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Business Development Company Report

Available in CSV and in XML formats; Updated 11/03/2014

This report provides basic identification information for all entities with an "active" filing status that have been issued an 814- reporting number. These companies have either notified the Commission of their intent to be regulated as a BDC by filing a Form N-6F or elected to be regulated as a business development company by filing a Form N-54A.

The report includes N-6F filers and BDCs that have not yet begun selling shares to the public and those that have ceased operations but have not yet withdrawn their registration statement or withdrawn their election to be regulated as a BDC by filing a Form N-54C.

The BDC Report contains both Commission generated filing identifiers and EDGAR data created and maintained by each registrant. Since certain records have been created by and are required to be maintained by each registrant, we can not guarantee their accuracy.

Hint: When using EDGAR to obtain information about a BDC, the CIK number is the best identifier to use to obtain the most complete listings of filings filed electronically.

This file contains the following data fields:

Field Name Field Description
Reporting File Number This is a number with an 814- prefix assigned to filers who expect to be regulated as a BDC or have elected to be regulated as a BDC.
CIK The Central Index Key (CIK) is a ten digit number assigned by the SEC to each entity that submits filings.
Name of Registrant This corresponds to the name of the legal entity filing Form N-6F or regulated as a BDC. (Entered by Filer)
Address_1 The first line of the registrant's business or mailing address.
Address_2 The second line of the registrant's business or mailing address.
City The city of the registrant's business or mailing address.
State The state of the registrant's business or mailing address.
Zip Code The zip code of the registrant's business or mailing address.
Date Last Filing The date and time of the registrant's last filing with the Commission (if available).
Type Last Filing The submission type of the last filing with the Commission (if available).