|
|
 |
What's New on the SEC Website
December 12, 2006
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Commission Opinions & Orders
Litigation Releases
- Adam M. Lloyd, Carl D. Udler, and Howard J. Miller (Release No. LR-19944)
See also: Complaint in this matter
- Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. Stern (Release No. LR-19943)
- Edwin Buchanan Lyon, IV, Gryphon Master Fund, L.P., Gryphon Partners, L.P., Gryphon Partners (QP), L.P., Gryphon Offshore Fund, Ltd., Gryphon Management Partners, L.P., Gryphon Management Partners III, L.P., and Gryphon Advisors, L.L.C (Release No. LR-19942)
See also: Complaint in this matter
News and Public Statements
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking
- CBOE: Notice of Filing of Amendment Nos. 1 and 2 to the Proposed Rule Change Relating to Customer Portfilio Margining; Order Granting Accelerated Approval to the Proposed Rule Change, as Amended (Release No. 34-54919, File No. SR-CBOE-2006-14)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2107 (Priority and Execution of Orders) (Release No. 34-54905, File No. SR-ISE-2006-68)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees (Release No. 34-54897, File No. SR-ISE-2006-76)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Prefatory Language in Chapter 21 (ISE Stock Exchange LLC Trading Rules) (Release No. 34-54896, File No. SR-ISE-2006-74)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2101 (Equity Securities Traded) and 2106 (Opening Process) (Release No. 34-54895, File No. SR-ISE-2006-75)
- NASD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Use of a Special Indicator for Transactions Reported in Accordance with Section 3 of Schedule A to the NASD By-Laws (Release No. 34-54909, File No. File No. SR-NASD-2006-129)
- NYSE: Order Approving a Proposed Rule Change to Rule 431 ("Margin Requirements") and Rule 726 ("Delivery of Options Disclosure Document and Prospectus"), and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to Proposed Rule Change Relating to Customer Portfoio Margining (Release No. 34-54918, File No. SR-NYSE-2006-13)
- NYSE: Notice of Filing of Proposed Rule Change Relating to the Retroactive Application of an Increase to Its Linkage Order Fee (Release No. 34-54912, File No. SR-NYSE-2006-110)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Linkage Fee (Release No. 34-54911, File No. SR-NYSE-2006-108)
- NYSE: Order Approving Proposed Rule Change to Amend NYSE Rule 607 Concerning the Use of the Random Selection Method to Appoint Arbitrators in Matters Not Involving Customers (Release No. 34-54910, File No. SR-NYSE-2006-93)
- NYSE: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure (Release No. 34-54904, File No. SR-NYSE-2005-09)
- Phlx: Notice of Filing of Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange (Release No. 34-54914, File No. SR-Phlx-2006-81)
SEC Divisions
Division of Corporation Finance
Staff No-Action, Interpretive and Exemptive Letters
http://www.sec.gov/news/whatsnew/wn121206.shtml
|