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What's New on the SEC Website
December 20, 2004
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News & Public Statements
Litigation
Administrative Proceedings
ALJ Initial Decisions & Orders
- Agra-Tech, Incorporated, Consolidated Oil & Gas, Inc., Kilimanjaro Group.Com Inc., New Hampshire Industrials, Inc., Oyster Creek Group Inc., Savannah River Group, Inc., 2ksounds Corporation, Xunantunich, Inc.
(Release No. ID-268)
Regulatory Actions
Self-Regulatory Organization Rulemaking and National Market System Plans
- Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Phlx Regulation 5, Visitors and Applicants
(PHLX; Release No. 34-50851)
- Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change to Amend Minor Rule Violation Plan (AMEX; Release No. 34-50871)
- Notice of Filing of Proposed Rule Change Relating to Amendment of Exchange Rule 153 (AMEX; Release No. 34-50866)
- Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Borrowing and Lending by Registered Persons (CBOE; Release No. 34-50874)
- Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE Rules Regarding Limitations on Designated Primary Market-Makers Putting Into Effect Stop and Stop-Limit Orders (CBOE; Release No. 34-50853)
- Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Manual Execution of Orders and Amendment No. 1 Thereto (CHX; Release No. 34-50865)
- Order Granting Approval of Proposed Rule Change Modifying Fee Schedule for Other Securities (NASD; Release No. 34-50860)
- Notice of Filing of Proposed Rule Change to Establish a Directed Order Process for Orders Delivered to the Exchange Via AUTOM (PHLX; Release No. 34-50856)
- Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc.; Solicitation of Comments and Order Granting Summary Effectiveness to Request to Extend Operation and to Extend Certain Exemptive Relief (NMS; Release No. 34-50855)
SEC Divisions
Division of Investment Management
Freedom of Information Act
SEC FOIA: Frequently Requested Documents
http://www.sec.gov/news/whatsnew/wn122004.htm
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