What's New on the SEC Website
November 18, 2009

Small Businesses

• Program for 28th Annual SEC Government-Business Forum on Small Business Capital Formation (November 19, 2009)
   
• Presentation for SEC Government-Business Forum on Small Business Capital Formation, Barry E. Silbert, Founder and Chief Executive Officer, SecondMarket
   
• U.S. Small Business Administration Presentation to SEC Forum November 2009

• Short Sale Volume and Transaction Data

Administrative Proceedings

• Packetport.com, Inc. et al. (Release No. 34-60852; File No: 3-12868; October 21, 2009)

Litigation Releases

• Big Apple Consulting USA, Inc., MJMM Investments, LLC, Marc Jablon, Matthew Maguire, Mark C. Kaley, and Keith Jablon (Release No. LR-21305)
   


• Homestead Properties, L.P.; Homestead Limited, L.L.C.; California Wealth Management Group, d.b.a. IFC Advisory; Heath M. Biddlecome; William C. Tak, Defendants; and Homestead Northland MHC, LLC and Jackson MHC, L.L.C., Relief Defendants (Release No. LR-21304)
   
• Francis Elias Axiaq (Release No. LR-21303)

Speeches and Public Statements

• Remarks at Independent Directors Council's 2009 Investment Company Directors Conference by Commissioner Troy A. Paredes, Amelia Island, Florida (November 13, 2009)
   
• Luncheon Address at Practicing Law Institute: Strengthening Supervision by Daniel M. Gallagher, Jr., Co-Acting Director, Division of Trading and Markets, New York, New York (October 28, 2009)
   

Other Commission Orders, Notices, and Information

• Other Commission Order: Joint Order to Exclude Indexes Composed of Certain Index Options from the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934 (Release No. 34-61020; November 17, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BSECC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility (Release No. 34-61017; File No. SR-BX-2009-072; November 17, 2009)
   
• BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc. (Release No. 34-61000; File No. SR-BSECC-2009-005; November 13, 2009)
   
• CBOE: Notice of Filing of Proposed Rule Change, As Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL) (Release No. 34-61000; File No. SR-CBOE-2009-025)
   
• FINRA: Notice of Filing of Amendment Nos. 1, 2, 3, and 4 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4, Relating to Historic TRACE Data (Release No. 34-61012; File No. SR-FINRA-2007-006; November 16, 2009)
   
• FINRA: Order Approving a Proposed Rule Change Relating to Availability of Information Pursuant to FINRA Rule 8312 (FINRA BrokerCheck Disclosure) (Release No. 34-61002; File No. SR-FINRA-2009-050; November 13, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change Relating to the Restructuring of Quotation Collection and Dissemination for OTC Equity Securities (Release No. 34-60999; File No. SR-FINRA-2009-077; November 13, 2009); see also Exhibit 5
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program to Expose All-Or-None Orders until December 31, 2009 (Release No. 34-61016; File No. SR-ISE-2009-96; November 17, 2009)
   
• ISE: Notice of Filing of Proposed Rule Change Relating to Foreign Currency Options (Release No. 34-61010; File No. SR-ISE-2009-87; November 16, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Closing Settlement Value for the Brazilian Real (Release No. 34-61009; File No. SR-ISE-2009-97; November 16, 2009)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require that Companies Provide Nasdaq with at least Ten Minutes Prior Notification when Releasing Material Information and Eliminate a Potential Inconsistency with Commission Guidance on the Use of Company Websites to Satisfy Public Disclosure Requirements (Release No. 34-61008; File No. SR-NASDAQ-2009-094; November 16, 2009)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market (Release No. 34-60980; File No. SR-NASDAQ-2009-098; November 10, 2009)
   
• OCC: Order Approving Proposed Rule Change to Revise the Minimum Eligibility Criteria for Common Stock Loaned Through Stock Loan Programs and Deposited as Margin Collateral (Release No. 34-61006; File No. SR-OCC-2009-15; November 17, 2009)
   
• SCCP: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc. (Release No. 34-61001; File No. SR-SCCP-2009-04; November 13, 2009)