What's New on the SEC Website
November 21, 2006

Administrative Proceedings

• Bear, Stearns & Co. Inc. (Release No. 33-8756)
   

Litigation Releases

• Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech (Release No. LR-19922)
   
• Spiegel, Inc. (Release No. LR-19921)
   
• Spiro Germenis, et al. (Release No. LR-19920)
  See also: Complaint in this matter
   
• Didier Waroquiers (Release No. LR-19919)
   

Self-Regulatory Organization (SRO) Rulemaking

• Amex: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index (Release No. 34-54790, File No. SR-Amex-2006-01)
   
• Amex: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees For the Receipt and Use of Proprietary Market Data Disseminated by the Exchange (Release No. 34-54777, File No. SR-Amex-2006-89)
   
• BSE: Notice of Filing of Proposed Rule Change to Implement a Pilot Program to Trade Certain Options in Pennies (Release No. 34-54789, File No. SR-BSE-2006-49)
   
• BSE: Notice of Filing of Proposed Rule Change to Implement a Quote Mitigation Plan (Release No. 34-54779, File No. SR-BSE-2006-48)
   
• CBOE: Notice of Filing of Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs (Release No. 34-54792, File No. SR-CBOE-2006-96)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to CBOE's Retail Automatic Execution System (Release No. 34-54780, File No. SR-CBOE-2006-87)
   
• CBOE: Notice of Filing of Proposed Rule Change to Codify a Fee Schedule for the Sale of Open and Close Volume Data on CBOE Listed Options by Market Data Express, LLC (Release No. 34-54771, File No. SR-CBOE-2006-88)
   
• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits (Release No. 34-54791, File No. SR-CHX-2006-31)
   
• DTC: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend its Certificate of Organization to Provide for the Issuance of an Additional 500,000 Shares of DTC Series A Preferred Stock (Release No. 34-54775, File No. SR-DTC-2006-14)
   
• FICC: Notice of Filing of a Proposed Rule Change Relating to Returning Excess Clearing Fund Collateral (Release No. 34-54787, File No. SR-FICC-2006-14)
   
• NASD: Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities (Release No. 34-54799, File No. SR-NASD-2003-141)
   
• OCC: Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share (Release No. 34-54786, File No. SR-OCC-2006-16)
   
• OCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cash-Settled Interest Rate Futures (Release No. 34-54785, File No. SR-OCC-2006-18)
   
• OCC: Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs (Release No. 34-54784, File No. SR-OCC-2006-17)
   

Division of Corporation Finance

Staff No-Action, Interpretive and Exemptive Letters

• Erica Enders Racing, LLC (November 21, 2006)
  See also: Incoming Letter
   

Division of Market Regulation

Exemptive Orders and Exemptive, Interpretive, and No-Action Letters

• Request for Exemption from Rule 601(a)(Z)(iv) and 601(b)(l) under the Securities Exchange Act of 1934 for the NYSE Arca Inc.'s Portfolio Crossing Service (April 6, 2006)
   

Staff No Action, Interpretive and Exemptive Letters

Division of Investment Management

• Federated Municipal Funds (November 20, 2006)
  See also: Incoming Letter