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What's New on the SEC Website
November 3, 2006
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
SEC Division
Division of Corporation Finance
Division of Corporation Finance Staff No-Action, Interpretive and Exemptive Letters
Litigation
Administrative Proceedings
Litigation Releases
Commission Opinions & Orders
News & Public Statements
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking
- Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Licensing Fees (Release No. 34-54698, File No. SR-Amex-2006-104)
- Amex: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Equities and Exchange Traded Fund Shares ("ETFs") Fee Schedule (Release No. 34-54696, File No. SR-Amex-2006-93)
- Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating the Post-Trade Allocation Feature in ANTE (Release No. 34-54691, File No. SR-Amex-2006-103)
- CBOE: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding the Initial and Continued Listing and Trading of Options on Units That Represent Interests in a Trust That Holds a Specified Non-U.S. Currency (Release No. 34-54693, File No. SR-CBOE-2006-74)
- DTC: Order Approving Proposed Rule Change to Allow the Inventory Management System to Accept Real-Time and Late Affirmed Trades from Omgeo (Release No. 34-54701, File No. File No. SR-DTC-2006-11)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes (Release No. 34-54697, File No. SR-ISE-2006-61)
- NASD: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASD Rule 11890(b)(2) to Allow NASD to Designate Officers to Take Action Under the Rule With Respect to Clearly Erroneous Transactions (Release No. 34-54702, File No. SR-NASD-2006-121)
- NASD: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASD Members Using ITS/CAES, Brut and Inet (Release No. 34-54695, File No. SR-NASD-2006-116)
- NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Fee Schedule Under Rule 16.1(a) and 16.1(c) for Transactions Executed Through the Intermarket Trading System Plan and/or the Plan for the Purpose of Creating and Operating an Intermarket Communications Linkage (Release No. 34-54692, File No. SR-NSX-2006-12)
- NYSE: Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Rule 607 Concerning the Use of the Random Selection Method to Appoint Arbitrators in Matters Not Involving Customers (Release No. 34-54694, File No. SR-NYSE-2006-93)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PACE Equity Transaction Charge and NMS Linkage (Release No. 34-54688, File No. File No. SR-Phlx-2006-62)
http://www.sec.gov/news/whatsnew/wn110306.shtml
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