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What's New on the SEC Website
December 21, 2006
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Litigation Releases
News & Public Statements
Regulatory Actions
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-54971, File No. SR-ISE-2006-65)
- NASD: Notice of Filing and Immediate Effectiveness of Proposal Relating to Implementation of Certain Approved Rule Changes Reflecting the Complete Separation of Nasdaq from NASD (Release No. 34-54984, File No. SR-NASD-2006-135)
- NASD: Order Granting Approval to Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend NASD Rules to Modify and Expand NASD’s Authority to Initiate Trading and Quotation Halts in OTC Equity Securities (Release No. 34-54952, File No. SR-NASD-2006-039)
- NMS: Solicitation of Comments and Order Granting Temporary Summary Effectiveness to Request to Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, Inc., the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc., and to Request Permanent Approval of the Plan (Release No. 34-54988, File No. S7-24-89)
- NYSE: Notice of Filing of Proposed Rule Change Relating to Amendment of Annual Report Timely Filing Requirements (Release No. 34-54977, File No. SR-NYSE-2006-116)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 123A.30 to Eliminate the Two Tick Rule to Allow for the Execution of CAP-DI Orders at Consecutive Destabilizing Prices Without Floor Official Approval (Release No. 34-54970, File No. SR-NYSE-2006-114)
- NYSE: Notice of Filing of Proposed Rule Change Relating to Amendments to Exchange Rule 638 Concerning Mediation (Release No. 34-54917, File No. SR-NYSE-2006-45)
- Phlx: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Imposing a License Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap (Release No. 34-54981, File No. SR-Phlx-2006-86)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addition of the Hapoalim Israeli American Index to Rule 1101A (Release No. 34-54973, File No. SR-Phlx-2006-82)
http://www.sec.gov/news/whatsnew/wn122106.shtml
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