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What's New on the SEC Website
December 11, 2006
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Litigation Releases
Commission Opinions & Orders
Administrative Proceedings
Administrative Law Judges Decisions & Orders
Staff Interpretations
Division of Market Regulation -- No Action Letters
News and Public Statements
Speeches
- Remarks Before the 2006 AICPA National Conference on Current SEC and PCAOB Developments, by Cathy J. Cole, Associate Chief Accountant, Office of the Chief Accountant, Washington, D.C.
- Improving Audit Effectiveness, 2006 AICPA National Conference on Current SEC and PCAOB Developments, by Zoe-Vonna Palmrose
Deputy Chief Accountant for Professional Practice, Washington, D.C.
- Remarks Before the 2006 AICPA National Conference on Current SEC and PCAOB Developments by Joseph B. Ucuzoglu, Professional Accounting Fellow, Washington, D.C.
Open Meetings
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking
- DTC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Deposit Service Procedures To Help Assure Compliance With OFAC Regulations (Release No. 34-54902, File No. SR-DTC-2006-13)
- FICC: Order Approving a Proposed Rule Change Relating to Establishing New Reporting Processes to Support the Bilateral Comparison of Pool Details Associated with Specified Pool Trade Activity (Release No. 34-54899, File No. SR-FICC-2006-11)
- FICC: Order Approving a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing to Act (Release No. 34-54879, File No. SR-FICC-2006-12)
- NASD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Integrate Brut and INET Facilities (Release No. 34-54901, File No. SR-NASD-2006-126)
- NASD: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Establishing an Effective Date for Amendments to NASD Rule 2340 (Release No. 34-54872, File No. SR-NASD-2006-128)
- NSCC: Notice of Filing of a Proposed Rule Change Relating to Buy-Ins of Municipal Securities (Release No. 34-54900, File No. SR-NSCC-2006-12)
- OCC: Notice of Filing of Proposed Rule Change to Revise Stock Futures Adjustment Methodology (Release No. 34-54898; File No. SR-OCC-2006-08)
- Phlix: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees (Release No. 34-54874, File No. SR-Phlx-2006-78)
http://www.sec.gov/news/whatsnew/wn121106.shtml
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