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What's New on the SEC Website
December 7, 2007
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Litigation Releases
- Charles Agapiou, John Agapiou, Asimina Antonellis, Charles Artese, Rose Ercolano, Evangelos Hadjimichael, Karen Kerames, Elene Koutroumanis, Kellie Pappas, Kristine Pappas, Marie Sagnella, Rita Santini, Peter Spalthoff, and Corinne Tsakonas (Release No. LR-20391)
- Vincent Cammarata, et al.; William L. Haynes, et al.; Mark Foglia, et al.; Virgil G. Williams; and Sean P. Sheehan (Release No. LR-20390)
- Aimsi Technologies, Inc., et al. (Release No. LR-20389)
- Competitive Technologies, Inc., et. al. (Release No. LR-20388)
News & Public Statements
Regulatory Actions
- Amex: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related to Amending Complex Orders Procedures (Release No. 34-56901, File No. SR-Amex-2007-20)
- NASD: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Class of Entities Permitted to Use the Delta Hedging Exemption from Equity Options Position Limitsl (Release No. 34-56916, File No. SR-NASD-2007-044)
- NASDAQ: Order Approving Proposed Rule Change, As Modified By Amendment No. 1 Thereto, Amending Nasdaq’s Membership Application Rules (Release No. 34-56917, File No. SR-NASDAQ-2007-085)
- NMS: Notice of Filing of the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan (Release No. 34-56904, File No. SR-CTA-2007-02)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Rule 48 Permitting the Exchange to Declare an Extreme Market Volatility Condition (Release No. 34-56920, File No. SR-NYSE-2007-111)
- NYSE Arca: Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities (Release No. 34-56918, File No. SR-NYSEArca-2007-125)
- NYSE Arca: Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers (Release No. 34-56908, File No. SR-NYSEArca-2007-121)
- NYSE Arca: Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities (Release No. 34-56907, File No. SR-NYSEArca-2007-122)
- NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Other Securities (Release No. 34-56906, File No. SR-NYSEArca-2007-103)
http://www.sec.gov/news/whatsnew/wn-today.shtml
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