </city>
		<state> NY    </state>
		<zip_code>10606</zip_code>
		<last_filling_date> 05/29/13 </last_filling_date>
		<last_filling_type> N-2        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00830                 </file_number>
		<cik> 0001495584 </cik>
		<registrant_name> Firsthand Technology Value Fund, Inc.                                                                                                                  </registrant_name>
		<address_1> 150 ALMADEN BLVD.                        </address_1>
		<address_2> SUITE 1250                               </address_2>
		<city> SAN JOSE                       </city>
		<state> CA    </state>
		<zip_code>95113</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00949                 </file_number>
		<cik> 0001544789 </cik>
		<registrant_name> FoundationsAmerica Strategic Income Corp                                                                                                               </registrant_name>
		<address_1> 6200 THE CORNERS PARKWAY                 </address_1>
		<address_2> SUITE 250                                </address_2>
		<city> NORCROSS                       </city>
		<state> GA    </state>
		<zip_code>30092</zip_code>
		<last_filling_date> 01/10/13 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00189                 </file_number>
		<cik> 0000818897 </cik>
		<registrant_name> FRESHSTART VENTURE CAPITAL CORP                                                                                                                        </registrant_name>
		<address_1> 24-25 JACKSON AVENUE                     </address_1>
		<address_2> NULL                                     </address_2>
		<city> LONG ISLAND CITY               </city>
		<state> NY    </state>
		<zip_code>11101</zip_code>
		<last_filling_date> 06/17/02 </last_filling_date>
		<last_filling_type> 40-17F2    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00841                 </file_number>
		<cik> 0001501729 </cik>
		<registrant_name> FS Energy &amp; Power Fund                                                                                                                                 </registrant_name>
		<address_1> CIRA CENTRE                              </address_1>
		<address_2> 2929 ARCH STREET, SUITE 675              </address_2>
		<city> PHILADELPHIA                   </city>
		<state> PA    </state>
		<zip_code> 19104-2867 </zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type>497</last_filling_type>
	</company>
	<company>
		<file_number> 814-00757                 </file_number>
		<cik> 0001422183 </cik>
		<registrant_name> FS Investment CORP                                                                                                                                     </registrant_name>
		<address_1> CIRCA CENTRE, 2929 ARCH STREET           </address_1>
		<address_2> SUITE 675                                </address_2>
		<city> PHILDADELPHIA                  </city>
		<state> PA    </state>
		<zip_code> 19104-2867 </zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> DEFA14A    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00926                 </file_number>
		<cik> 0001525759 </cik>
		<registrant_name> FS Investment Corp II                                                                                                                                  </registrant_name>
		<address_1> CIRA CENTRE, 2929 ARCH STREET, SUIT 675  </address_1>
		<address_2> NULL                                     </address_2>
		<city> PHILADELPHIA                   </city>
		<state> PA    </state>
		<zip_code>19104</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type>497</last_filling_type>
	</company>
	<company>
		<file_number> 814-00809                 </file_number>
		<cik> 0001490013 </cik>
		<registrant_name> Full Circle Capital Corp                                                                                                                               </registrant_name>
		<address_1> 800 WESTCHESTER AVE., SUITE S-620        </address_1>
		<address_2> NULL                                     </address_2>
		<city> RYE BROOK                      </city>
		<state> NY    </state>
		<zip_code>10573</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> N-2/A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00878                 </file_number>
		<cik> 0001509892 </cik>
		<registrant_name> Garrison Capital Inc.                                                                                                                                  </registrant_name>
		<address_1> 1350 AVENUE OF THE AMERICAS              </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10019</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00237                 </file_number>
		<cik> 0001143513 </cik>
		<registrant_name> GLADSTONE CAPITAL CORP                                                                                                                                 </registrant_name>
		<address_1> 1521 WESTBRANCH DRIVE                    </address_1>
		<address_2> SUITE 200                                </address_2>
		<city> MCLEAN                         </city>
		<state> VA    </state>
		<zip_code>22102</zip_code>
		<last_filling_date> 04/30/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00704                 </file_number>
		<cik> 0001321741 </cik>
		<registrant_name> GLADSTONE INVESTMENT CORPORATION\DE                                                                                                                    </registrant_name>
		<address_1> 1521 WESTBRANCH DRIVE                    </address_1>
		<address_2> SUITE 200                                </address_2>
		<city> MCLEAN                         </city>
		<state> VA    </state>
		<zip_code>22102</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> POS 8C     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00816                 </file_number>
		<cik> 0001490310 </cik>
		<registrant_name> GLADSTONE LENDING Corp                                                                                                                                 </registrant_name>
		<address_1> 1521 WESTBRANCH DRIVE                    </address_1>
		<address_2> SUITE 200                                </address_2>
		<city> MCLEAN                         </city>
		<state> VA    </state>
		<zip_code>22102</zip_code>
		<last_filling_date> 10/17/12 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00666                 </file_number>
		<cik> 0001287970 </cik>
		<registrant_name> GLEACHER  INVESTMENT CORP                                                                                                                              </registrant_name>
		<address_1> NULL                                     </address_1>
		<address_2> NULL                                     </address_2>
		<city> NULL                           </city>
		<state> NULL  </state>
		<zip_code> NULL       </zip_code>
		<last_filling_date> 05/10/04 </last_filling_date>
		<last_filling_type> N-2        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00634                 </file_number>
		<cik> 0001252847 </cik>
		<registrant_name> GLOBALEX MICROCAP FUND INC                                                                                                                             </registrant_name>
		<address_1> 1522 WEST MANCHESTER AVE                 </address_1>
		<address_2> NULL                                     </address_2>
		<city> LOS ANGELES                    </city>
		<state> CA    </state>
		<zip_code>90047</zip_code>
		<last_filling_date> 06/14/04 </last_filling_date>
		<last_filling_type> 1-E        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00998                 </file_number>
		<cik> 0001572694 </cik>
		<registrant_name> Goldman Sachs BDC, Inc.                                                                                                                                </registrant_name>
		<address_1> 200 WEST STREET                          </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10282</zip_code>
		<last_filling_date> 05/29/13 </last_filling_date>
		<last_filling_type> 40-17G     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00794                 </file_number>
		<cik> 0001476765 </cik>
		<registrant_name> Golub Capital BDC, Inc.                                                                                                                                </registrant_name>
		<address_1> 150 SOUTH WACKER DRIVE                   </address_1>
		<address_2> SUITE 800                                </address_2>
		<city> CHICAGO                        </city>
		<state> IL    </state>
		<zip_code>60606</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00665                 </file_number>
		<cik> 0001288156 </cik>
		<registrant_name> GORES INVESTMENT CORP                                                                                                                                  </registrant_name>
		<address_1> NULL                                     </address_1>
		<address_2> NULL                                     </address_2>
		<city> NULL                           </city>
		<state> NULL  </state>
		<zip_code> NULL       </zip_code>
		<last_filling_date> 08/25/04 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00772                 </file_number>
		<cik> 0001428974 </cik>
		<registrant_name> Green Energy &amp; Growth Fund, Inc.                                                                                                                       </registrant_name>
		<address_1> 1415 28TH STREET                         </address_1>
		<address_2> SUITE 200                                </address_2>
		<city> WEST DES MOINES                </city>
		<state> IA    </state>
		<zip_code> 50266-1461 </zip_code>
		<last_filling_date> 04/09/10 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00852                 </file_number>
		<cik> 0001509470 </cik>
		<registrant_name> GSV Capital Corp.                                                                                                                                      </registrant_name>
		<address_1> 2965 WOODSIDE ROAD                       </address_1>
		<address_2> NULL                                     </address_2>
		<city> WOODSIDE                       </city>
		<state> CA    </state>
		<zip_code>94062</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00176                 </file_number>
		<cik> 0000893739 </cik>
		<registrant_name> HARRIS &amp; HARRIS GROUP INC /NY/                                                                                                                         </registrant_name>
		<address_1> 1450 BROADWAY                            </address_1>
		<address_2> FLOOR 24                                 </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10018</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> 40-APP     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00985                 </file_number>
		<cik> 0001559909 </cik>
		<registrant_name> Harvest Capital Credit Corp                                                                                                                            </registrant_name>
		<address_1> 450 Park Avenue                          </address_1>
		<address_2> Suite 500                                </address_2>
		<city> New York                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 05/21/13 </last_filling_date>
		<last_filling_type> 40-17G     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00911                 </file_number>
		<cik> 0001521962 </cik>
		<registrant_name> Hercules Clean Technology Capital, Inc.                                                                                                                </registrant_name>
		<address_1> 400 HAMILTON AVENUE                      </address_1>
		<address_2> SUITE 310                                </address_2>
		<city> PALO ALTO                      </city>
		<state> CA    </state>
		<zip_code>94301</zip_code>
		<last_filling_date> 09/16/11 </last_filling_date>
		<last_filling_type> N-2/A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00702                 </file_number>
		<cik> 0001280784 </cik>
		<registrant_name> HERCULES TECHNOLOGY GROWTH CAPITAL INC                                                                                                                 </registrant_name>
		<address_1> 400 HAMILTON AVE                         </address_1>
		<address_2> SUITE 310                                </address_2>
		<city> PALO ALTO                      </city>
		<state> CA    </state>
		<zip_code>94301</zip_code>
		<last_filling_date> 06/10/13 </last_filling_date>
		<last_filling_type> S-8        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00939                 </file_number>
		<cik> 0001535778 </cik>
		<registrant_name> HMS INCOME FUND, INC.                                                                                                                                  </registrant_name>
		<address_1> 2800 POST OAK BOULEVARD, SUITE 5000      </address_1>
		<address_2> NULL                                     </address_2>
		<city> HOUSTON                        </city>
		<state> TX    </state>
		<zip_code> 77056-6118 </zip_code>
		<last_filling_date> 06/04/13 </last_filling_date>
		<last_filling_type> 40-17G     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00802                 </file_number>
		<cik> 0001487428 </cik>
		<registrant_name> Horizon Technology Finance Corp                                                                                                                        </registrant_name>
		<address_1> 312 FARMINGTON AVENUE                    </address_1>
		<address_2> NULL                                     </address_2>
		<city> FARMINGTON                     </city>
		<state> CT    </state>
		<zip_code>6032</zip_code>
		<last_filling_date> 06/04/13 </last_filling_date>
		<last_filling_type> DEFA14A    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00715                 </file_number>
		<cik> 0001345905 </cik>
		<registrant_name> Horizon Technology Funding CO LLC                                                                                                                      </registrant_name>
		<address_1> 76 BATTERSON PARK ROAD                   </address_1>
		<address_2> NULL                                     </address_2>
		<city> FARMINGTON                     </city>
		<state> CT    </state>
		<zip_code>6032</zip_code>
		<last_filling_date> 06/13/06 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00720                 </file_number>
		<cik> 0000912844 </cik>
		<registrant_name> INVENT Ventures, Inc.                                                                                                                                  </registrant_name>
		<address_1> 3651 LINDELL ROAD                        </address_1>
		<address_2> SUITE D #146                             </address_2>
		<city> LAS VEGAS                      </city>
		<state> NV    </state>
		<zip_code>89103</zip_code>
		<last_filling_date> 05/10/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00741                 </file_number>
		<cik> 0001391982 </cik>
		<registrant_name> Iron Leaf Capital CORP                                                                                                                                 </registrant_name>
		<address_1> 5 EDEN LANE                              </address_1>
		<address_2> NULL                                     </address_2>
		<city> TIBURON                        </city>
		<state> CA    </state>
		<zip_code>94920</zip_code>
		<last_filling_date> 01/22/08 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00963                 </file_number>
		<cik> 0001095133 </cik>
		<registrant_name> ISA INTERNATIONALE INC                                                                                                                                 </registrant_name>
		<address_1> 2560 RICE STREET                         </address_1>
		<address_2> NULL                                     </address_2>
		<city> ST. PAUL                       </city>
		<state> MN    </state>
		<zip_code>55113</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00689                 </file_number>
		<cik> 0001140298 </cik>
		<registrant_name> iWorld Projects &amp; Systems, Inc.                                                                                                                        </registrant_name>
		<address_1> P. O. BOX 2115                           </address_1>
		<address_2> NULL                                     </address_2>
		<city> ADDISON                        </city>
		<state> TX    </state>
		<zip_code> 75001-2115 </zip_code>
		<last_filling_date> 03/26/07 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00735                 </file_number>
		<cik> 0001372807 </cik>
		<registrant_name> KCAP Financial, Inc.                                                                                                                                   </registrant_name>
		<address_1> 295 MADISON AVENUE                       </address_1>
		<address_2> 6TH FLOOR                                </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10017</zip_code>
		<last_filling_date> 06/04/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00778                 </file_number>
		<cik> 0001444706 </cik>
		<registrant_name> KEATING CAPITAL INC                                                                                                                                    </registrant_name>
		<address_1> 5251 DTC PARKWAY, SUITE 1100             </address_1>
		<address_2> NULL                                     </address_2>
		<city> Greenwood Village              </city>
		<state> CO    </state>
		<zip_code>80111</zip_code>
		<last_filling_date> 05/30/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00194                 </file_number>
		<cik> 0000913448 </cik>
		<registrant_name> KELLIN INVESTMENT CORP                                                                                                                                 </registrant_name>
		<address_1> 106 E MAIN ST P O BOX 501                </address_1>
		<address_2> TUBAL CAIN AGENT                         </address_2>
		<city> AGUILAR                        </city>
		<state> CO    </state>
		<zip_code>81020</zip_code>
		<last_filling_date> 08/26/96 </last_filling_date>
		<last_filling_type> N-6F       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00654                 </file_number>
		<cik> 0001286738 </cik>
		<registrant_name> KKR BDC INC                                                                                                                                            </registrant_name>
		<address_1> 9 WEST 57TH STREET                       </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10019</zip_code>
		<last_filling_date> 02/16/06 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00961                 </file_number>
		<cik> 0001550913 </cik>
		<registrant_name> MacKenzie Realty Capital, Inc.                                                                                                                         </registrant_name>
		<address_1> 1640 SCHOOL STREET                       </address_1>
		<address_2> NULL                                     </address_2>
		<city> MORAGA                         </city>
		<state> CA    </state>
		<zip_code>94556</zip_code>
		<last_filling_date> 05/30/13 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00746                 </file_number>
		<cik> 0001396440 </cik>
		<registrant_name> Main Street Capital CORP                                                                                                                               </registrant_name>
		<address_1> 1300 POST OAK BOULEVARD                  </address_1>
		<address_2> SUITE 800                                </address_2>
		<city> HOUSTON                        </city>
		<state> TX    </state>
		<zip_code>77056</zip_code>
		<last_filling_date> 06/04/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00239                 </file_number>
		<cik> 0001141299 </cik>
		<registrant_name> MCG CAPITAL CORP                                                                                                                                       </registrant_name>
		<address_1> 1001 19TH STREET NORTH                   </address_1>
		<address_2> 10TH FLOOR                               </address_2>
		<city> ARLINGTON                      </city>
		<state> VA    </state>
		<zip_code>22209</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> COUPDAT    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00188                 </file_number>
		<cik> 0001000209 </cik>
		<registrant_name> MEDALLION FINANCIAL CORP                                                                                                                               </registrant_name>
		<address_1> 437 MADISON AVE 38 TH FLOOR              </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 05/08/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00747                 </file_number>
		<cik> 0001399694 </cik>
		<registrant_name> MediaTech Investment Corp.                                                                                                                             </registrant_name>
		<address_1> 1900 AVENUE OF THE STARS                 </address_1>
		<address_2> SUITE 2701                               </address_2>
		<city> LOS ANGELES                    </city>
		<state> CA    </state>
		<zip_code>90067</zip_code>
		<last_filling_date> 10/11/07 </last_filling_date>
		<last_filling_type> CERTNAS    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00818                 </file_number>
		<cik> 0001490349 </cik>
		<registrant_name> Medley Capital Corp                                                                                                                                    </registrant_name>
		<address_1> 375 PARK AVENUE                          </address_1>
		<address_2> SUITE 3304                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10152</zip_code>
		<last_filling_date> 05/07/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00215                 </file_number>
		<cik> 0001115583 </cik>
		<registrant_name> MEVC DELTA LIFE SCIENCES FUND I INC                                                                                                                    </registrant_name>
		<address_1> 991 FOLSOM STREET SUITE 301              </address_1>
		<address_2> NULL                                     </address_2>
		<city> SAN FRANCISCO                  </city>
		<state> CA    </state>
		<zip_code>94107</zip_code>
		<last_filling_date> 03/20/01 </last_filling_date>
		<last_filling_type> CORRESP    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00213                 </file_number>
		<cik> 0001104463 </cik>
		<registrant_name> MGI2 INC                                                                                                                                               </registrant_name>
		<address_1> 9821 KATY FREEWAY                        </address_1>
		<address_2> SUITE 500                                </address_2>
		<city> HOUSTON                        </city>
		<state> TX    </state>
		<zip_code>77024</zip_code>
		<last_filling_date> 05/01/00 </last_filling_date>
		<last_filling_type> N-54A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00866                 </file_number>
		<cik> 0001512931 </cik>
		<registrant_name> MONROE CAPITAL Corp                                                                                                                                    </registrant_name>
		<address_1> 311 SOUTH WACKER DRIVE                   </address_1>
		<address_2> SUITE 6400                               </address_2>
		<city> CHICAGO                        </city>
		<state> IL    </state>
		<zip_code>60606</zip_code>
		<last_filling_date> 06/05/13 </last_filling_date>
		<last_filling_type> 40-APP/A   </last_filling_type>
	</company>
	<company>
		<file_number> 814-00724                 </file_number>
		<cik> 0001133901 </cik>
		<registrant_name> Morris Business Development Co                                                                                                                         </registrant_name>
		<address_1> 413 AVENUE G, #1                         </address_1>
		<address_2> NULL                                     </address_2>
		<city> REDONDO BEACH                  </city>
		<state> CA    </state>
		<zip_code>90277</zip_code>
		<last_filling_date> 04/24/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00201                 </file_number>
		<cik> 0001099941 </cik>
		<registrant_name> MVC CAPITAL, INC.                                                                                                                                      </registrant_name>
		<address_1> RIVERVIEW AT PURCHASE                    </address_1>
		<address_2> 287 BOWMAN AVENUE, 3RD FLOOR             </address_2>
		<city> PURCHASE                       </city>
		<state> NY    </state>
		<zip_code>10577</zip_code>
		<last_filling_date> 05/03/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00192                 </file_number>
		<cik> 0001021529 </cik>
		<registrant_name> NATIONAL HYDROGEN FUND LTD                                                                                                                             </registrant_name>
		<address_1> 84 E LANDBERG AVE                        </address_1>
		<address_2> NULL                                     </address_2>
		<city> LAS VEGAS                      </city>
		<state> NV    </state>
		<zip_code>89123</zip_code>
		<last_filling_date> 08/16/96 </last_filling_date>
		<last_filling_type> N-6F       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00902                 </file_number>
		<cik> 0001515173 </cik>
		<registrant_name> New Mountain Finance AIV Holdings Corp                                                                                                                 </registrant_name>
		<address_1> 787 7TH AVENUE                           </address_1>
		<address_2> 48TH FLOOR                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10019</zip_code>
		<last_filling_date> 05/09/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00832                 </file_number>
		<cik> 0001496099 </cik>
		<registrant_name> New Mountain Finance Corp                                                                                                                              </registrant_name>
		<address_1> 787 SEVENTH AVENUE, 48TH FLOOR           </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10019</zip_code>
		<last_filling_date> 05/09/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00839                 </file_number>
		<cik> 0001491925 </cik>
		<registrant_name> New Mountain Finance Holdings, L.L.C.                                                                                                                  </registrant_name>
		<address_1> 787 SEVENTH AVENUE, 49TH FLOOR           </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10019</zip_code>
		<last_filling_date> 05/09/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00982                 </file_number>
		<cik> 0001565126 </cik>
		<registrant_name> NEW SOURCE MEDIA CAPITAL, INC.                                                                                                                         </registrant_name>
		<address_1> 9200 SUNSET BLVD.                        </address_1>
		<address_2> SUITE 600                                </address_2>
		<city> LOS ANGELES                    </city>
		<state> CA    </state>
		<zip_code>90069</zip_code>
		<last_filling_date> 04/24/13 </last_filling_date>
		<last_filling_type> DRS/A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-01004                 </file_number>
		<cik> 0001561528 </cik>
		<registrant_name> NF Investment Corp.                                                                                                                                    </registrant_name>
		<address_1> 520 MADISON AVENUE                       </address_1>
		<address_2> 41ST FLOOR                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 05/29/13 </last_filling_date>
		<last_filling_type> 40-APP     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00672                 </file_number>
		<cik> 0001297704 </cik>
		<registrant_name> NGP Capital Resources Co                                                                                                                               </registrant_name>
		<address_1> 909 FANNIN                               </address_1>
		<address_2> SUITE 3800                               </address_2>
		<city> HOUSTON                        </city>
		<state> TX    </state>
		<zip_code>77010</zip_code>
		<last_filling_date> 05/29/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00890                 </file_number>
		<cik> 0001517424 </cik>
		<registrant_name> Oaktree Finance, LLC                                                                                                                                   </registrant_name>
		<address_1> C/O OAKTREE CAPITAL MANAGEMENT, L.P.     </address_1>
		<address_2> 333 SOUTH GRAND AVENUE, 28TH FLOOR       </address_2>
		<city> LOS ANGELES                    </city>
		<state> CA    </state>
		<zip_code>90071</zip_code>
		<last_filling_date> 07/19/12 </last_filling_date>
		<last_filling_type> APP WD/A   </last_filling_type>
	</company>
	<company>
		<file_number> 814-00813                 </file_number>
		<cik> 0001487918 </cik>
		<registrant_name> OFS Capital Corp                                                                                                                                       </registrant_name>
		<address_1> 2850 WEST GOLF ROAD                      </address_1>
		<address_2> 5TH FLOOR                                </address_2>
		<city> ROLLING MEADOWS                </city>
		<state> IL    </state>
		<zip_code>60008</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00662                 </file_number>
		<cik> 0001287671 </cik>
		<registrant_name> ORCHARD FIRST SOURCE INC                                                                                                                               </registrant_name>
		<address_1> NULL                                     </address_1>
		<address_2> NULL                                     </address_2>
		<city> NULL                           </city>
		<state> NULL  </state>
		<zip_code> NULL       </zip_code>
		<last_filling_date> 10/31/07 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00722                 </file_number>
		<cik> 0001357935 </cik>
		<registrant_name> Pacesetter Capital Corp.                                                                                                                               </registrant_name>
		<address_1> 2435 NORTH CENTRAL EXPRESSWAY            </address_1>
		<address_2> SUITE 200                                </address_2>
		<city> RICHARDSON                     </city>
		<state> TX    </state>
		<zip_code>75080</zip_code>
		<last_filling_date> 06/23/06 </last_filling_date>
		<last_filling_type> N-2/A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00891                 </file_number>
		<cik> 0001504619 </cik>
		<registrant_name> PennantPark Floating Rate Capital Ltd.                                                                                                                 </registrant_name>
		<address_1> 590 MADISON AVENUE                       </address_1>
		<address_2> 15TH FLOOR                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 06/10/13 </last_filling_date>
		<last_filling_type> 40-17G     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00736                 </file_number>
		<cik> 0001383414 </cik>
		<registrant_name> PENNANTPARK INVESTMENT CORP                                                                                                                            </registrant_name>
		<address_1> 590 MADISON AVENUE                       </address_1>
		<address_2> 15TH FLOOR                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 06/03/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00657                 </file_number>
		<cik> 0001286881 </cik>
		<registrant_name> PORTICOES CAPITAL CORP                                                                                                                                 </registrant_name>
		<address_1> 712 FIFTH AVENUE                         </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10019</zip_code>
		<last_filling_date> 07/22/04 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00750                 </file_number>
		<cik> 0001410646 </cik>
		<registrant_name> Principal Mortgage Fund Inc.                                                                                                                           </registrant_name>
		<address_1> 1805 N. CARSON #188                      </address_1>
		<address_2> NULL                                     </address_2>
		<city> CARSON CITY                    </city>
		<state> NV    </state>
		<zip_code>89701</zip_code>
		<last_filling_date> 10/29/07 </last_filling_date>
		<last_filling_type> 40-17G     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00748                 </file_number>
		<cik> 0001396950 </cik>
		<registrant_name> Principal Structure Fund, Inc.                                                                                                                         </registrant_name>
		<address_1> 11088 MILL PARK DR. #128                 </address_1>
		<address_2> NULL                                     </address_2>
		<city> MARYLAND HEIGHTS               </city>
		<state> MO    </state>
		<zip_code>63043</zip_code>
		<last_filling_date> 07/26/07 </last_filling_date>
		<last_filling_type> N-54A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00659                 </file_number>
		<cik> 0001287032 </cik>
		<registrant_name> PROSPECT CAPITAL CORP                                                                                                                                  </registrant_name>
		<address_1> 10 EAST 40TH STREET 44TH FL              </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10016</zip_code>
		<last_filling_date> 06/06/13 </last_filling_date>
		<last_filling_type> POS EX     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00085                 </file_number>
		<cik> 0000858793 </cik>
		<registrant_name> RALLY VENTURES LTD                                                                                                                                     </registrant_name>
		<address_1> 2825 SANTA MONICA BLVD #200              </address_1>
		<address_2> NULL                                     </address_2>
		<city> SANTA MONICA                   </city>
		<state> CA    </state>
		<zip_code>90404</zip_code>
		<last_filling_date> 08/12/93 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00235                 </file_number>
		<cik> 0000081955 </cik>
		<registrant_name> RAND CAPITAL CORP                                                                                                                                      </registrant_name>
		<address_1> 2200 RAND BUILDING                       </address_1>
		<address_2> NULL                                     </address_2>
		<city> BUFFALO                        </city>
		<state> NY    </state>
		<zip_code>14203</zip_code>
		<last_filling_date> 05/07/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00955                 </file_number>
		<cik> 0001455656 </cik>
		<registrant_name> Rand Capital SBIC, Inc.                                                                                                                                </registrant_name>
		<address_1> 2200 RAND BUILDING                       </address_1>
		<address_2> NULL                                     </address_2>
		<city> BUFFALO                        </city>
		<state> NY    </state>
		<zip_code>14203</zip_code>
		<last_filling_date> 03/28/12 </last_filling_date>
		<last_filling_type> N-54A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00710</file_number>
		<cik> 0000845385</cik>
		<registrant_name> REGAL ONE Corp                                                                                                     </registrant_name>
		<address_1>11300 West Olympic Blvd</address_1>
		<address_2>Suite 800</address_2>
		<city>LOS ANGELES</city>
		<state>CA</state>
		<zip_code>90064</zip_code>
		<last_filling_date> 05/15/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00784                 </file_number>
		<cik> 0001397081 </cik>
		<registrant_name> Residential Income Properties, Inc.                                                                                                                    </registrant_name>
		<address_1> POST OFFICE BOX 202                      </address_1>
		<address_2> NULL                                     </address_2>
		<city> WYOMING                        </city>
		<state> NY    </state>
		<zip_code> 14591-0202 </zip_code>
		<last_filling_date> 11/14/11 </last_filling_date>
		<last_filling_type> N-54C      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00635                 </file_number>
		<cik> 0001131059 </cik>
		<registrant_name> RHYNES MARK H                                                                                                                                          </registrant_name>
		<address_1> 1522 W MANCHESTER AVE                    </address_1>
		<address_2> NULL                                     </address_2>
		<city> LOS ANGELES                    </city>
		<state> CA    </state>
		<zip_code>90047</zip_code>
		<last_filling_date> 09/05/08 </last_filling_date>
		<last_filling_type>3</last_filling_type>
	</company>
	<company>
		<file_number> 814-00691                 </file_number>
		<cik> 0001105413 </cik>
		<registrant_name> Rudy 45                                                                                                                                                </registrant_name>
		<address_1> 2633 LINCOLN BLVD                        </address_1>
		<address_2> SUITE 117                                </address_2>
		<city> SANTA MONICA                   </city>
		<state> CA    </state>
		<zip_code>90405</zip_code>
		<last_filling_date> 05/07/12 </last_filling_date>
		<last_filling_type> REVOKED    </last_filling_type>
	</company>
	<company>
		<file_number> 814-00732                 </file_number>
		<cik> 0001377936 </cik>
		<registrant_name> SARATOGA INVESTMENT CORP.                                                                                                                              </registrant_name>
		<address_1> 535 MADISON AVENUE                       </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> 10-K/A     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00924                 </file_number>
		<cik> 0001523526 </cik>
		<registrant_name> Sierra Income Corp                                                                                                                                     </registrant_name>
		<address_1> 375 PARK AVENUE                          </address_1>
		<address_2> SUITE 3304                               </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10152</zip_code>
		<last_filling_date> 05/31/13 </last_filling_date>
		<last_filling_type>497</last_filling_type>
	</company>
	<company>
		<file_number> 814-00034                 </file_number>
		<cik> 0000731812 </cik>
		<registrant_name> SIERRA RESOURCES CORP                                                                                                                                  </registrant_name>
		<address_1> 629 J STREET                             </address_1>
		<address_2> SUITE 202                                </address_2>
		<city> SACRAMENTO                     </city>
		<state> CA    </state>
		<zip_code>95814</zip_code>
		<last_filling_date> 12/30/96 </last_filling_date>
		<last_filling_type>15</last_filling_type>
	</company>
	<company>
		<file_number> 814-00754                 </file_number>
		<cik> 0001418076 </cik>
		<registrant_name> Solar Capital Ltd.                                                                                                                                     </registrant_name>
		<address_1> 500 PARK AVENUE                          </address_1>
		<address_2> 5TH FLOOR                                </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 05/16/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00849                 </file_number>
		<cik> 0001508171 </cik>
		<registrant_name> Solar Senior Capital Ltd.                                                                                                                              </registrant_name>
		<address_1> 500 PARK AVENUE                          </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10022</zip_code>
		<last_filling_date> 06/05/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00897                 </file_number>
		<cik> 0001370754 </cik>
		<registrant_name> Special Value Continuation Partners, LP                                                                                                                </registrant_name>
		<address_1> 2951 28TH STREET                         </address_1>
		<address_2> SUITE 1000                               </address_2>
		<city> SANTA MONICA                   </city>
		<state> CA    </state>
		<zip_code>90405</zip_code>
		<last_filling_date> 05/08/13 </last_filling_date>
		<last_filling_type> 10-Q       </last_filling_type>
	</company>
	<company>
		<file_number> 814-00971                 </file_number>
		<cik> 0001551901 </cik>
		<registrant_name> Stellus Capital Investment Corp                                                                                                                        </registrant_name>
		<address_1> 4400 POST OAK PARKWAY                    </address_1>
		<address_2> SUITE 2200                               </address_2>
		<city> HOUSTON                        </city>
		<state> TX    </state>
		<zip_code>77027</zip_code>
		<last_filling_date> 05/22/13 </last_filling_date>
		<last_filling_type> 40-APP/A   </last_filling_type>
	</company>
	<company>
		<file_number> 814-00730                 </file_number>
		<cik> 0001376724 </cik>
		<registrant_name> Superior Community Capital CORP                                                                                                                        </registrant_name>
		<address_1> 89 DELTA AVENUE - SUITE 102              </address_1>
		<address_2> P.O. BOX 309                             </address_2>
		<city> CLARKSDALE                     </city>
		<state> MS    </state>
		<zip_code>38614</zip_code>
		<last_filling_date> 09/28/06 </last_filling_date>
		<last_filling_type> N-54A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00899                 </file_number>
		<cik> 0001370755 </cik>
		<registrant_name> TCP Capital Corp.                                                                                                                                      </registrant_name>
		<address_1> 2951 28TH STREET                         </address_1>
		<address_2> SUITE 1000                               </address_2>
		<city> SANTA MONICA                   </city>
		<state> CA    </state>
		<zip_code>90405</zip_code>
		<last_filling_date> 05/24/13 </last_filling_date>
		<last_filling_type> POS EX     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00789                 </file_number>
		<cik> 0001464963 </cik>
		<registrant_name> THL Credit, Inc.                                                                                                                                       </registrant_name>
		<address_1> 100 FEDERAL STREET                       </address_1>
		<address_2> 31ST FLOOR                               </address_2>
		<city> BOSTON                         </city>
		<state> MA    </state>
		<zip_code>2110</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> N-2/A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00664                 </file_number>
		<cik> 0001287243 </cik>
		<registrant_name> THL INVESTMENT CAPITAL CORP                                                                                                                            </registrant_name>
		<address_1> C/O THOMAS H LEE PARTNERS LP             </address_1>
		<address_2> 100 FEDERAL STREET 35TH FLOOR            </address_2>
		<city> BOSTON                         </city>
		<state> MA    </state>
		<zip_code>2110</zip_code>
		<last_filling_date> 10/25/04 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00638                 </file_number>
		<cik> 0001259429 </cik>
		<registrant_name> TICC Capital Corp.                                                                                                                                     </registrant_name>
		<address_1> 8 SOUND SHORE DR                         </address_1>
		<address_2> SUITE 255                                </address_2>
		<city> GREENWICH                      </city>
		<state> CT    </state>
		<zip_code>6830</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00854                 </file_number>
		<cik> 0001508655 </cik>
		<registrant_name> TPG Specialty Lending, Inc.                                                                                                                            </registrant_name>
		<address_1> 301 COMMERCE STREET, SUITE 3300          </address_1>
		<address_2> NULL                                     </address_2>
		<city> FORT WORTH                     </city>
		<state> TX    </state>
		<zip_code>76102</zip_code>
		<last_filling_date> 05/28/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00787                 </file_number>
		<cik> 0001464791 </cik>
		<registrant_name> Trian Capital Corp                                                                                                                                     </registrant_name>
		<address_1> 280 PARK AVENUE, 41ST FLOOR              </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10017</zip_code>
		<last_filling_date> 07/22/09 </last_filling_date>
		<last_filling_type> N-2/A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00733                 </file_number>
		<cik> 0001379785 </cik>
		<registrant_name> Triangle Capital CORP                                                                                                                                  </registrant_name>
		<address_1> 3700 GLENWOOD AVENUE                     </address_1>
		<address_2> SUITE 530                                </address_2>
		<city> RALEIGH                        </city>
		<state> NC    </state>
		<zip_code>27612</zip_code>
		<last_filling_date> 05/08/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00738                 </file_number>
		<cik> 0001190711 </cik>
		<registrant_name> TRIANGLE MEZZANINE FUND LLLP                                                                                                                           </registrant_name>
		<address_1> 3600 GLENWOOD AVENUE                     </address_1>
		<address_2> SUITE 104                                </address_2>
		<city> RALEIGH                        </city>
		<state> NC    </state>
		<zip_code>27612</zip_code>
		<last_filling_date> 03/21/13 </last_filling_date>
		<last_filling_type> 40-17G     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00661                 </file_number>
		<cik> 0001287684 </cik>
		<registrant_name> TRIARC DEERFIELD INVESTMENT CORP                                                                                                                       </registrant_name>
		<address_1> TRIARC COMPANIES INC                     </address_1>
		<address_2> 280 PARK AVE                             </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10017</zip_code>
		<last_filling_date> 11/04/04 </last_filling_date>
		<last_filling_type> RW         </last_filling_type>
	</company>
	<company>
		<file_number> 814-00908                 </file_number>
		<cik> 0001521945 </cik>
		<registrant_name> Triton Pacific Investment Corporation, Inc.                                                                                                            </registrant_name>
		<address_1> 10877 WILSHIRE BLVD., 12TH FLOOR         </address_1>
		<address_2> NULL                                     </address_2>
		<city> LOS ANGELES                    </city>
		<state> CA    </state>
		<zip_code>90024</zip_code>
		<last_filling_date> 05/20/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00221                 </file_number>
		<cik> 0001117212 </cik>
		<registrant_name> VCVILLAGE COM OPPORTUNITY FUND LLC                                                                                                                     </registrant_name>
		<address_1> 325 W 38TH ST                            </address_1>
		<address_2> STE 1504                                 </address_2>
		<city> NEW YORK                       </city>
		<state> NY    </state>
		<zip_code>10018</zip_code>
		<last_filling_date> 10/25/00 </last_filling_date>
		<last_filling_type> N-2/A      </last_filling_type>
	</company>
	<company>
		<file_number> 814-00731                 </file_number>
		<cik> 0001376067 </cik>
		<registrant_name> Venture Lending &amp; Leasing V, Inc.                                                                                                                      </registrant_name>
		<address_1> 2010 NORTH FIRST STREET, SUITE 310       </address_1>
		<address_2> NULL                                     </address_2>
		<city> SAN JOSE                       </city>
		<state> CA    </state>
		<zip_code>95131</zip_code>
		<last_filling_date> 05/13/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00799                 </file_number>
		<cik> 0001482199 </cik>
		<registrant_name> Venture Lending &amp; Leasing VI, Inc.                                                                                                                     </registrant_name>
		<address_1> 2010 NORTH FIRST STREET                  </address_1>
		<address_2> SUITE 310                                </address_2>
		<city> SAN JOSE                       </city>
		<state> CA    </state>
		<zip_code>95131</zip_code>
		<last_filling_date> 05/13/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00969                 </file_number>
		<cik> 0001557424 </cik>
		<registrant_name> Venture Lending &amp; Leasing VII, Inc.                                                                                                                    </registrant_name>
		<address_1> 104 LA MESA DRIVE                        </address_1>
		<address_2> SUITE 102                                </address_2>
		<city> PORTOLA VALLEY                 </city>
		<state> CA    </state>
		<zip_code>94028</zip_code>
		<last_filling_date> 05/13/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00932                 </file_number>
		<cik> 0001527385 </cik>
		<registrant_name> VII Peaks-KBR Co-Optivist Income BDC II, Inc.                                                                                                          </registrant_name>
		<address_1> 255 SHORELINE DRIVE                      </address_1>
		<address_2> SUITE 428                                </address_2>
		<city> REDWOOD CITY                   </city>
		<state> CA    </state>
		<zip_code>94065</zip_code>
		<last_filling_date> 06/07/13 </last_filling_date>
		<last_filling_type>497</last_filling_type>
	</company>
	<company>
		<file_number> 814-00053                 </file_number>
		<cik> 0000821472 </cik>
		<registrant_name> WESTFORD TECHNOLOGY VENTURES LP                                                                                                                        </registrant_name>
		<address_1> 17 ACADEMY ST 5TH FLOOR                  </address_1>
		<address_2> NULL                                     </address_2>
		<city> NEWARK                         </city>
		<state> NJ    </state>
		<zip_code> 07102-2905 </zip_code>
		<last_filling_date> 01/28/04 </last_filling_date>
		<last_filling_type> NO ACT     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00817                 </file_number>
		<cik> 0001467561 </cik>
		<registrant_name> White Oak Capital Corp                                                                                                                                 </registrant_name>
		<address_1> 575 MARKET STREET                        </address_1>
		<address_2> NULL                                     </address_2>
		<city> SAN FRANCISCO                  </city>
		<state> CA    </state>
		<zip_code>94105</zip_code>
		<last_filling_date> 02/11/11 </last_filling_date>
		<last_filling_type> APP WD     </last_filling_type>
	</company>
	<company>
		<file_number> 814-00967                 </file_number>
		<cik> 0001552198 </cik>
		<registrant_name> WhiteHorse Finance, Inc.                                                                                                                               </registrant_name>
		<address_1> 1450 Brickell Avenue, 31st Floor         </address_1>
		<address_2> NULL                                     </address_2>
		<city> Miami                          </city>
		<state> FL    </state>
		<zip_code>33131</zip_code>
		<last_filling_date> 05/22/13 </last_filling_date>
		<last_filling_type> 8-K        </last_filling_type>
	</company>
	<company>
		<file_number> 814-00172                 </file_number>
		<cik> 0000936404 </cik>
		<registrant_name> WINFIELD CAPITAL CORP                                                                                                                                  </registrant_name>
		<address_1> 237 MAMARONECK AVE                       </address_1>
		<address_2> NULL                                     </address_2>
		<city> WHITE PLAINS                   </city>
		<state> NY    </state>
		<zip_code>10605</zip_code>
		<last_filling_date> 11/23/05 </last_filling_date>
		<last_filling_type> 8-K/A      </last_filling_type>
	</company>
</root>