		Home \| Jobs \| Fast Answers \| Site Map \| Search

About the SEC

Filings (EDGAR)

Regulatory Actions

Staff Interps

Investor Info

News/Statements

News Digest
Press Releases
What's New
Upcoming Events
Speeches
Testimony
Special Studies
Complaint Data
Open Meetings
Other Webcasts

Litigation

Information for...

Divisions

What's New on the SEC Website
October 30, 2007

This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!

View Previous Issues

News and Public Statements

Press Releases

SEC, FINRA Launch New Initiative to Assist Chief Compliance Officers at Broker-Dealer Firms (Release No. 2007-223)

Testimony

Testimony Concerning Improving Disclosure for Workers Investing for Retirementby Andrew J. Donohue, Director, Division of Investment Management, Before the Ways and Means Committee, U.S. House of Representatives

Speeches and Public Statements

Remarks Before the International Corporate Governance Networkby Commissioner Annette L. Nazareth, October 29, 2007

Litigation

Litigation Releases

Ramoil Management Ltd. et al. (Release No. LR-20350)
Oleksandr Dorozhko (Release No. LR-20349); see also Complaint

Administrative Proceedings

FN Estate, Inc. (Release No. 34-56720)

Regulatory Actions

Petitions for Rulemaking

Request for interpretive guidance under the Securities Act of 1933 that would require registrants to disclose to shareholders the business risks of laws and regulations intended to address global warming concerns (File No. 4-549)

Investment Company Act Notices and Orders

JNF Advisors, Inc. and Northern Lights Variable Trust (Order) (Release No. IC-28038)

Self-Regulatory Organization (SRO) Rulemaking

CBOE: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange (Release No. 34-56715, File No. SR-CBOE-2007-119, October 29, 2007)
Phlx: Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments (Release No. 34-56714, File No. SR-Phlx-2007-70, October 29, 2007)

http://www.sec.gov/news/whatsnew/wn103007.shtml

Modified: 10/31/2007