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What's New on the SEC Website
December 27, 2004
Litigation
Litigation Releases
Brad A. Weaver and Beta Asset Management, Inc.
(Release No. LR-19015)
Martin Fox
(Release No. LR-19014) and
SEC Complaint in this matter
Administrative Proceedings
Dimitrios Kostopoulos
(Release No. 34-50933) and
Order in this matter
Regulatory Actions
Self-Regulatory Organization Rulemaking and National Market System Plans
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rules 440B, on Short Sales, and 440C, on Deliveries Against Short Sales
(NYSE; 34-50929)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Short Sales
(BSE; 34-50921)
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions
(CBOE; 34-50907)
Notice of Filing of Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21
(MSRB; 34-50919)
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Performance Leveraged Upside Securities Based on the Value of the Index
(NASD; 34-50916)
http://www.sec.gov/news/whatsnew/wn122704.htm
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Modified: 12/23/2004