U.S. Securities & Exchange Commission

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December 23, 2004

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Litigation

Trading Suspensions

ArTec, Inc. (Release No. 34-50923) and order

Regulatory Actions

Final Rules

Final Rules (see extension for compliance date for IA-2256, Investment Adviser Codes of Ethics)

Self-Regulatory Organization Rulemaking and National Market System Plans

Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 6 to the Proposed Rule Change by the American Stock Exchange LLC Relating to the National Association of Security Dealers, Inc.'s Sale of Its Interest in the American Stock Exchange LLC to The Amex Membership Corporation4 (AMEX; 34-50927); See also Amendment No. 4, Exhibit A and Amendment No. 6, Exhibit 5
Order Approving a Proposed Rule Change, and Amendment Nos. 1, 2 and 3 Thereto Relating to Divestiture of Its Interest in the American Stock Exchange LLC (NASD; 34-50926)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Amex Rule 903C to Permit the Listing of Long-Term Index Options Series With a Duration of Up to Sixty Months Until Expiration (Amex; 34-50902)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amnding Rule 30.20 to Conform with the requirements of Regulation SHO (CBOE; 34-50920)
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE's “Trigger” Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange’s Limit Order Book (CBOE; 34-50915)
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders (CBOE; 34-50909)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees (CBOE; 34-50903)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Execution Guarantee Rules (BSE; 34-50904)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of a Boston Options Exchange Rule Relating to Directed Orders (BSE; 34-50914)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in Rule 4612 (NASD; 34-50922)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend an Existing Pilot Relating to Manning Price-Improvement Standards (NASD; 34-50893)
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rescind a Type of Order Known as an Institutional XPress® Order Through Amendments to Exchange Rules 13, 60 and 72 (NYSE; 34-50912)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to Its Automated Options Market (AUTOM) System (PHLX; 34-50911)
Notice of Filing of Proposed Rule Change to Eliminate the Public Order Exposure System Functionality from Phlx Rule 229 (PHLX; 34-50901)

Divisions

Enforcement — Investors Claims Funds

http://www.sec.gov/news/whatsnew/wn122304.htm

Modified: 12/23/2004