Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010
This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.
This file contains the following data fields:
|Field Name||Field Description|
|url||Location of the opinion or order on the SEC web site|
|release_number||Release Number of the opinion or order|
|release_date||Release Date of the opinion or order|
|respondents||Respondents of the opinion or order|