What's New on the SEC Website
October 31, 2007

Speeches and Public Statements

• Address to the Institute for Legal Reform's Annual Legal Reform Summit by Commissioner Kathleen L. Casey, October 24, 2007
   
• Working Towards a Culture of Compliance: Some Obstacles in the Path by Lori Richards, Director, Office of Compliance Inspections and Examinations, October 18, 2007
   
• Remarks Before the SIFMA Proxy Symposium by Erik R. Sirri, Director, Division of Market Regulation, October 16, 2007
   

Special Studies

• Report on Administrative Proceedings for Period April 1, 2007 through September 30, 2007
   

Litigation Releases

• IDPM Group, Inc., Craig H. Reinhard and Debra R. Bzik (Release No. LR-20354)
   
• Ingersoll-Rand Company Ltd. (Release No. LR-20353); see also Complaint
   
• Patrick Kirkland, et al. (Release No. LR-20352)
   
• Patrick Kirkland, et al. (Release No. LR-20351)
   

Investment Advisers Act Notices and Orders

• IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order) (Release No. IA-2675; File No. 803-186)
   
• Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order) (Release No. IA-2674; File No. 803-184)
   

Investment Company Act Notices and Orders

• Rafferty Asset Management, et al. (Notice) (Release No. IC-28039; File No. 812-13416)
   

Petitions for Rulemaking

• Joint request for rulemaking to adopt amendments to Regulation S-K that would provide for increased disclosure of certain financial and other relationships between underwriters and registrants (File No. 4-550)
   

Self-Regulatory Organization (SRO) Rulemaking

• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to API Fees (Release No. 34-56721, File No. SR-ISE-2007-91, October 30, 2007)
   
• Amex: Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP (Release No. 34-56719, File No. SR-Amex-2007-98, October 29, 2007)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 18 (Compensation in Relation to Exchange System Failure) (Release No. 34-56718, File No. SR-NYSE-2007-95, October 29, 2007)
   
• Phlx: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options Already Listed on Another National Securities Exchange (Release No. 34-56717, File No. SR-Phlx-2007-73, October 29, 2007)
   
• NYSE: Order Granting Approval of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”) (Release No. 34-56711, File No. SR-NYSE-2007-83, October 26, 2007)
   
• Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable Settlements of Disciplinary Matters to Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need to Convene a Formal Hearing (Release No. 34-56707, File No. SR-Amex-2007-111, October 26, 2007)