What's New on the SEC Website
October 19, 2006

Administrative Proceedings

• Knight Securities L.P. (Release No. 34-54627)
  See also: Proposed Distribution Plan
   

Press Releases

• George Curtis Named Regional Director of the SEC's Central Regional Office (Release No. 2006-178)
   

Speeches & Public Statements

• Broker-Dealer Examination and Compliance Developments by Mary Ann Gadziala, Associate Director, Office of Compliance Inspections and Examinations, Before the National Membership Meeting of the National Society of Compliance Professionals, Washington, D.C. (October 19, 2006)
   
• The Process of Compliance by Lori A. Richards, Director, Office of Compliance Inspections and Examinations, Before the National Membership Meeting of the National Society of Compliance Professionals, Washington, D.C. (October 19, 2006)
   
• Remarks Before the STA Annual Conference by Commissioner Annette L. Nazareth, Scottsdale, Arizona (October 13, 2006)
   

Self-Regulatory Organization (SRO) Rulemaking

• Amex: Notice of Filing of Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions (Release No. 34-54618, File No. SR-Amex-2006-98)
   
• BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges (Release No. 34-54621, File No. SR-BSE-2006-43)
   
• FICC: Notice of Filing of a Proposed Rule Change Relating to Providing Certain Reports to its Members (Release No. 34-54619, File No. SR-FICC-2006-07)
   
• NASD: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to NYSE Rule 472 and NASD Rule 2711 (Release No. 34-54616, File No. SR-NASD-2006-112)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to NYSE Rule 472 and NASD Rule 2711 (Release No. 34-54616, File No. SR-NYSE-2006-77)
   
• NYSE: Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 86 (Automated Bond SystemŽ) (Release No. 34-54615, File No. SR-NYSE-2006-37)
   

Corporation Finance

Staff No-Action, Interpretive and Exemptive Letters

• Fidelity Life Association (October 18, 2006)
  See also: Incoming Letter (October 17, 2006)
   

Short Sales

• Transcript of the SEC Roundtable on the Regulation SHO Pilot (September 15, 2006)