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What's New on the SEC Website
December 20, 2006

This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!

View Previous Issues

Litigation

Litigation Releases

Credit First Fund, LP, et al. (Release No. LR-19952)
Paul E. Yarick (Release Nos. LR-19951, AAER-2526)
See also: Complaint in this matter
Friedman, Billings, Ramsey & Co., Inc., Emanuel J. Friedman and Nicholas J. Nichols (Release No. LR-19950)

Administrative Proceedings

Spinner Asset Management, LLC and Spinner Global Technology Fund, Ltd. (Release Nos. 33-8763, IA-2573)
Scott E. Dreyer (Release Nos. 33-8761, 34-54972)
Raghavan Sathianathan (Release No. 34-54975)
David R. Lund (Release No. 34-54974)

Regulatory Actions

Proposed Rules

Management's Report on Internal Control Over Financial Reporting (Release Nos. 33-8762 and 34-54976; File No. S7-24-06)

Self-Regulatory Organization (SRO) Rulemaking

Amex: Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust (Release No. 34-54961, File No. SR-Amex-2006-101)
CHX: Order Approving Proposed Rule Change to Permit Routing from the Matching System to a Destination Selected by a Participant (Release No. 34-54963, File No. SR-CHX-2006-30)
FICC: Order Approving Proposed Rule Change to Modify its Rules to Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions to Improve Liquidity and Minimize Risk for its Members (Release No. 34-54969, File No. SR-FICC-2006-15)
FICC: Notice of Filing of Proposed Rule Change to Replace the Government Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology (Release No. 34-54964, File No. SR-FICC-2006-16)
FICC: Order Approving a Proposed Rule Change Relating to Providing Certain Reports to its Members (Release No. 34-54957, File No. SR-FICC-2006-07)
NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Orders to Peg to the Midpoint of the Best Bid and Best Offer (Release No. 34-54968, File No. SR-NASDAQ-2006-058)
NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive Distributor Fee For Specific Data Element (Release No. 34-54965, File No. SR-NASDAQ-2006-052)
NASDAQ: Notice of Filing of Proposed Rule Change to Establish Nasdaq Custom Data Feeds (Release No. 34-54959, File No. SR-NASDAQ-2006-056)
NSCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Harmonizing Administrative Provisions With Affiliated Clearing Agencies (Release No. 34-54958, File No. SR-NSCC-2006-13)
NYSE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Require Member Organizations to Use Their Own Mnemonics When Entering Orders (Release No. 34-54955, File No. SR-NYSE-2006-89)
NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Exchange-Traded Notes Linked to the MSCI India Total Return Index Pursuant to Unlisted Trading Privileges (Release No. 34-54967, File No. SR-NYSEArca-2006-90)
NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges (Release No. 34-54966, File No. SR-NYSEArca-2006-89)
Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Clarifying Changes to Phlx Rules Governing Registration (Release No. 34-54960, File No. SR-Phlx-2006-83)

News & Public Statements

Press Releases

FBR's Former CEO, Compliance Director and Head Trader Also Settle Charges (Press Release No. 2006-214)

Speeches and Public Statements

Rule to Prohibit Fraud by Investment Advisers to Certain Pooled Investment Vehicles; Rule to Revise Criteria for Accredited Investors in Certain Private Investment Vehicles by Commissioner Roel C. Campos, SEC Open Meeting, Washington, D.C. (December 13, 2006)
Remarks Before the 2006 AICPA National Conference on Current SEC and PCAOB Developments by Todd E. Hardiman, Associate Chief Accountant, Division of Corporation Finance (December 12, 2006)
See also: PowerPoint Presentation
Remarks Before the ABA Committee On Federal Regulation Of Securities by Commissioner Annette L. Nazareth, (December 1, 2006)

http://www.sec.gov/news/whatsnew/wn122006.shtml

Modified: 09/04/2008