What's New on the SEC Website
November 15, 2006

Press Releases

• SEC Sanctions Broker-Dealer for Unsuitable 529 College Savings Plan Recommendations (Release No. 2006-192)
   

Corporation Finance

Staff No-Action, Interpretive and Exemptive Letters

• Avago Technologies Limited (October 6, 2006)
   

ALJ Decisions & Orders: Administrative Law Judges

• James E. Franklin, Carol Fox Foelak, Administrative Law Judge (Release No. 323)
   

Commission Opinions & Orders

• Philippe N. Keyes (Release No. 34-54723)
   

Litigation Releases

• Focus Financial Associates, Inc., et al. (Release No. LR-19916)
   
• Focus Financial Associates, Inc., et al. (Release No. LR-19915)
   
• Min T. Ma and Joyce Manni Ng (Release No. LR-19914)
   
• Rhino Ecosystems, Inc., et al. (Release No. LR-19913)
   
• Stephen Richards (Release Nos. LR-19912, AAER-2515)
   
• Glenn E. Glasshagel (Release Nos. LR-19911, AAER-2514)
   
• World Information Technology, Inc., et al. (Release No. LR-19910)
   
• Robert A. Magnan, et al. (Release No. LR-19909)
   

Administrative Proceedings

• 1^st Global Capital Corp. (Release No. 34-54754)
   
• World Information Technology, Inc. (Release No. 34-54719)
   

Self-Regulatory Organization (SRO) Rulemaking

• Amex: Notice of Filing of Proposed Rule Change Relating to the Adoption of a Penny Quoting Pilot Program (Release No. 34-54741, File No. SR-Amex-2006-106)
   
• BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges (Release No. 34-54747, File No. SR-BSE-2006-51)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in the Option Class Research in Motion (Release No. 34-54738, File No. SR-CBOE-2006-91)
   
• NASD: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using ITS/CAES, Brut, and Inet (Release No. 34-54742, File No. SR-NASD-2006-122)
   
• NASD: Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to Amend NASD Interpretive Material 2210-4 to Require Certain Member Firms to Provide a Hyperlink to the NASD’s Internet Home Page (Release No. 34-54740, File No. SR-NASD-2006-073)
   
• NASD: Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to a Proposed Rule Change Relating to an NASD Trade Reporting Facility Established in Conjunction with the National Stock Exchange, Inc. (CORRECTION) (Release No. 34-54715A, File No. SR-NASD-2006-108)
   
• NASDAQ: Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Modify Certain Fees for Listing on The Nasdaq Stock Market and to Make Available Products and Services Intended to Assist Companies With Their Disclosure and Regulatory Obligations, Shareholder Communications, and Other Corporate Objectives (Release No. 34-54752, File No. SR-NASDAQ-2006-040)
   
• NSCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarifying and Technical Changes to NSCC’s Rules Regarding ACATS Fund/SERV (Release No. 34-54737, File No. SR-NSCC-2006-10)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 116 ("Stop" Constitutes Guarantee) (Release No. 34-54743, File No. SR-NYSE-2006-91)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges (Release No. 34-54750, File No. SR-NYSEArca-2006-88)
   
• OCC: Notice of Amended Filing of Proposed Rule Change to Revise Option Adjustment Methodology (Release No. 34-54748, File No. SR-OCC-2006-01)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Core Session for XLE (Release No. 34-54749, File No. SR-Phlx-2006-73)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying its Payment for Order Flow Program as it Relates to Order Flow Providers (Release No. 34-54746, File No. SR-Phlx-2006-71)