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What's New on the SEC Website
November 8, 2007
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions and Offices
Division of Market Regulation
Exemptive Orders and Exemptive, Interpretive, and No-Action Letters
Litigation
Litigation Releases
Opinions & Orders
News & Public Statements
Press Releases
Speeches and Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- Amex: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee (Release No. 34-56766; File No. SR-Amex-2007-114)
- Amex: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Previously Approved Rules Relating to a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders (Release No. 34-56764; File No. SR-Amex-2007-113)
- Amex, BSE, CBOE, ISE & NYSEArca: Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade (Release No. 34-56761; File Nos. SR-Amex-2007-65, SR-BSE-2007-45, SR-CBOE-2007-64, SR-ISE-2007-44, SR-NYSEArca-2007-65)
- CBOE: Notice of Filing of Proposed Rule Change Regarding the CBSX Floor Post (Release No. 34-56762; File No. SR-CBOE-2007-129)
- FINRA: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 2 (Release No. 34-56751; File No. SR-FINRA-2007-019)
- NASD: Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities with Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document (Release No. 34-56661; File No. SR-NASD-2005-100)
- NASD: Order Approving Proposed Rule Change to Establish a Membership Waive-In Process for Certain NYSE Member Organizations (Release No. 34-56653; File No. SR-NASD-2007-056)
- NASDAQ: Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Rule Governing the Relation of a Nasdaq Market Maker’s Quotations to the Prevailing Market (Release No. 34-56759; File No. SR-NASD-2007-069)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify that a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent from a Customer to Trade Along on an Order-By-Order Basis Under Rule 92(b) (Release No. 34-56753; File No. SR-NYSE-2007-97)
- NYSEArca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges (Release No. 34-56763; File No. SR-NYSEArca-2007-81)
http://www.sec.gov/news/whatsnew/wn110807.shtml
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