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What's New on the SEC Website
October 29, 2007
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Litigation Releases
Administrative Proceedings
- American Venture Group, Inc., Avocet Ventures, Inc., Bull Run, Inc., Calcomp Technology, Inc., and Essco USA, Inc. (Release No. 34-56712); see also Order
- Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., Ustel, Inc., and Yarc Systems Corp.
Regulatory Actions
Investment Company Act Notices and Orders
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 (October 26, 2007). For the following companies:
Dover Regional Financial Shares (File No. 811-4744)
Eaton Vance Global Enhanced Equity Income Fund (File No. 811-21711)
Eaton Vance Tax-Managed Buy-Write Research Fund (File No. 811-21821)
Advisory Hedged Opportunity Fund (File No. 811-21288)
BlackRock Europe Fund, Inc. (File No. 811-6042)
Merrill Lynch Strategy Series, Inc. (File No. 811-9617)
Merrill Lynch Inflation Protected Fund (File No. 811-21473)
Master Inflation Protected Trust (File No. 811-21518)
Colonial New York Insured Municipal Fund (File No. 811-9539)
SouthEast Tax Exempt Income Trust (File No. 811-2960)
Hutton Investment Trust (File No. 811-3647)
ThomasLloyd Funds (File No. 811-9156)
Van Kampen World Portfolio Series Trust (File No. 811-6220)
Alpha Hedge Fund, Inc. (File No. 811-21577)
Baron Capital Funds Trust (File No. 811-8505)
Jefferson Pilot Variable Fund, Inc. (File No. 811-4161)
PFL Variable Life Account A (File No. 811-9579)
Self-Regulatory Organization (SRO) Rulemaking
- FINRA: Order Granting Approval of Proposed Rule Change to Exempt from TRACE Reporting Transactions in TRACE-Eligible Securities Resulting from Certain Derivative-Related Transactions (Release No. 34-56709, File No. SR-FINRA-2007-007, October 26, 2007)
- Amex: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust (Release No. 34-56713, File No. SR-Amex-2007-74, October 29, 2007)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq’s Outbound Routing Broker (Release No. 34-56708, File No. SR-NASDAQ-2007-078, October 26, 2007)
- DTC: Notice of Filing of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank (Release No. 34-56706, File No. SR-DTC-2007-12, October 26, 2007)
- CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions to Have Post-Trade Anonymity (Release No. 34-56704, File No. SR-CHX-2007-20, October 25, 2007)
http://www.sec.gov/news/whatsnew/wn102907.shtml
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