What's New on the SEC Website
November 17, 2006

Administrative Proceedings

• Bruce M. Perry (Release Nos.: 33-8755, 34-54776, AAER-2516)
   
• Charles B. Spadoni (Release No. 34-54774)
   

Trading Suspensions

• Digital Gas, Inc. (Release No. 34-54772)
  See also Order
   

Press Releases

• Fee Rate Advisory #4 for Fiscal Year 2007 (Release No. 2006-194)
   

Commission Speeches and Public Statements

• "International Financial Institutions Examination Issues: A Regulatory Perspective," Annual Regulatory Examination and Compliance Seminar, Institute of International Bankers, Mary Ann Gadziala Associate Director, Office of Compliance Inspections and Examinations, New York, New York (October 31, 2006)
   

Self-Regulatory Organization (SRO) Rulemaking

• CBOE: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Regarding Quarterly Options Series (Release No. 34-54762, File No. SR-CBOE-2006-93)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Quarterly Index Expiration or QIX (Release No. 34-54761, File No. SR-CBOE-2006-85)
   
• FICC: Notice of Filing of Proposed Rule Change to Modify its Rules to Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions to Improve Liquidity and Minimize Risk for its Members; Correction and Extension of Comment Period (Release No. 34-54682A, File No. SR-FICC-2006-15)
   
• ISE: Order Approving Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders (Release No. 34-54751, File No. SR-ISE-2006-56)
   
• NASD: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Establish a Two-Year Pilot Program Exempting from TRACE Reporting Transactions in Bonds Traded on a Facility of NYSE (Release No. 34-54768, File No. SR-NASD-2006-110)
   
• NASD: Order Approving Proposed Rule Change Relating to Option Position and Exercise Limits and Position Reporting Obligations; and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto (Release No. 34-54755, File No. SR-NASD-2006-007)
   
• NASDAQ: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 thereto to Permit Trading Pursuant to Unlisted Trading Privileges of streetTRACKS Gold Shares and to Establish Trading Rules to Trade, Pursuant to Unlisted Trading Privileges, Certain Securities Whose Value Is Linked to the Value of One or More Commodities (Release No. 34-54765, File No. SR-NASDAQ-2006-009)
   
• NSX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSTS and to Modify a Fee Schedule for ITS Transactions (Release No. 34-54753, File No. SR-NSX-2006-14)
   
• NYSE: Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Establish Rules for the Trading of Unregistered Corporate Debt Securities (Release No. 34-54767, File No. SR-NYSE-2004-69)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Procedures for Executing Complex Options Orders in Open Outcry (Release No. 34-54759, File No. SR-NYSEArca-2006-80)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Related to Complex Order Trading (Release No. 34-54758, File No. SR-NYSEArca-2006-81)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 185A, Intermarket Sweep Orders – Temporary (Release No. 34-54760, File No. SR-Phlx-2006-76)
   
• SCCP: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Recording and Value Fees and NMS Linkage (Release No. 34-54756, File No. SR-SCCP-2006-03)
   

Exempt Orders

• Order Granting the New York Stock Exchange Inc.’s (n/k/a the New York Stock Exchange LLC) Application for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934
  (Release Nos. 34-54766, File No. S7-06-05)
   

Division of Market Regulation

Exemptive Orders and Exemptive, Interpretive, and No-Action Letters

• Philadelphia Stock Exchange, Inc.'s Request for Exemptions under Rule 608(e) of Regulation NMS Under the Securities Exchange Act of 1934 from Certain Provisions of the Intermarket Trading System Plan (November 14, 2006)
   
• Request for Exemptions for Initial Version of the American Stock Exchange's AEMI Hybrid Market Trading Platform (November 3, 2006)
   
• iPath Securities — Exchange-Traded Notes (July 27, 2006)
   
• ProShares Trust (June 20, 2006)
   
• iPath Securities — Index-Linked Securities (May 30, 2006)