What's New on the SEC Website
November 22, 2006

Administrative Proceedings

• Scott W. Brockop (Release No. 34-54814)
  See also: Order
   
• Pilgrim Baxter & Associates, Ltd. (Release No. 34-54812)
  See also: Distribution Plan
   

Litigation Releases

• Mercer Capital, Inc, et al. (Release No. LR-19924)
  See also: Complaint
   
• U.S. Gas & Electric, Inc., et al. (Release No. LR-19923)
   

Commission Speeches and Public Statements

• Remarks Before the Brooklyn Law School Symposium on the Structure of Securities Markets, by Commissioner Annette L. Nazareth, Brooklyn, New York (November 10, 2006)
   
• Remarks Before the American Electronics Association Classic Financial Conference, by Commissioner Paul S. Atkins, Monterey, California (November 7, 2006)
   
• Remarks Before the Portland Directors Institute, Lewis & Clark Law School, by Commissioner Paul S. Atkins, Portland, Oregon (October 27, 2006)
   

Self-Regulatory Organization (SRO) Rulemaking

• BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Existing BSE Fee Schedules (Release No. 34-54795, File No. SR-BSE-2006-44)
   
• CBOE: Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program (Release No. 34-54805, File No. SR-CBOE-2006-92)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Hybrid Electronic Quoting Fee (Release No. 34-54804, File No. SR-CBOE-2006-98)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Rule 8.3 Relating to the Appointment Costs of Certain Classes (Release No. 34-54803, File No. SR-CBOE-2006-97)
   
• FICC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Administrative Provisions of the Rules of the Government Securities Division and the Mortgage-Backed Securities Division (Release No. 34-54794, File No. SR-FICC-2006-18)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-54809, File No. SR-ISE-2006-63)
   
• NASD: Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Reflect Nasdaq’s Complete Separation from the NASD Upon The NASDAQ Stock Market LLC’s Operation as a National Securities Exchange For Non-Nasdaq Exchange-Listed Securities (Release No. 34-54798, File No. SR-NASD-2006-104)
   
• NASDAQ: Notice of Filing of Proposed Rule Change to Modify an Aspect of the Definition of Independent Director (Release No. 34-54797, File No. SR-NASDAQ-2006-041)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Rule Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE (Release No. 34-54808, File No. SR-NSX-2006-15)
   
• NYSE: Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business) (Release No. 34-54801, File No. SR-NYSE-2006-80)
   
• NYSE: Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index (Release No. 34-54800, File No. SR-NYSE-2006-69)
   
• NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Six-Month Pilot Program to Adopt New Initial and Continued Listing Standards (Release No. 34-54796, File No. SR-NYSEArca-2006-85)
   
• OCC: Notice of Filing of Proposed Rule Change to Accelerate the Expiration Date of American-Style Equity Options That Have Been Adjusted to Call for Cash-Only Delivery (Release No. 34-54793, File No. SR-OCC-2006-20)
   
• Phlx: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol (Release No. 34-54807, File No. SR-Phlx-2006-53)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange’s Foreign Currency Options Floor (Release No. 34-54802, File No. SR-Phlx-2006-72)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities (Release No. 34-54788, File No. SR-Phlx-2006-77)