What's New on the SEC Website
December 2, 2004

• SEC News Digest
• SEC Upcoming Events

Administrative Proceedings

• Thomas L. Taylor
• Ari Dinov and Eli Dinov

Litigation Releases

• Michael Lauer
• Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck
• John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone
• Discover Capital Holdings Corp., et al.

Commission Opinions & Orders

• Michael T. Studer and Castle Securities Corp.

Final Rule

• Registration Under the Advisers Act of Certain Hedge Fund Advisers

Self-Regulatory Organization Rulemaking and National Market System Plans

• Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Restriction Precluding a BSE Specialist From Trading Both Nasdaq-Listed and New York Stock Exchange-Listed Securities Simultaneously
• New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change to Create New NYSE Rule 416A (“Member and Member Organization Profile Information Updates and Quarterly Certifications Via the Electronic Filing Platform”) and to Amend NYSE Rule 476A (“Imposition of Fines for Minor Violations of Rules”), Adding New NYSE Rule 416A to the “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A”
• Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Extend a Pilot Program Relating to the Retail Automatic Execution System
• Chicago Board Options Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
• Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options on Revised-Value Versions of the European-Style Exercise, P.M.-Settled Option Contract on the Standard & Poor’s 100 Stock Index
• Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Fee for Financing Debits Associated with Certain Obligations of Repo Brokers
• Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc., Relating to an Ethernet Connection Fee
• Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
• Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Corporate Financing Rule and Shelf Offerings of Securities
• Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. to Extend its Pilot Program Permitting a Floor Broker to Use an Exchange Authorized and Provided Portable Phone on the Exchange Floor
• Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automatic Execution of Certain Orders in PACE During Locked Markets

Enforcement

• Claims Fund: Massachusetts Financial Services Co. (MFS)
• Claims Fund: Bradford C. Bleidt and Allocation Plus Asset Management Company, Inc.

Investment Management

• No-Action: College and University Facility Loan Trust One, et al.

Modified: 12/02/2004