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What's New on the SEC Website
December 31, 2007
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking
- ISE: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Exchange-Traded Funds Based on Fixed Income Indexes and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 (Release No. 34-57066; File No. SR-ISE-2007-65)
- Phlx: Order Granting Approval of Proposed Rule Change as Modified By Amendments No. 1 and 2 Thereto Relating to Market Data Distribution Network Fees (Release No. 34-57075; File No. SR-Phlx-2007-75)
- DTC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Stock Loan and Repurchase Processing (Release No. 34-57071; File No. SR-DTC-2007-15)
- CBOE: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Quoting Requirements Applicable to the Hybrid Opening System (Release No. 34-57067; File No. SR-CBOE-2007-87)
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry (Release No. 34-57054; File No. SR-CBOE-2007-149)
- NYSE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 107A (Registered Competitive Market Makers) and Exchange Rule 110 (Competitive Traders) (Release No. 34-57072; File No. SR-NYSE-2007-125)
- NYSE: Notice of Filing of Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure to Pay Fees) (Release No. 34-57065; File No. SR-NYSE-2007-119)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation) (Release No. 34-57063; File No. SR-NYSE-2007-123)
- Multiple: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs (Release No. 34-57062; File Nos. SR-NASDAQ-2007-101, SR-Amex-2007-142, SR-NYSE-2007-122, and SR-NYSEArca-2007-131)
- NYSEArca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment Nos. 1, 2 and 3 Thereto, Relating to Trading Shares of the Nuveen Commodities Income and Growth Fund Pursuant to Unlisted Trading Privileges (Release No. 34-57059, File No. SR-NYSEArca-2006-76)
- NYSEArca: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Belgium Index Fund (Release No. 34-57047, File No. SR-NYSEArca-2007-127)
- Amex: Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Harmonize the Annual Listing Fees for All Exchange Traded Funds (Release No. 34-57060, File No. SR-Amex-2007-116)
- Amex: Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM) (Release No. 34-57057, File No. SR-Amex-2007-94)
http://www.sec.gov/news/whatsnew/wn123107.shtml
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