What's New on the SEC Website
December 15, 2004

This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!

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News & Public Statements

Press Releases

First Command to Pay $12 Million to Settle SEC and NASD Charges Involving Misleading Sales of Investments to Members of the Military

Commission Speeches and Public Statements

Remarks before the Open Meeting: Reproposal of Regulation NMS, Commissioner Cynthia A. Glassman

Litigation

Litigation Releases

Administrative Proceedings

First Command Financial Planning, Inc. (Release No. 33-8513)

Trading Suspensions

Aimsi Technologies, Inc. (Release No. 34-50858)

See also Order

Absolute Health and Fitness, Inc. (Release No. 34-50857)

See also Order

ALJ Decisions & Orders

Joseph L. Lents
ID-267

Regulatory Actions

Final Rules

Notice of OMB Approval of Collections of Information (Release Nos. 33-8512; 34-50849; IC-26693; File No. S7-12-04)

Self-Regulatory Organization Rulemaking and National Market System Plans

Petitions for Rulemaking Submitted to the SEC

Request for rulemaking seeking repeal of rule 206(3)-1 (Exemption of investment advisers registered as broker-dealers in connection with the provision of certain investment advisory services) and that the Commission not adopt proposed rule 202(a)(11)-1 (Certain thrift institutions deemed not to be investment advisers) under the Investment Advisers Act (4-495)

SEC Divisions

Division of Investment Management, Staff No-Action Letters

American International Group, Inc., December 8, 2004

SEC Divisions

Division of Investment Management, Office of Public Utility Regulation

Request for Certification to Commission of Order Denying Public Citizen, Inc. Full Party Status and Motion for Stay Pending Decision, December 14, 2004

Securities and Exchange Commission Forms List

Quarterly report pursuant to Rule 58 U-9C-3

http://www.sec.gov/news/whatsnew/wn121504.htm

What's New on the SEC WebsiteDecember 15, 2004

View Previous Issues

News & Public Statements

Press Releases

Commission Speeches and Public Statements

Litigation

Litigation Releases

Administrative Proceedings

Trading Suspensions

ALJ Decisions & Orders

Regulatory Actions

Final Rules

Self-Regulatory Organization Rulemaking and National Market System Plans

Petitions for Rulemaking Submitted to the SEC

SEC Divisions

Division of Investment Management, Staff No-Action Letters

SEC Divisions

Division of Investment Management, Office of Public Utility Regulation

Securities and Exchange Commission Forms List

Modified: 12/09/2004

What's New on the SEC Website
December 15, 2004